ASSET ALLOCATION & MANAGEMENT COMPANY, LLC

Filed: 10/22/2024ACC: 0001498383-24-000004

📋 What this filing means

ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $159.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$159.1K

Total AUM (reported)

1.75M

Total Shares

Allocation by class

TOTAL STK MKT$47.2K29.7%

S&P 500 ETF SHS$17.4K11.0%

HIGH DIV YLD$13.2K8.3%

PORTFLI HIGH YLD$10.9K6.9%

CORE S&P500 ETF$9.3K5.8%

SENIOR LN FD$5.2K3.2%

GROWTH ETF$4.7K2.9%

Portfolio Concentration

Top 3$77.9K48.9%

4–10$41.8K26.3%

11–25$30.4K19.1%

Rest$9.0K5.7%

Top 3 weight

48.9%

Top 10 weight

75.2%

Voting Authority Distribution

Total shares with voting rights: 1.75M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.75M

% of voting shares100.0%

Investment Discretion (by position count)

Sole47

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings47

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares166.78K

TypeSH

Market value$47.2K

29.68%

Sole

0.00

Shared

0.00

None

166.78K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares33.05K

TypeSH

Market value$17.4K

10.96%

Sole

0.00

Shared

0.00

None

33.05K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares102.99K

TypeSH

Market value$13.2K

8.30%

Sole

0.00

Shared

0.00

None

102.99K

SPDR SER TR

SOLE

PORTFLI HIGH YLD

Shares454.71K

TypeSH

Market value$10.9K

6.87%

Sole

0.00

Shared

0.00

None

454.71K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares16.13K

TypeSH

Market value$9.3K

5.85%

Sole

0.00

Shared

0.00

None

16.13K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares112.44K

TypeSH

Market value$5.2K

3.24%

Sole

0.00

Shared

0.00

None

112.44K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares12.19K

TypeSH

Market value$4.7K

2.94%

Sole

0.00

Shared

0.00

None

12.19K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares101.78K

TypeSH

Market value$4.3K

2.67%

Sole

0.00

Shared

0.00

None

101.78K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares75.91K

TypeSH

Market value$4.0K

2.52%

Sole

0.00

Shared

0.00

None

75.91K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares68.74K

TypeSH

Market value$3.5K

2.20%

Sole

0.00

Shared

0.00

None

68.74K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares43.70K

TypeSH

Market value$3.5K

2.18%

Sole

0.00

Shared

0.00

None

43.70K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares63.14K

TypeSH

Market value$3.3K

2.09%

Sole

0.00

Shared

0.00

None

63.14K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares36.81K

TypeSH

Market value$3.1K

1.96%

Sole

0.00

Shared

0.00

None

36.81K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares4.98K

TypeSH

Market value$2.9K

1.80%

Sole

0.00

Shared

0.00

None

4.98K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares50.86K

TypeSH

Market value$2.4K

1.53%

Sole

0.00

Shared

0.00

None

50.86K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares3.00

TypeSH

Market value$2.1K

1.30%

Sole

0.00

Shared

0.00

None

3.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares11.47K

TypeSH

Market value$2.1K

1.29%

Sole

0.00

Shared

0.00

None

11.47K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares7.33K

TypeSH

Market value$1.8K

1.12%

Sole

0.00

Shared

0.00

None

7.33K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares3.48K

TypeSH

Market value$1.7K

1.07%

Sole

0.00

Shared

0.00

None

3.48K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares5.96K

TypeSH

Market value$1.6K

0.99%

Sole

0.00

Shared

0.00

None

5.96K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares19.13K

TypeSH

Market value$1.5K

0.97%

Sole

0.00

Shared

0.00

None

19.13K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares10.27K

TypeSH

Market value$1.4K

0.87%

Sole

0.00

Shared

0.00

None

10.27K

ALPHABET INC

SOLE

CAP STK CL A

Shares6.78K

TypeSH

Market value$1.1K

0.71%

Sole

0.00

Shared

0.00

None

6.78K

ISHARES TR

SOLE

FALN ANGLS USD

Shares39K

TypeSH

Market value$1.1K

0.67%

Sole

0.00

Shared

0.00

None

39K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares14.47K

TypeSH

Market value$902.00

0.57%

Sole

0.00

Shared

0.00

None

14.47K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	166.78K	SH	$47.2K 29.68%	166.78K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	33.05K	SH	$17.4K 10.96%	33.05K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	102.99K	SH	$13.2K 8.30%	102.99K
SPDR SER TRSOLE	PORTFLI HIGH YLD	454.71K	SH	$10.9K 6.87%	454.71K
ISHARES TRSOLE	CORE S&P500 ETF	16.13K	SH	$9.3K 5.85%	16.13K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	112.44K	SH	$5.2K 3.24%	112.44K
VANGUARD INDEX FDSSOLE	GROWTH ETF	12.19K	SH	$4.7K 2.94%	12.19K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	101.78K	SH	$4.3K 2.67%	101.78K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	75.91K	SH	$4.0K 2.52%	75.91K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	68.74K	SH	$3.5K 2.20%	68.74K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	43.70K	SH	$3.5K 2.18%	43.70K
ISHARES TRSOLE	ISHS 1-5YR INVS	63.14K	SH	$3.3K 2.09%	63.14K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	36.81K	SH	$3.1K 1.96%	36.81K
SPDR S&P 500 ETF TRSOLE	TR UNIT	4.98K	SH	$2.9K 1.80%	4.98K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	50.86K	SH	$2.4K 1.53%	50.86K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	3.00	SH	$2.1K 1.30%	3.00
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	11.47K	SH	$2.1K 1.29%	11.47K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	7.33K	SH	$1.8K 1.12%	7.33K
INVESCO QQQ TRSOLE	UNIT SER 1	3.48K	SH	$1.7K 1.07%	3.48K
VANGUARD INDEX FDSSOLE	MID CAP ETF	5.96K	SH	$1.6K 0.99%	5.96K
ISHARES TRSOLE	IBOXX HI YD ETF	19.13K	SH	$1.5K 0.97%	19.13K
ISHARES TRSOLE	SELECT DIVID ETF	10.27K	SH	$1.4K 0.87%	10.27K
ALPHABET INCSOLE	CAP STK CL A	6.78K	SH	$1.1K 0.71%	6.78K
ISHARES TRSOLE	FALN ANGLS USD	39K	SH	$1.1K 0.67%	39K
ISHARES TRSOLE	CORE S&P MCP ETF	14.47K	SH	$902.00 0.57%	14.47K

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