ASSET ALLOCATION STRATEGIES LLC

Filed: 8/14/2023ACC: 0001172661-23-003053

📋 What this filing means

ASSET ALLOCATION STRATEGIES LLC filed this quarterly 13F‑HR report disclosing 62 equity positions with a total reported market value of $211.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$211.85M

Total AUM (reported)

3.84M

Total Shares

Allocation by class

US DIVIDEND EQ$19.67M9.3%

UNIT SER 1$16.37M7.7%

S&P500 DOWNSID$13.92M6.6%

GLOBAL 100 ETF$9.44M4.5%

FINANCIAL$8.66M4.1%

CORE S&P SCP ETF$8.60M4.1%

STRM INFPROIDX$8.36M3.9%

Portfolio Concentration

Top 3$49.97M23.6%

4–10$58.23M27.5%

11–25$71.04M33.5%

Rest$32.61M15.4%

Top 3 weight

23.6%

Top 10 weight

51.1%

Voting Authority Distribution

Total shares with voting rights: 3.84M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

3.09M

% of voting shares80.4%

None

No voting authority

752.64K

% of voting shares19.6%

Investment Discretion (by position count)

Sole62

Shared0

Other0

Dominant voting typeShared · 80.4% of voting shares

Institutional Holdings62

Rows:

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares270.90K

TypeSH

Market value$19.67M

9.29%

Sole

0.00

Shared

234.26K

None

36.64K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares44.31K

TypeSH

Market value$16.37M

7.73%

Sole

0.00

Shared

37.30K

None

7.01K

INVESCO ACTIVELY MANAGED ETF

SOLE

S&P500 DOWNSID

Shares418.01K

TypeSH

Market value$13.92M

6.57%

Sole

0.00

Shared

365.28K

None

52.73K

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares124.13K

TypeSH

Market value$9.44M

4.46%

Sole

0.00

Shared

108.81K

None

15.33K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares256.98K

TypeSH

Market value$8.66M

4.09%

Sole

0.00

Shared

212.88K

None

44.10K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares86.33K

TypeSH

Market value$8.60M

4.06%

Sole

0.00

Shared

75.67K

None

10.66K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares176.26K

TypeSH

Market value$8.36M

3.95%

Sole

0.00

Shared

149.35K

None

26.90K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares117.49K

TypeSH

Market value$8.28M

3.91%

Sole

0.00

Shared

97.84K

None

19.65K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares72.80K

TypeSH

Market value$7.72M

3.64%

Sole

0.00

Shared

66.29K

None

6.50K

ISHARES TR

SOLE

FALN ANGLS USD

Shares282.38K

TypeSH

Market value$7.16M

3.38%

Sole

0.00

Shared

235.34K

None

47.04K

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares100.40K

TypeSH

Market value$6.57M

3.10%

Sole

0.00

Shared

81.99K

None

18.41K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares135.44K

TypeSH

Market value$6.38M

3.01%

Sole

0.00

Shared

110.45K

None

24.99K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares39.84K

TypeSH

Market value$6.32M

2.98%

Sole

0.00

Shared

37.19K

None

2.65K

STRATEGY SHS

SOLE

NS 7HANDL IDX

Shares305.35K

TypeSH

Market value$6.21M

2.93%

Sole

0.00

Shared

276.95K

None

28.39K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares41.57K

TypeSH

Market value$5.52M

2.60%

Sole

0.00

Shared

33.98K

None

7.60K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares15.63K

TypeSH

Market value$5.47M

2.58%

Sole

0.00

Shared

12.77K

None

2.86K

FLEXSHARES TR

SOLE

INT QLTDVDYNAM

Shares189.83K

TypeSH

Market value$5.02M

2.37%

Sole

0.00

Shared

151.19K

None

38.63K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares110.14K

TypeSH

Market value$4.99M

2.36%

Sole

0.00

Shared

92.38K

None

17.76K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares112.95K

TypeSH

Market value$4.26M

2.01%

Sole

0.00

Shared

91.30K

None

21.64K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares83.41K

TypeSH

Market value$3.85M

1.82%

Sole

0.00

Shared

72.32K

None

11.09K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares14.09K

TypeSH

Market value$3.68M

1.74%

Sole

0.00

Shared

13.53K

None

559.00

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares56.35K

TypeSH

Market value$3.44M

1.62%

Sole

0.00

Shared

0.00

None

56.35K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares20.24K

TypeSH

Market value$3.29M

1.55%

Sole

0.00

Shared

19.18K

None

1.06K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares42.15K

TypeSH

Market value$3.13M

1.48%

Sole

0.00

Shared

34.01K

None

8.14K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.61K

TypeSH

Market value$2.93M

1.38%

Sole

0.00

Shared

5.38K

None

1.23K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	270.90K	SH	$19.67M 9.29%	234.26K	36.64K
INVESCO QQQ TRSOLE	UNIT SER 1	44.31K	SH	$16.37M 7.73%	37.30K	7.01K
INVESCO ACTIVELY MANAGED ETFSOLE	S&P500 DOWNSID	418.01K	SH	$13.92M 6.57%	365.28K	52.73K
ISHARES TRSOLE	GLOBAL 100 ETF	124.13K	SH	$9.44M 4.46%	108.81K	15.33K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	256.98K	SH	$8.66M 4.09%	212.88K	44.10K
ISHARES TRSOLE	CORE S&P SCP ETF	86.33K	SH	$8.60M 4.06%	75.67K	10.66K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	176.26K	SH	$8.36M 3.95%	149.35K	26.90K
ISHARES TRSOLE	S&P 500 GRWT ETF	117.49K	SH	$8.28M 3.91%	97.84K	19.65K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	72.80K	SH	$7.72M 3.64%	66.29K	6.50K
ISHARES TRSOLE	FALN ANGLS USD	282.38K	SH	$7.16M 3.38%	235.34K	47.04K
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	100.40K	SH	$6.57M 3.10%	81.99K	18.41K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	135.44K	SH	$6.38M 3.01%	110.45K	24.99K
ISHARES TRSOLE	RUS TP200 GR ETF	39.84K	SH	$6.32M 2.98%	37.19K	2.65K
STRATEGY SHSSOLE	NS 7HANDL IDX	305.35K	SH	$6.21M 2.93%	276.95K	28.39K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	41.57K	SH	$5.52M 2.60%	33.98K	7.60K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	15.63K	SH	$5.47M 2.58%	12.77K	2.86K
FLEXSHARES TRSOLE	INT QLTDVDYNAM	189.83K	SH	$5.02M 2.37%	151.19K	38.63K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	110.14K	SH	$4.99M 2.36%	92.38K	17.76K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	112.95K	SH	$4.26M 2.01%	91.30K	21.64K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	83.41K	SH	$3.85M 1.82%	72.32K	11.09K
ISHARES TRSOLE	CORE S&P MCP ETF	14.09K	SH	$3.68M 1.74%	13.53K	559.00
SPDR SER TRSOLE	PRTFLO S&P500 GW	56.35K	SH	$3.44M 1.62%	0.00	56.35K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	20.24K	SH	$3.29M 1.55%	19.18K	1.06K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	42.15K	SH	$3.13M 1.48%	34.01K	8.14K
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.61K	SH	$2.93M 1.38%	5.38K	1.23K

Page 1 of 3