Filed: 2/9/2024ACC: 0001498383-24-000001
📋 What this filing means
ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $149.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$149.4K
Total AUM (reported)
1.73M
Total Shares
Allocation by class
TOTAL STK MKT$41.3K27.6%
HIGH DIV YLD$13.0K8.7%
S&P 500 ETF SHS$12.5K8.3%
CORE S&P500 ETF$8.7K5.8%
BLACKSTONE SENR$8.2K5.5%
PORTFLI HIGH YLD$6.9K4.6%
VAN FTSE DEV MKT$6.0K4.0%
Portfolio Concentration
Top 3$66.7K44.6%
4–10$41.7K27.9%
11–25$30.1K20.1%
Rest$10.9K7.3%
Top 3 weight
44.6%
Top 10 weight
72.6%
Voting Authority Distribution
Total shares with voting rights: 1.73M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.73M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings49
Rows:
VANGUARD INDEX FDS
SOLEShares174.05K
TypeSH
Market value$41.3K
27.64%
Sole
0.00
Shared
0.00
None
174.05K
VANGUARD WHITEHALL FDS
SOLEShares116.03K
TypeSH
Market value$13.0K
8.67%
Sole
0.00
Shared
0.00
None
116.03K
VANGUARD INDEX FDS
SOLEShares28.52K
TypeSH
Market value$12.5K
8.34%
Sole
0.00
Shared
0.00
None
28.52K
ISHARES TR
SOLEShares18.20K
TypeSH
Market value$8.7K
5.82%
Sole
0.00
Shared
0.00
None
18.20K
SSGA ACTIVE ETF TR
SOLEShares195.55K
TypeSH
Market value$8.2K
5.49%
Sole
0.00
Shared
0.00
None
195.55K
SPDR SER TR
SOLEShares294.40K
TypeSH
Market value$6.9K
4.61%
Sole
0.00
Shared
0.00
None
294.40K
VANGUARD TAX-MANAGED FDS
SOLEShares125.74K
TypeSH
Market value$6.0K
4.03%
Sole
0.00
Shared
0.00
None
125.74K
ISHARES TR
SOLEShares41K
TypeSH
Market value$4.5K
3.04%
Sole
0.00
Shared
0.00
None
41K
VANGUARD INDEX FDS
SOLEShares12.19K
TypeSH
Market value$3.8K
2.54%
Sole
0.00
Shared
0.00
None
12.19K
ISHARES TR
SOLEShares34K
TypeSH
Market value$3.6K
2.39%
Sole
0.00
Shared
0.00
None
34K
VANGUARD SCOTTSDALE FDS
SOLEShares43.70K
TypeSH
Market value$3.4K
2.26%
Sole
0.00
Shared
0.00
None
43.70K
VANGUARD INTL EQUITY INDEX F
SOLEShares80.23K
TypeSH
Market value$3.3K
2.21%
Sole
0.00
Shared
0.00
None
80.23K
ISHARES TR
SOLEShares60K
TypeSH
Market value$3.1K
2.06%
Sole
0.00
Shared
0.00
None
60K
SCHWAB STRATEGIC TR
SOLEShares36.81K
TypeSH
Market value$2.8K
1.88%
Sole
0.00
Shared
0.00
None
36.81K
SPDR S&P 500 ETF TR
SOLEShares5.53K
TypeSH
Market value$2.6K
1.76%
Sole
0.00
Shared
0.00
None
5.53K
INVESCO EXCHANGE TRADED FD T
SOLEShares11.47K
TypeSH
Market value$1.8K
1.21%
Sole
0.00
Shared
0.00
None
11.47K
VANGUARD INDEX FDS
SOLEShares7.49K
TypeSH
Market value$1.7K
1.17%
Sole
0.00
Shared
0.00
None
7.49K
INVESCO QQQ TR
SOLEShares4.05K
TypeSH
Market value$1.7K
1.11%
Sole
0.00
Shared
0.00
None
4.05K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.00
TypeSH
Market value$1.6K
1.09%
Sole
0.00
Shared
0.00
None
3.00
VANGUARD INDEX FDS
SOLEShares7.33K
TypeSH
Market value$1.6K
1.08%
Sole
0.00
Shared
0.00
None
7.33K
ISHARES TR
SOLEShares19.13K
TypeSH
Market value$1.5K
0.99%
Sole
0.00
Shared
0.00
None
19.13K
ISHARES TR
SOLEShares5.04K
TypeSH
Market value$1.4K
0.94%
Sole
0.00
Shared
0.00
None
5.04K
WELLS FARGO CO NEW
SOLEShares1.10K
TypeSH
Market value$1.3K
0.88%
Sole
0.00
Shared
0.00
None
1.10K
ISHARES TR
SOLEShares10.27K
TypeSH
Market value$1.2K
0.81%
Sole
0.00
Shared
0.00
None
10.27K
ISHARES TR
SOLEShares39K
TypeSH
Market value$1.0K
0.69%
Sole
0.00
Shared
0.00
None
39K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 174.05K | SH | $41.3K 27.64% | 0.00 | 0.00 | 174.05K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 116.03K | SH | $13.0K 8.67% | 0.00 | 0.00 | 116.03K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 28.52K | SH | $12.5K 8.34% | 0.00 | 0.00 | 28.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 18.20K | SH | $8.7K 5.82% | 0.00 | 0.00 | 18.20K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 195.55K | SH | $8.2K 5.49% | 0.00 | 0.00 | 195.55K |
SPDR SER TRSOLE | PORTFLI HIGH YLD | 294.40K | SH | $6.9K 4.61% | 0.00 | 0.00 | 294.40K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 125.74K | SH | $6.0K 4.03% | 0.00 | 0.00 | 125.74K |
ISHARES TRSOLE | IBOXX INV CP ETF | 41K | SH | $4.5K 3.04% | 0.00 | 0.00 | 41K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 12.19K | SH | $3.8K 2.54% | 0.00 | 0.00 | 12.19K |
ISHARES TRSOLE | ESG AWR MSCI USA | 34K | SH | $3.6K 2.39% | 0.00 | 0.00 | 34K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 43.70K | SH | $3.4K 2.26% | 0.00 | 0.00 | 43.70K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 80.23K | SH | $3.3K 2.21% | 0.00 | 0.00 | 80.23K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 60K | SH | $3.1K 2.06% | 0.00 | 0.00 | 60K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 36.81K | SH | $2.8K 1.88% | 0.00 | 0.00 | 36.81K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.53K | SH | $2.6K 1.76% | 0.00 | 0.00 | 5.53K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 11.47K | SH | $1.8K 1.21% | 0.00 | 0.00 | 11.47K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 7.49K | SH | $1.7K 1.17% | 0.00 | 0.00 | 7.49K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.05K | SH | $1.7K 1.11% | 0.00 | 0.00 | 4.05K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 3.00 | SH | $1.6K 1.09% | 0.00 | 0.00 | 3.00 |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 7.33K | SH | $1.6K 1.08% | 0.00 | 0.00 | 7.33K |
ISHARES TRSOLE | IBOXX HI YD ETF | 19.13K | SH | $1.5K 0.99% | 0.00 | 0.00 | 19.13K |
ISHARES TRSOLE | CORE S&P MCP ETF | 5.04K | SH | $1.4K 0.94% | 0.00 | 0.00 | 5.04K |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 1.10K | SH | $1.3K 0.88% | 0.00 | 0.00 | 1.10K |
ISHARES TRSOLE | SELECT DIVID ETF | 10.27K | SH | $1.2K 0.81% | 0.00 | 0.00 | 10.27K |
ISHARES TRSOLE | FALN ANGLS USD | 39K | SH | $1.0K 0.69% | 0.00 | 0.00 | 39K |
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