ASSET ALLOCATION & MANAGEMENT COMPANY, LLC

Filed: 10/17/2023ACC: 0001498383-23-000004

📋 What this filing means

ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 50 equity positions with a total reported market value of $167.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$167.1K

Total AUM (reported)

2.15M

Total Shares

Allocation by class

TOTAL STK MKT$36.5K21.9%

BLACKSTONE SENR$15.3K9.2%

HIGH DIV YLD$12.0K7.2%

S&P 500 ETF SHS$11.2K6.7%

IBOXX INV CP ETF$8.4K5.0%

CORE S&P500 ETF$7.8K4.7%

SENIOR LN FD$6.5K3.9%

Portfolio Concentration

Top 3$63.8K38.2%

4–10$51.8K31.0%

11–25$38.7K23.1%

Rest$12.8K7.7%

Top 3 weight

38.2%

Top 10 weight

69.2%

Voting Authority Distribution

Total shares with voting rights: 2.15M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.15M

% of voting shares100.0%

Investment Discretion (by position count)

Sole50

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings50

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares171.87K

TypeSH

Market value$36.5K

21.85%

Sole

0.00

Shared

0.00

None

171.87K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares364.73K

TypeSH

Market value$15.3K

9.15%

Sole

0.00

Shared

0.00

None

364.73K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares116.03K

TypeSH

Market value$12.0K

7.18%

Sole

0.00

Shared

0.00

None

116.03K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares28.52K

TypeSH

Market value$11.2K

6.70%

Sole

0.00

Shared

0.00

None

28.52K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares82K

TypeSH

Market value$8.4K

5.01%

Sole

0.00

Shared

0.00

None

82K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares18.20K

TypeSH

Market value$7.8K

4.68%

Sole

0.00

Shared

0.00

None

18.20K

FIRST TR EXCHANGE-TRADED FD

SOLE

SENIOR LN FD

Shares142.36K

TypeSH

Market value$6.5K

3.90%

Sole

0.00

Shared

0.00

None

142.36K

INVESCO EXCH TRADED FD TR II

SOLE

SR LN ETF

Shares307.39K

TypeSH

Market value$6.5K

3.86%

Sole

0.00

Shared

0.00

None

307.39K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares120K

TypeSH

Market value$6.0K

3.58%

Sole

0.00

Shared

0.00

None

120K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares124.61K

TypeSH

Market value$5.4K

3.26%

Sole

0.00

Shared

0.00

None

124.61K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares44K

TypeSH

Market value$4.1K

2.48%

Sole

0.00

Shared

0.00

None

44K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares79.60K

TypeSH

Market value$4.0K

2.40%

Sole

0.00

Shared

0.00

None

79.60K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares47.30K

TypeSH

Market value$3.6K

2.13%

Sole

0.00

Shared

0.00

None

47.30K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares46.98K

TypeSH

Market value$3.5K

2.07%

Sole

0.00

Shared

0.00

None

46.98K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares12.19K

TypeSH

Market value$3.3K

1.99%

Sole

0.00

Shared

0.00

None

12.19K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares34K

TypeSH

Market value$3.2K

1.91%

Sole

0.00

Shared

0.00

None

34K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares78.97K

TypeSH

Market value$3.1K

1.85%

Sole

0.00

Shared

0.00

None

78.97K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares36.81K

TypeSH

Market value$2.6K

1.56%

Sole

0.00

Shared

0.00

None

36.81K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares5.53K

TypeSH

Market value$2.4K

1.41%

Sole

0.00

Shared

0.00

None

5.53K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares11.47K

TypeSH

Market value$1.6K

0.97%

Sole

0.00

Shared

0.00

None

11.47K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares3.00

TypeSH

Market value$1.6K

0.95%

Sole

0.00

Shared

0.00

None

3.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares7.49K

TypeSH

Market value$1.6K

0.93%

Sole

0.00

Shared

0.00

None

7.49K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.05K

TypeSH

Market value$1.4K

0.87%

Sole

0.00

Shared

0.00

None

4.05K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares7.33K

TypeSH

Market value$1.4K

0.85%

Sole

0.00

Shared

0.00

None

7.33K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares5.04K

TypeSH

Market value$1.3K

0.75%

Sole

0.00

Shared

0.00

None

5.04K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	171.87K	SH	$36.5K 21.85%	171.87K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	364.73K	SH	$15.3K 9.15%	364.73K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	116.03K	SH	$12.0K 7.18%	116.03K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	28.52K	SH	$11.2K 6.70%	28.52K
ISHARES TRSOLE	IBOXX INV CP ETF	82K	SH	$8.4K 5.01%	82K
ISHARES TRSOLE	CORE S&P500 ETF	18.20K	SH	$7.8K 4.68%	18.20K
FIRST TR EXCHANGE-TRADED FDSOLE	SENIOR LN FD	142.36K	SH	$6.5K 3.90%	142.36K
INVESCO EXCH TRADED FD TR IISOLE	SR LN ETF	307.39K	SH	$6.5K 3.86%	307.39K
ISHARES TRSOLE	ISHS 1-5YR INVS	120K	SH	$6.0K 3.58%	120K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	124.61K	SH	$5.4K 3.26%	124.61K
ISHARES TRSOLE	CORE US AGGBD ET	44K	SH	$4.1K 2.48%	44K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	79.60K	SH	$4.0K 2.40%	79.60K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	47.30K	SH	$3.6K 2.13%	47.30K
ISHARES TRSOLE	IBOXX HI YD ETF	46.98K	SH	$3.5K 2.07%	46.98K
VANGUARD INDEX FDSSOLE	GROWTH ETF	12.19K	SH	$3.3K 1.99%	12.19K
ISHARES TRSOLE	ESG AWR MSCI USA	34K	SH	$3.2K 1.91%	34K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	78.97K	SH	$3.1K 1.85%	78.97K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	36.81K	SH	$2.6K 1.56%	36.81K
SPDR S&P 500 ETF TRSOLE	TR UNIT	5.53K	SH	$2.4K 1.41%	5.53K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	11.47K	SH	$1.6K 0.97%	11.47K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	3.00	SH	$1.6K 0.95%	3.00
VANGUARD INDEX FDSSOLE	MID CAP ETF	7.49K	SH	$1.6K 0.93%	7.49K
INVESCO QQQ TRSOLE	UNIT SER 1	4.05K	SH	$1.4K 0.87%	4.05K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	7.33K	SH	$1.4K 0.85%	7.33K
ISHARES TRSOLE	CORE S&P MCP ETF	5.04K	SH	$1.3K 0.75%	5.04K

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