ASSET ALLOCATION STRATEGIES LLC

Filed: 5/15/2023ACC: 0001172661-23-002263

📋 What this filing means

ASSET ALLOCATION STRATEGIES LLC filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $34.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$34.72M

Total AUM (reported)

693.95K

Total Shares

Allocation by class

US DIVIDEND EQ$3.43M9.9%

UNIT SER 1$2.96M8.5%

S&P500 DOWNSID$1.89M5.4%

NS 7HANDL IDX$1.84M5.3%

STRM INFPROIDX$1.77M5.1%

COM$1.68M4.8%

RISNG DIVD ACHIV$1.52M4.4%

Portfolio Concentration

Top 3$8.27M23.8%

4–10$10.57M30.4%

11–25$13.05M37.6%

Rest$2.83M8.2%

Top 3 weight

23.8%

Top 10 weight

54.3%

Voting Authority Distribution

Total shares with voting rights: 693.95K

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

27.22K

% of voting shares3.9%

None

No voting authority

666.72K

% of voting shares96.1%

Investment Discretion (by position count)

Sole33

Shared0

Other0

Dominant voting typeNone · 96.1% of voting shares

Institutional Holdings33

Rows:

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares46.83K

TypeSH

Market value$3.43M

9.87%

Sole

0.00

Shared

1.83K

None

45K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares9.21K

TypeSH

Market value$2.96M

8.52%

Sole

0.00

Shared

428.00

None

8.79K

INVESCO ACTIVELY MANAGED ETF

SOLE

S&P500 DOWNSID

Shares57.55K

TypeSH

Market value$1.89M

5.45%

Sole

0.00

Shared

2.51K

None

55.04K

STRATEGY SHS

SOLE

NS 7HANDL IDX

Shares90.92K

TypeSH

Market value$1.84M

5.30%

Sole

0.00

Shared

2.89K

None

88.03K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares37.05K

TypeSH

Market value$1.77M

5.10%

Sole

0.00

Shared

2.32K

None

34.74K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares33.90K

TypeSH

Market value$1.52M

4.38%

Sole

0.00

Shared

1.69K

None

32.21K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares43.48K

TypeSH

Market value$1.40M

4.03%

Sole

0.00

Shared

1.83K

None

41.65K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares21.71K

TypeSH

Market value$1.39M

3.99%

Sole

0.00

Shared

830.00

None

20.88K

ISHARES TR

SOLE

FALN ANGLS USD

Shares52.89K

TypeSH

Market value$1.34M

3.85%

Sole

0.00

Shared

2.74K

None

50.15K

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares19.45K

TypeSH

Market value$1.32M

3.79%

Sole

0.00

Shared

1.30K

None

18.14K

FLEXSHARES TR

SOLE

INT QLTDVDYNAM

Shares49.60K

TypeSH

Market value$1.30M

3.75%

Sole

0.00

Shared

2.08K

None

47.53K

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares17.07K

TypeSH

Market value$1.20M

3.44%

Sole

0.00

Shared

537.00

None

16.53K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares12.31K

TypeSH

Market value$1.19M

3.43%

Sole

0.00

Shared

413.00

None

11.90K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares3.59K

TypeSH

Market value$1.11M

3.21%

Sole

0.00

Shared

154.00

None

3.44K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares23.93K

TypeSH

Market value$1.08M

3.12%

Sole

0.00

Shared

1.39K

None

22.54K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares8.28K

TypeSH

Market value$1.07M

3.09%

Sole

0.00

Shared

269.00

None

8.01K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares24.86K

TypeSH

Market value$929.3K

2.68%

Sole

0.00

Shared

668.00

None

24.19K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares8.64K

TypeSH

Market value$912.0K

2.63%

Sole

0.00

Shared

777.00

None

7.87K

ENTERPRISE PRODS PARTNERS L

SOLE

COM

Shares29.13K

TypeSH

Market value$754.6K

2.17%

Sole

0.00

Shared

0.00

None

29.13K

FIRST TR EXCHANGE TRADED FD

SOLE

INTL EQUITY OPP

Shares17.92K

TypeSH

Market value$730.7K

2.10%

Sole

0.00

Shared

641.00

None

17.28K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares8.50K

TypeSH

Market value$635.1K

1.83%

Sole

0.00

Shared

321.00

None

8.18K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P SMCP VLU MNT

Shares12.89K

TypeSH

Market value$587.0K

1.69%

Sole

0.00

Shared

624.00

None

12.27K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares12.03K

TypeSH

Market value$543.2K

1.56%

Sole

0.00

Shared

160.00

None

11.87K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares1.22K

TypeSH

Market value$500.1K

1.44%

Sole

0.00

Shared

52.00

None

1.17K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares1.50K

TypeSH

Market value$499.3K

1.44%

Sole

0.00

Shared

55.00

None

1.45K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	46.83K	SH	$3.43M 9.87%	1.83K	45K
INVESCO QQQ TRSOLE	UNIT SER 1	9.21K	SH	$2.96M 8.52%	428.00	8.79K
INVESCO ACTIVELY MANAGED ETFSOLE	S&P500 DOWNSID	57.55K	SH	$1.89M 5.45%	2.51K	55.04K
STRATEGY SHSSOLE	NS 7HANDL IDX	90.92K	SH	$1.84M 5.30%	2.89K	88.03K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	37.05K	SH	$1.77M 5.10%	2.32K	34.74K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	33.90K	SH	$1.52M 4.38%	1.69K	32.21K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	43.48K	SH	$1.40M 4.03%	1.83K	41.65K
ISHARES TRSOLE	S&P 500 GRWT ETF	21.71K	SH	$1.39M 3.99%	830.00	20.88K
ISHARES TRSOLE	FALN ANGLS USD	52.89K	SH	$1.34M 3.85%	2.74K	50.15K
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	19.45K	SH	$1.32M 3.79%	1.30K	18.14K
FLEXSHARES TRSOLE	INT QLTDVDYNAM	49.60K	SH	$1.30M 3.75%	2.08K	47.53K
ISHARES TRSOLE	GLOBAL 100 ETF	17.07K	SH	$1.20M 3.44%	537.00	16.53K
ISHARES TRSOLE	CORE S&P SCP ETF	12.31K	SH	$1.19M 3.43%	413.00	11.90K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	3.59K	SH	$1.11M 3.21%	154.00	3.44K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	23.93K	SH	$1.08M 3.12%	1.39K	22.54K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	8.28K	SH	$1.07M 3.09%	269.00	8.01K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	24.86K	SH	$929.3K 2.68%	668.00	24.19K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	8.64K	SH	$912.0K 2.63%	777.00	7.87K
ENTERPRISE PRODS PARTNERS LSOLE	COM	29.13K	SH	$754.6K 2.17%	0.00	29.13K
FIRST TR EXCHANGE TRADED FDSOLE	INTL EQUITY OPP	17.92K	SH	$730.7K 2.10%	641.00	17.28K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	8.50K	SH	$635.1K 1.83%	321.00	8.18K
INVESCO EXCHANGE TRADED FD TSOLE	S&P SMCP VLU MNT	12.89K	SH	$587.0K 1.69%	624.00	12.27K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	12.03K	SH	$543.2K 1.56%	160.00	11.87K
SPDR S&P 500 ETF TRSOLE	TR UNIT	1.22K	SH	$500.1K 1.44%	52.00	1.17K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	1.50K	SH	$499.3K 1.44%	55.00	1.45K

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