ASSET ALLOCATION STRATEGIES LLC

Filed: 2/16/2023ACC: 0001172661-23-001495

📋 What this filing means

ASSET ALLOCATION STRATEGIES LLC filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $147.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$147.27M

Total AUM (reported)

2.99M

Total Shares

Allocation by class

US DIVIDEND EQ$16.24M11.0%

S&P500 DOWNSID$10.70M7.3%

UNIT SER 1$8.56M5.8%

NS 7HANDL IDX$7.71M5.2%

S&P 500 GRWT ETF$7.63M5.2%

GLOBAL 100 ETF$6.24M4.2%

HIGH DIV YLD$6.16M4.2%

Portfolio Concentration

Top 3$35.49M24.1%

4–10$43.68M29.7%

11–25$48.76M33.1%

Rest$19.33M13.1%

Top 3 weight

24.1%

Top 10 weight

53.8%

Voting Authority Distribution

Total shares with voting rights: 2.99M

Sole

Full voting authority

2.99M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole55

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings55

Rows:

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares214.92K

TypeSH

Market value$16.24M

11.02%

Sole

214.92K

Shared

0.00

None

0.00

INVESCO ACTIVELY MANAGED ETF

SOLE

S&P500 DOWNSID

Shares331.55K

TypeSH

Market value$10.70M

7.27%

Sole

331.55K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares32.13K

TypeSH

Market value$8.56M

5.81%

Sole

32.13K

Shared

0.00

None

0.00

STRATEGY SHS

SOLE

NS 7HANDL IDX

Shares393.66K

TypeSH

Market value$7.71M

5.23%

Sole

393.66K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares130.37K

TypeSH

Market value$7.63M

5.18%

Sole

130.37K

Shared

0.00

None

0.00

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares97.37K

TypeSH

Market value$6.24M

4.24%

Sole

97.37K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares56.89K

TypeSH

Market value$6.16M

4.18%

Sole

56.89K

Shared

0.00

None

0.00

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares126.83K

TypeSH

Market value$5.92M

4.02%

Sole

126.83K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares163.31K

TypeSH

Market value$5.59M

3.79%

Sole

163.31K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares46.98K

TypeSH

Market value$4.45M

3.02%

Sole

46.98K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares31.80K

TypeSH

Market value$4.32M

2.93%

Sole

31.80K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares97.69K

TypeSH

Market value$4.29M

2.91%

Sole

97.69K

Shared

0.00

None

0.00

ISHARES TR

SOLE

FALN ANGLS USD

Shares170.76K

TypeSH

Market value$4.20M

2.85%

Sole

170.76K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares34.03K

TypeSH

Market value$4.10M

2.79%

Sole

34.03K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares57.98K

TypeSH

Market value$4.09M

2.78%

Sole

57.98K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares100.41K

TypeSH

Market value$3.71M

2.52%

Sole

100.41K

Shared

0.00

None

0.00

FLEXSHARES TR

SOLE

INT QLTDVDYNAM

Shares149.29K

TypeSH

Market value$3.61M

2.45%

Sole

149.29K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares79.38K

TypeSH

Market value$3.54M

2.40%

Sole

79.38K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares11.81K

TypeSH

Market value$3.26M

2.21%

Sole

11.81K

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares62.94K

TypeSH

Market value$2.64M

1.79%

Sole

62.94K

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares16.71K

TypeSH

Market value$2.54M

1.73%

Sole

16.71K

Shared

0.00

None

0.00

FIRST TR EXCH TRADED FD III

SOLE

PFD SECS INC ETF

Shares143.15K

TypeSH

Market value$2.40M

1.63%

Sole

143.15K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares30.95K

TypeSH

Market value$2.31M

1.57%

Sole

30.95K

Shared

0.00

None

0.00

FIRST TR EXCHANGE TRADED FD

SOLE

INTL EQUITY OPP

Shares50.06K

TypeSH

Market value$1.95M

1.32%

Sole

50.06K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.71K

TypeSH

Market value$1.80M

1.22%

Sole

4.71K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	214.92K	SH	$16.24M 11.02%	214.92K
INVESCO ACTIVELY MANAGED ETFSOLE	S&P500 DOWNSID	331.55K	SH	$10.70M 7.27%	331.55K
INVESCO QQQ TRSOLE	UNIT SER 1	32.13K	SH	$8.56M 5.81%	32.13K
STRATEGY SHSSOLE	NS 7HANDL IDX	393.66K	SH	$7.71M 5.23%	393.66K
ISHARES TRSOLE	S&P 500 GRWT ETF	130.37K	SH	$7.63M 5.18%	130.37K
ISHARES TRSOLE	GLOBAL 100 ETF	97.37K	SH	$6.24M 4.24%	97.37K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	56.89K	SH	$6.16M 4.18%	56.89K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	126.83K	SH	$5.92M 4.02%	126.83K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	163.31K	SH	$5.59M 3.79%	163.31K
ISHARES TRSOLE	CORE S&P SCP ETF	46.98K	SH	$4.45M 3.02%	46.98K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	31.80K	SH	$4.32M 2.93%	31.80K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	97.69K	SH	$4.29M 2.91%	97.69K
ISHARES TRSOLE	FALN ANGLS USD	170.76K	SH	$4.20M 2.85%	170.76K
ISHARES TRSOLE	RUS TP200 GR ETF	34.03K	SH	$4.10M 2.79%	34.03K
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	57.98K	SH	$4.09M 2.78%	57.98K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	100.41K	SH	$3.71M 2.52%	100.41K
FLEXSHARES TRSOLE	INT QLTDVDYNAM	149.29K	SH	$3.61M 2.45%	149.29K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	79.38K	SH	$3.54M 2.40%	79.38K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	11.81K	SH	$3.26M 2.21%	11.81K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	62.94K	SH	$2.64M 1.79%	62.94K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	16.71K	SH	$2.54M 1.73%	16.71K
FIRST TR EXCH TRADED FD IIISOLE	PFD SECS INC ETF	143.15K	SH	$2.40M 1.63%	143.15K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	30.95K	SH	$2.31M 1.57%	30.95K
FIRST TR EXCHANGE TRADED FDSOLE	INTL EQUITY OPP	50.06K	SH	$1.95M 1.32%	50.06K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.71K	SH	$1.80M 1.22%	4.71K

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