ASSET ALLOCATION & MANAGEMENT COMPANY, LLC

Filed: 4/17/2023ACC: 0001498383-23-000002

📋 What this filing means

ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 96 equity positions with a total reported market value of $249.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$249.4K

Total AUM (reported)

23.72M

Total Shares

Allocation by class

TOTAL STK MKT$72.0K28.9%

COM$30.9K12.4%

HIGH DIV YLD$25.1K10.1%

NOTE 2.000% 5/1$20.8K8.3%

ISHS 1-5YR INVS$15.7K6.3%

S&P 500 ETF SHS$10.5K4.2%

CORE S&P500 ETF$8.2K3.3%

Portfolio Concentration

Top 3$117.9K47.3%

4–10$56.1K22.5%

11–25$34.3K13.8%

Rest$41.1K16.5%

Top 3 weight

47.3%

Top 10 weight

69.8%

Voting Authority Distribution

Total shares with voting rights: 23.72M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

23.72M

% of voting shares100.0%

Investment Discretion (by position count)

Sole96

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings96

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares353K

TypeSH

Market value$72.0K

28.88%

Sole

0.00

Shared

0.00

None

353K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares237.65K

TypeSH

Market value$25.1K

10.05%

Sole

0.00

Shared

0.00

None

237.65K

HOPE BANCORP INC

SOLE

NOTE 2.000% 5/1

Shares21.51M

TypePRN

Market value$20.8K

8.34%

Sole

0.00

Shared

0.00

None

21.51M

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares310K

TypeSH

Market value$15.7K

6.28%

Sole

0.00

Shared

0.00

None

310K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.82K

TypeSH

Market value$10.5K

4.19%

Sole

0.00

Shared

0.00

None

27.82K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares20.03K

TypeSH

Market value$8.2K

3.30%

Sole

0.00

Shared

0.00

None

20.03K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares172.53K

TypeSH

Market value$7.2K

2.87%

Sole

0.00

Shared

0.00

None

172.53K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares135.54K

TypeSH

Market value$6.1K

2.45%

Sole

0.00

Shared

0.00

None

135.54K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares41K

TypeSH

Market value$4.5K

1.80%

Sole

0.00

Shared

0.00

None

41K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares79.60K

TypeSH

Market value$3.9K

1.58%

Sole

0.00

Shared

0.00

None

79.60K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares47.30K

TypeSH

Market value$3.6K

1.45%

Sole

0.00

Shared

0.00

None

47.30K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares87.80K

TypeSH

Market value$3.5K

1.42%

Sole

0.00

Shared

0.00

None

87.80K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares34K

TypeSH

Market value$3.1K

1.23%

Sole

0.00

Shared

0.00

None

34K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares12.19K

TypeSH

Market value$3.0K

1.22%

Sole

0.00

Shared

0.00

None

12.19K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares13.91K

TypeSH

Market value$2.9K

1.18%

Sole

0.00

Shared

0.00

None

13.91K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares36.81K

TypeSH

Market value$2.7K

1.08%

Sole

0.00

Shared

0.00

None

36.81K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares5.59K

TypeSH

Market value$2.3K

0.92%

Sole

0.00

Shared

0.00

None

5.59K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares27.84K

TypeSH

Market value$2.1K

0.84%

Sole

0.00

Shared

0.00

None

27.84K

MICROSOFT CORP

SOLE

COM

Shares7.12K

TypeSH

Market value$2.1K

0.82%

Sole

0.00

Shared

0.00

None

7.12K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.12K

TypeSH

Market value$1.8K

0.71%

Sole

0.00

Shared

0.00

None

7.12K

APPLE INC

SOLE

COM

Shares10.01K

TypeSH

Market value$1.7K

0.66%

Sole

0.00

Shared

0.00

None

10.01K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares4.54K

TypeSH

Market value$1.5K

0.58%

Sole

0.00

Shared

0.00

None

4.54K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares7.33K

TypeSH

Market value$1.4K

0.57%

Sole

0.00

Shared

0.00

None

7.33K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares3.00

TypeSH

Market value$1.4K

0.56%

Sole

0.00

Shared

0.00

None

3.00

WELLS FARGO CO NEW

SOLE

PERP PFD CNV A

Shares1.10K

TypeSH

Market value$1.3K

0.51%

Sole

0.00

Shared

0.00

None

1.10K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	353K	SH	$72.0K 28.88%	353K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	237.65K	SH	$25.1K 10.05%	237.65K
HOPE BANCORP INCSOLE	NOTE 2.000% 5/1	21.51M	PRN	$20.8K 8.34%	21.51M
ISHARES TRSOLE	ISHS 1-5YR INVS	310K	SH	$15.7K 6.28%	310K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.82K	SH	$10.5K 4.19%	27.82K
ISHARES TRSOLE	CORE S&P500 ETF	20.03K	SH	$8.2K 3.30%	20.03K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	172.53K	SH	$7.2K 2.87%	172.53K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	135.54K	SH	$6.1K 2.45%	135.54K
ISHARES TRSOLE	IBOXX INV CP ETF	41K	SH	$4.5K 1.80%	41K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	79.60K	SH	$3.9K 1.58%	79.60K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	47.30K	SH	$3.6K 1.45%	47.30K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	87.80K	SH	$3.5K 1.42%	87.80K
ISHARES TRSOLE	ESG AWR MSCI USA	34K	SH	$3.1K 1.23%	34K
VANGUARD INDEX FDSSOLE	GROWTH ETF	12.19K	SH	$3.0K 1.22%	12.19K
VANGUARD INDEX FDSSOLE	MID CAP ETF	13.91K	SH	$2.9K 1.18%	13.91K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	36.81K	SH	$2.7K 1.08%	36.81K
SPDR S&P 500 ETF TRSOLE	TR UNIT	5.59K	SH	$2.3K 0.92%	5.59K
ISHARES TRSOLE	IBOXX HI YD ETF	27.84K	SH	$2.1K 0.84%	27.84K
MICROSOFT CORPSOLE	COM	7.12K	SH	$2.1K 0.82%	7.12K
ISHARES TRSOLE	CORE S&P MCP ETF	7.12K	SH	$1.8K 0.71%	7.12K
APPLE INCSOLE	COM	10.01K	SH	$1.7K 0.66%	10.01K
INVESCO QQQ TRSOLE	UNIT SER 1	4.54K	SH	$1.5K 0.58%	4.54K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	7.33K	SH	$1.4K 0.57%	7.33K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	3.00	SH	$1.4K 0.56%	3.00
WELLS FARGO CO NEWSOLE	PERP PFD CNV A	1.10K	SH	$1.3K 0.51%	1.10K

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