ASSET ALLOCATION & MANAGEMENT COMPANY, LLC

Filed: 11/3/2025ACC: 0001498383-25-000009

📋 What this filing means

ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $237.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$237.1K

Total AUM (reported)

2.69M

Total Shares

Allocation by class

TOTAL STK MKT$63.5K26.8%

S&P 500 ETF SHS$24.5K10.4%

PORTFLI HIGH YLD$20.1K8.5%

COM$19.9K8.4%

HIGH DIV YLD$14.5K6.1%

CORE S&P500 ETF$10.5K4.4%

US DIVIDEND EQ$9.0K3.8%

Portfolio Concentration

Top 3$108.1K45.6%

4–10$60.3K25.4%

11–25$40.0K16.9%

Rest$28.6K12.1%

Top 3 weight

45.6%

Top 10 weight

71.0%

Voting Authority Distribution

Total shares with voting rights: 2.69M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.69M

% of voting shares100.0%

Investment Discretion (by position count)

Sole88

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings88

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares193.62K

TypeSH

Market value$63.5K

26.80%

Sole

0.00

Shared

0.00

None

193.62K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares40.08K

TypeSH

Market value$24.5K

10.35%

Sole

0.00

Shared

0.00

None

40.08K

SPDR SERIES TRUST

SOLE

PORTFLI HIGH YLD

Shares838.10K

TypeSH

Market value$20.1K

8.46%

Sole

0.00

Shared

0.00

None

838.10K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares102.99K

TypeSH

Market value$14.5K

6.12%

Sole

0.00

Shared

0.00

None

102.99K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares15.72K

TypeSH

Market value$10.5K

4.44%

Sole

0.00

Shared

0.00

None

15.72K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares329.63K

TypeSH

Market value$9.0K

3.80%

Sole

0.00

Shared

0.00

None

329.63K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares207.80K

TypeSH

Market value$8.6K

3.64%

Sole

0.00

Shared

0.00

None

207.80K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares230.62K

TypeSH

Market value$5.9K

2.50%

Sole

0.00

Shared

0.00

None

230.62K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares12.19K

TypeSH

Market value$5.8K

2.47%

Sole

0.00

Shared

0.00

None

12.19K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares126.84K

TypeSH

Market value$5.8K

2.45%

Sole

0.00

Shared

0.00

None

126.84K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares89.84K

TypeSH

Market value$4.6K

1.92%

Sole

0.00

Shared

0.00

None

89.84K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares73.19K

TypeSH

Market value$4.4K

1.85%

Sole

0.00

Shared

0.00

None

73.19K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares52.11K

TypeSH

Market value$3.7K

1.57%

Sole

0.00

Shared

0.00

None

52.11K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares43.49K

TypeSH

Market value$3.5K

1.47%

Sole

0.00

Shared

0.00

None

43.49K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.98K

TypeSH

Market value$3.3K

1.40%

Sole

0.00

Shared

0.00

None

4.98K

BROADCOM INC

SOLE

COM

Shares8.10K

TypeSH

Market value$2.7K

1.13%

Sole

0.00

Shared

0.00

None

8.10K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares44.20K

TypeSH

Market value$2.4K

1.01%

Sole

0.00

Shared

0.00

None

44.20K

ALPHABET INC

SOLE

CAP STK CL A

Shares9.62K

TypeSH

Market value$2.3K

0.99%

Sole

0.00

Shared

0.00

None

9.62K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares3.00

TypeSH

Market value$2.3K

0.95%

Sole

0.00

Shared

0.00

None

3.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares11.47K

TypeSH

Market value$2.2K

0.92%

Sole

0.00

Shared

0.00

None

11.47K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares7.33K

TypeSH

Market value$2.2K

0.91%

Sole

0.00

Shared

0.00

None

7.33K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares3.53K

TypeSH

Market value$2.1K

0.89%

Sole

0.00

Shared

0.00

None

3.53K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares19.13K

TypeSH

Market value$1.6K

0.66%

Sole

0.00

Shared

0.00

None

19.13K

MICROSOFT CORP

SOLE

COM

Shares2.84K

TypeSH

Market value$1.5K

0.62%

Sole

0.00

Shared

0.00

None

2.84K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares10.27K

TypeSH

Market value$1.5K

0.62%

Sole

0.00

Shared

0.00

None

10.27K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	193.62K	SH	$63.5K 26.80%	193.62K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	40.08K	SH	$24.5K 10.35%	40.08K
SPDR SERIES TRUSTSOLE	PORTFLI HIGH YLD	838.10K	SH	$20.1K 8.46%	838.10K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	102.99K	SH	$14.5K 6.12%	102.99K
ISHARES TRSOLE	CORE S&P500 ETF	15.72K	SH	$10.5K 4.44%	15.72K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	329.63K	SH	$9.0K 3.80%	329.63K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	207.80K	SH	$8.6K 3.64%	207.80K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	230.62K	SH	$5.9K 2.50%	230.62K
VANGUARD INDEX FDSSOLE	GROWTH ETF	12.19K	SH	$5.8K 2.47%	12.19K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	126.84K	SH	$5.8K 2.45%	126.84K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	89.84K	SH	$4.6K 1.92%	89.84K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	73.19K	SH	$4.4K 1.85%	73.19K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	52.11K	SH	$3.7K 1.57%	52.11K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	43.49K	SH	$3.5K 1.47%	43.49K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.98K	SH	$3.3K 1.40%	4.98K
BROADCOM INCSOLE	COM	8.10K	SH	$2.7K 1.13%	8.10K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	44.20K	SH	$2.4K 1.01%	44.20K
ALPHABET INCSOLE	CAP STK CL A	9.62K	SH	$2.3K 0.99%	9.62K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	3.00	SH	$2.3K 0.95%	3.00
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	11.47K	SH	$2.2K 0.92%	11.47K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	7.33K	SH	$2.2K 0.91%	7.33K
INVESCO QQQ TRSOLE	UNIT SER 1	3.53K	SH	$2.1K 0.89%	3.53K
ISHARES TRSOLE	IBOXX HI YD ETF	19.13K	SH	$1.6K 0.66%	19.13K
MICROSOFT CORPSOLE	COM	2.84K	SH	$1.5K 0.62%	2.84K
ISHARES TRSOLE	SELECT DIVID ETF	10.27K	SH	$1.5K 0.62%	10.27K

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