Filed: 4/11/2024ACC: 0001498383-24-000002
📋 What this filing means
ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $152.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$152.7K
Total AUM (reported)
1.67M
Total Shares
Allocation by class
TOTAL STK MKT$43.4K28.4%
HIGH DIV YLD$14.0K9.2%
S&P 500 ETF SHS$13.7K9.0%
CORE S&P500 ETF$9.6K6.3%
BLACKSTONE SENR$8.2K5.4%
PORTFLI HIGH YLD$6.9K4.5%
VAN FTSE DEV MKT$6.1K4.0%
Portfolio Concentration
Top 3$71.1K46.6%
4–10$42.3K27.7%
11–25$28.6K18.8%
Rest$10.7K7.0%
Top 3 weight
46.6%
Top 10 weight
74.3%
Voting Authority Distribution
Total shares with voting rights: 1.67M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings49
Rows:
VANGUARD INDEX FDS
SOLEShares166.90K
TypeSH
Market value$43.4K
28.40%
Sole
0.00
Shared
0.00
None
166.90K
VANGUARD WHITEHALL FDS
SOLEShares116.03K
TypeSH
Market value$14.0K
9.19%
Sole
0.00
Shared
0.00
None
116.03K
VANGUARD INDEX FDS
SOLEShares28.52K
TypeSH
Market value$13.7K
8.98%
Sole
0.00
Shared
0.00
None
28.52K
ISHARES TR
SOLEShares18.20K
TypeSH
Market value$9.6K
6.27%
Sole
0.00
Shared
0.00
None
18.20K
SSGA ACTIVE ETF TR
SOLEShares195.55K
TypeSH
Market value$8.2K
5.39%
Sole
0.00
Shared
0.00
None
195.55K
SPDR SER TR
SOLEShares294.40K
TypeSH
Market value$6.9K
4.52%
Sole
0.00
Shared
0.00
None
294.40K
VANGUARD TAX-MANAGED FDS
SOLEShares121.38K
TypeSH
Market value$6.1K
3.99%
Sole
0.00
Shared
0.00
None
121.38K
VANGUARD INDEX FDS
SOLEShares12.19K
TypeSH
Market value$4.2K
2.75%
Sole
0.00
Shared
0.00
None
12.19K
ISHARES TR
SOLEShares34K
TypeSH
Market value$3.9K
2.56%
Sole
0.00
Shared
0.00
None
34K
VANGUARD SCOTTSDALE FDS
SOLEShares43.70K
TypeSH
Market value$3.4K
2.21%
Sole
0.00
Shared
0.00
None
43.70K
VANGUARD INTL EQUITY INDEX F
SOLEShares80.23K
TypeSH
Market value$3.4K
2.19%
Sole
0.00
Shared
0.00
None
80.23K
ISHARES TR
SOLEShares60K
TypeSH
Market value$3.1K
2.01%
Sole
0.00
Shared
0.00
None
60K
SCHWAB STRATEGIC TR
SOLEShares36.81K
TypeSH
Market value$3.0K
1.94%
Sole
0.00
Shared
0.00
None
36.81K
SPDR S&P 500 ETF TR
SOLEShares4.98K
TypeSH
Market value$2.6K
1.70%
Sole
0.00
Shared
0.00
None
4.98K
INVESCO EXCHANGE TRADED FD T
SOLEShares11.47K
TypeSH
Market value$1.9K
1.27%
Sole
0.00
Shared
0.00
None
11.47K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.00
TypeSH
Market value$1.9K
1.25%
Sole
0.00
Shared
0.00
None
3.00
VANGUARD INDEX FDS
SOLEShares7.49K
TypeSH
Market value$1.9K
1.23%
Sole
0.00
Shared
0.00
None
7.49K
INVESCO QQQ TR
SOLEShares4.05K
TypeSH
Market value$1.8K
1.18%
Sole
0.00
Shared
0.00
None
4.05K
VANGUARD INDEX FDS
SOLEShares7.33K
TypeSH
Market value$1.7K
1.13%
Sole
0.00
Shared
0.00
None
7.33K
ISHARES TR
SOLEShares25.52K
TypeSH
Market value$1.6K
1.01%
Sole
0.00
Shared
0.00
None
25.52K
ISHARES TR
SOLEShares19.13K
TypeSH
Market value$1.5K
0.97%
Sole
0.00
Shared
0.00
None
19.13K
ISHARES TR
SOLEShares10.27K
TypeSH
Market value$1.3K
0.83%
Sole
0.00
Shared
0.00
None
10.27K
ISHARES TR
SOLEShares39K
TypeSH
Market value$1.0K
0.69%
Sole
0.00
Shared
0.00
None
39K
VANGUARD INDEX FDS
SOLEShares4.49K
TypeSH
Market value$1.0K
0.67%
Sole
0.00
Shared
0.00
None
4.49K
ALPHABET INC
SOLEShares6.78K
TypeSH
Market value$1.0K
0.67%
Sole
0.00
Shared
0.00
None
6.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 166.90K | SH | $43.4K 28.40% | 0.00 | 0.00 | 166.90K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 116.03K | SH | $14.0K 9.19% | 0.00 | 0.00 | 116.03K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 28.52K | SH | $13.7K 8.98% | 0.00 | 0.00 | 28.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 18.20K | SH | $9.6K 6.27% | 0.00 | 0.00 | 18.20K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 195.55K | SH | $8.2K 5.39% | 0.00 | 0.00 | 195.55K |
SPDR SER TRSOLE | PORTFLI HIGH YLD | 294.40K | SH | $6.9K 4.52% | 0.00 | 0.00 | 294.40K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 121.38K | SH | $6.1K 3.99% | 0.00 | 0.00 | 121.38K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 12.19K | SH | $4.2K 2.75% | 0.00 | 0.00 | 12.19K |
ISHARES TRSOLE | ESG AWR MSCI USA | 34K | SH | $3.9K 2.56% | 0.00 | 0.00 | 34K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 43.70K | SH | $3.4K 2.21% | 0.00 | 0.00 | 43.70K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 80.23K | SH | $3.4K 2.19% | 0.00 | 0.00 | 80.23K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 60K | SH | $3.1K 2.01% | 0.00 | 0.00 | 60K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 36.81K | SH | $3.0K 1.94% | 0.00 | 0.00 | 36.81K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.98K | SH | $2.6K 1.70% | 0.00 | 0.00 | 4.98K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 11.47K | SH | $1.9K 1.27% | 0.00 | 0.00 | 11.47K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 3.00 | SH | $1.9K 1.25% | 0.00 | 0.00 | 3.00 |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 7.49K | SH | $1.9K 1.23% | 0.00 | 0.00 | 7.49K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.05K | SH | $1.8K 1.18% | 0.00 | 0.00 | 4.05K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 7.33K | SH | $1.7K 1.13% | 0.00 | 0.00 | 7.33K |
ISHARES TRSOLE | CORE S&P MCP ETF | 25.52K | SH | $1.6K 1.01% | 0.00 | 0.00 | 25.52K |
ISHARES TRSOLE | IBOXX HI YD ETF | 19.13K | SH | $1.5K 0.97% | 0.00 | 0.00 | 19.13K |
ISHARES TRSOLE | SELECT DIVID ETF | 10.27K | SH | $1.3K 0.83% | 0.00 | 0.00 | 10.27K |
ISHARES TRSOLE | FALN ANGLS USD | 39K | SH | $1.0K 0.69% | 0.00 | 0.00 | 39K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 4.49K | SH | $1.0K 0.67% | 0.00 | 0.00 | 4.49K |
ALPHABET INCSOLE | CAP STK CL A | 6.78K | SH | $1.0K 0.67% | 0.00 | 0.00 | 6.78K |
Page 1 of 2