Filed: 8/8/2023ACC: 0001498383-23-000003
📋 What this filing means
ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $251.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$251.6K
Total AUM (reported)
3.13M
Total Shares
Allocation by class
TOTAL STK MKT$50.3K20.0%
ISHS 1-5YR INVS$31.1K12.4%
HIGH DIV YLD$25.1K10.0%
BLACKSTONE SENR$15.5K6.2%
COM$15.5K6.2%
CORE US AGGBD ET$14.8K5.9%
S&P 500 ETF SHS$11.5K4.6%
Portfolio Concentration
Top 3$106.5K42.4%
4–10$72.3K28.7%
11–25$50.9K20.2%
Rest$21.9K8.7%
Top 3 weight
42.4%
Top 10 weight
71.1%
Voting Authority Distribution
Total shares with voting rights: 3.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings64
Rows:
VANGUARD INDEX FDS
SOLEShares228.53K
TypeSH
Market value$50.3K
20.01%
Sole
0.00
Shared
0.00
None
228.53K
ISHARES TR
SOLEShares620K
TypeSH
Market value$31.1K
12.36%
Sole
0.00
Shared
0.00
None
620K
VANGUARD WHITEHALL FDS
SOLEShares236.67K
TypeSH
Market value$25.1K
9.98%
Sole
0.00
Shared
0.00
None
236.67K
SSGA ACTIVE ETF TR
SOLEShares369.73K
TypeSH
Market value$15.5K
6.15%
Sole
0.00
Shared
0.00
None
369.73K
ISHARES TR
SOLEShares151.54K
TypeSH
Market value$14.8K
5.90%
Sole
0.00
Shared
0.00
None
151.54K
VANGUARD INDEX FDS
SOLEShares28.17K
TypeSH
Market value$11.5K
4.56%
Sole
0.00
Shared
0.00
None
28.17K
ISHARES TR
SOLEShares82K
TypeSH
Market value$8.9K
3.52%
Sole
0.00
Shared
0.00
None
82K
ISHARES TR
SOLEShares19.28K
TypeSH
Market value$8.6K
3.42%
Sole
0.00
Shared
0.00
None
19.28K
VANGUARD TAX-MANAGED FDS
SOLEShares142.13K
TypeSH
Market value$6.6K
2.61%
Sole
0.00
Shared
0.00
None
142.13K
INVESCO EXCH TRADED FD TR II
SOLEShares307.39K
TypeSH
Market value$6.5K
2.57%
Sole
0.00
Shared
0.00
None
307.39K
FIRST TR EXCHANGE-TRADED FD
SOLEShares142.36K
TypeSH
Market value$6.4K
2.56%
Sole
0.00
Shared
0.00
None
142.36K
SPDR S&P 500 ETF TR
SOLEShares12.67K
TypeSH
Market value$5.6K
2.23%
Sole
0.00
Shared
0.00
None
12.67K
AMAZON COM INC
SOLEShares3.50K
TypeSH
Market value$4.6K
1.81%
Sole
0.00
Shared
0.00
None
3.50K
VANGUARD INTL EQUITY INDEX F
SOLEShares97.95K
TypeSH
Market value$4.0K
1.58%
Sole
0.00
Shared
0.00
None
97.95K
JANUS DETROIT STR TR
SOLEShares79.60K
TypeSH
Market value$4.0K
1.58%
Sole
0.00
Shared
0.00
None
79.60K
SCHWAB STRATEGIC TR
SOLEShares51.81K
TypeSH
Market value$3.8K
1.50%
Sole
0.00
Shared
0.00
None
51.81K
VANGUARD SCOTTSDALE FDS
SOLEShares47.30K
TypeSH
Market value$3.6K
1.42%
Sole
0.00
Shared
0.00
None
47.30K
ISHARES TR
SOLEShares46.98K
TypeSH
Market value$3.5K
1.40%
Sole
0.00
Shared
0.00
None
46.98K
VANGUARD INDEX FDS
SOLEShares12.19K
TypeSH
Market value$3.4K
1.37%
Sole
0.00
Shared
0.00
None
12.19K
ISHARES TR
SOLEShares34K
TypeSH
Market value$3.3K
1.32%
Sole
0.00
Shared
0.00
None
34K
VANECK ETF TRUST
SOLEShares70.60K
TypeSH
Market value$2.0K
0.78%
Sole
0.00
Shared
0.00
None
70.60K
ISHARES TR
SOLEShares7.12K
TypeSH
Market value$1.9K
0.74%
Sole
0.00
Shared
0.00
None
7.12K
INVESCO QQQ TR
SOLEShares4.54K
TypeSH
Market value$1.7K
0.67%
Sole
0.00
Shared
0.00
None
4.54K
VANGUARD INDEX FDS
SOLEShares7.29K
TypeSH
Market value$1.6K
0.64%
Sole
0.00
Shared
0.00
None
7.29K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.00
TypeSH
Market value$1.6K
0.62%
Sole
0.00
Shared
0.00
None
3.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 228.53K | SH | $50.3K 20.01% | 0.00 | 0.00 | 228.53K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 620K | SH | $31.1K 12.36% | 0.00 | 0.00 | 620K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 236.67K | SH | $25.1K 9.98% | 0.00 | 0.00 | 236.67K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 369.73K | SH | $15.5K 6.15% | 0.00 | 0.00 | 369.73K |
ISHARES TRSOLE | CORE US AGGBD ET | 151.54K | SH | $14.8K 5.90% | 0.00 | 0.00 | 151.54K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 28.17K | SH | $11.5K 4.56% | 0.00 | 0.00 | 28.17K |
ISHARES TRSOLE | IBOXX INV CP ETF | 82K | SH | $8.9K 3.52% | 0.00 | 0.00 | 82K |
ISHARES TRSOLE | CORE S&P500 ETF | 19.28K | SH | $8.6K 3.42% | 0.00 | 0.00 | 19.28K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 142.13K | SH | $6.6K 2.61% | 0.00 | 0.00 | 142.13K |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 307.39K | SH | $6.5K 2.57% | 0.00 | 0.00 | 307.39K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 142.36K | SH | $6.4K 2.56% | 0.00 | 0.00 | 142.36K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.67K | SH | $5.6K 2.23% | 0.00 | 0.00 | 12.67K |
AMAZON COM INCSOLE | COM | 3.50K | SH | $4.6K 1.81% | 0.00 | 0.00 | 3.50K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 97.95K | SH | $4.0K 1.58% | 0.00 | 0.00 | 97.95K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 79.60K | SH | $4.0K 1.58% | 0.00 | 0.00 | 79.60K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 51.81K | SH | $3.8K 1.50% | 0.00 | 0.00 | 51.81K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 47.30K | SH | $3.6K 1.42% | 0.00 | 0.00 | 47.30K |
ISHARES TRSOLE | IBOXX HI YD ETF | 46.98K | SH | $3.5K 1.40% | 0.00 | 0.00 | 46.98K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 12.19K | SH | $3.4K 1.37% | 0.00 | 0.00 | 12.19K |
ISHARES TRSOLE | ESG AWR MSCI USA | 34K | SH | $3.3K 1.32% | 0.00 | 0.00 | 34K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 70.60K | SH | $2.0K 0.78% | 0.00 | 0.00 | 70.60K |
ISHARES TRSOLE | CORE S&P MCP ETF | 7.12K | SH | $1.9K 0.74% | 0.00 | 0.00 | 7.12K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.54K | SH | $1.7K 0.67% | 0.00 | 0.00 | 4.54K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 7.29K | SH | $1.6K 0.64% | 0.00 | 0.00 | 7.29K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 3.00 | SH | $1.6K 0.62% | 0.00 | 0.00 | 3.00 |
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