Filed: 2/9/2023ACC: 0001498383-23-000001
📋 What this filing means
ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 119 equity positions with a total reported market value of $258.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
119
Positions
$258.6K
Total AUM (reported)
24.17M
Total Shares
Allocation by class
TOTAL STK MKT$63.6K24.6%
COM$42.2K16.3%
HIGH DIV YLD$25.7K9.9%
NOTE 2.000% 5/1$21.2K8.2%
ISHS 1-5YR INVS$15.4K6.0%
BLACKSTONE SENR$11.8K4.6%
S&P 500 ETF SHS$9.8K3.8%
Portfolio Concentration
Top 3$110.5K42.7%
4–10$62.2K24.0%
11–25$34.3K13.3%
Rest$51.6K20.0%
Top 3 weight
42.7%
Top 10 weight
66.8%
Voting Authority Distribution
Total shares with voting rights: 24.17M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.17M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole119
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings119
Rows:
VANGUARD INDEX FDS
SOLEShares332.70K
TypeSH
Market value$63.6K
24.60%
Sole
0.00
Shared
0.00
None
332.70K
VANGUARD WHITEHALL FDS
SOLEShares237.65K
TypeSH
Market value$25.7K
9.94%
Sole
0.00
Shared
0.00
None
237.65K
HOPE BANCORP INC
SOLEShares21.73M
TypePRN
Market value$21.2K
8.21%
Sole
0.00
Shared
0.00
None
21.73M
ISHARES TR
SOLEShares310K
TypeSH
Market value$15.4K
5.97%
Sole
0.00
Shared
0.00
None
310K
SSGA ACTIVE ETF TR
SOLEShares289.55K
TypeSH
Market value$11.8K
4.58%
Sole
0.00
Shared
0.00
None
289.55K
VANGUARD INDEX FDS
SOLEShares27.82K
TypeSH
Market value$9.8K
3.78%
Sole
0.00
Shared
0.00
None
27.82K
ISHARES TR
SOLEShares19.90K
TypeSH
Market value$7.6K
2.96%
Sole
0.00
Shared
0.00
None
19.90K
JANUS DETROIT STR TR
SOLEShares134.90K
TypeSH
Market value$6.6K
2.57%
Sole
0.00
Shared
0.00
None
134.90K
ISHARES TR
SOLEShares53K
TypeSH
Market value$5.6K
2.16%
Sole
0.00
Shared
0.00
None
53K
VANGUARD TAX-MANAGED FDS
SOLEShares124.17K
TypeSH
Market value$5.2K
2.02%
Sole
0.00
Shared
0.00
None
124.17K
VANGUARD SCOTTSDALE FDS
SOLEShares47.30K
TypeSH
Market value$3.6K
1.38%
Sole
0.00
Shared
0.00
None
47.30K
ISHARES TR
SOLEShares46.98K
TypeSH
Market value$3.5K
1.34%
Sole
0.00
Shared
0.00
None
46.98K
VANGUARD INTL EQUITY INDEX F
SOLEShares75.30K
TypeSH
Market value$2.9K
1.13%
Sole
0.00
Shared
0.00
None
75.30K
ISHARES TR
SOLEShares34K
TypeSH
Market value$2.9K
1.11%
Sole
0.00
Shared
0.00
None
34K
VANGUARD INDEX FDS
SOLEShares13.91K
TypeSH
Market value$2.8K
1.10%
Sole
0.00
Shared
0.00
None
13.91K
SCHWAB STRATEGIC TR
SOLEShares36.81K
TypeSH
Market value$2.8K
1.08%
Sole
0.00
Shared
0.00
None
36.81K
VANGUARD INDEX FDS
SOLEShares12.19K
TypeSH
Market value$2.6K
1.00%
Sole
0.00
Shared
0.00
None
12.19K
SPDR S&P 500 ETF TR
SOLEShares5.59K
TypeSH
Market value$2.1K
0.83%
Sole
0.00
Shared
0.00
None
5.59K
MICROSOFT CORP
SOLEShares8.62K
TypeSH
Market value$2.1K
0.80%
Sole
0.00
Shared
0.00
None
8.62K
APPLE INC
SOLEShares14.01K
TypeSH
Market value$1.8K
0.70%
Sole
0.00
Shared
0.00
None
14.01K
ISHARES TR
SOLEShares7.16K
TypeSH
Market value$1.7K
0.67%
Sole
0.00
Shared
0.00
None
7.16K
MCDONALDS CORP
SOLEShares5.45K
TypeSH
Market value$1.4K
0.56%
Sole
0.00
Shared
0.00
None
5.45K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.00
TypeSH
Market value$1.4K
0.54%
Sole
0.00
Shared
0.00
None
3.00
VANGUARD INDEX FDS
SOLEShares7.33K
TypeSH
Market value$1.3K
0.51%
Sole
0.00
Shared
0.00
None
7.33K
WELLS FARGO CO NEW
SOLEShares1.10K
TypeSH
Market value$1.3K
0.50%
Sole
0.00
Shared
0.00
None
1.10K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 332.70K | SH | $63.6K 24.60% | 0.00 | 0.00 | 332.70K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 237.65K | SH | $25.7K 9.94% | 0.00 | 0.00 | 237.65K |
HOPE BANCORP INCSOLE | NOTE 2.000% 5/1 | 21.73M | PRN | $21.2K 8.21% | 0.00 | 0.00 | 21.73M |
ISHARES TRSOLE | ISHS 1-5YR INVS | 310K | SH | $15.4K 5.97% | 0.00 | 0.00 | 310K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 289.55K | SH | $11.8K 4.58% | 0.00 | 0.00 | 289.55K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 27.82K | SH | $9.8K 3.78% | 0.00 | 0.00 | 27.82K |
ISHARES TRSOLE | CORE S&P500 ETF | 19.90K | SH | $7.6K 2.96% | 0.00 | 0.00 | 19.90K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 134.90K | SH | $6.6K 2.57% | 0.00 | 0.00 | 134.90K |
ISHARES TRSOLE | IBOXX INV CP ETF | 53K | SH | $5.6K 2.16% | 0.00 | 0.00 | 53K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 124.17K | SH | $5.2K 2.02% | 0.00 | 0.00 | 124.17K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 47.30K | SH | $3.6K 1.38% | 0.00 | 0.00 | 47.30K |
ISHARES TRSOLE | IBOXX HI YD ETF | 46.98K | SH | $3.5K 1.34% | 0.00 | 0.00 | 46.98K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 75.30K | SH | $2.9K 1.13% | 0.00 | 0.00 | 75.30K |
ISHARES TRSOLE | ESG AWR MSCI USA | 34K | SH | $2.9K 1.11% | 0.00 | 0.00 | 34K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 13.91K | SH | $2.8K 1.10% | 0.00 | 0.00 | 13.91K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 36.81K | SH | $2.8K 1.08% | 0.00 | 0.00 | 36.81K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 12.19K | SH | $2.6K 1.00% | 0.00 | 0.00 | 12.19K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.59K | SH | $2.1K 0.83% | 0.00 | 0.00 | 5.59K |
MICROSOFT CORPSOLE | COM | 8.62K | SH | $2.1K 0.80% | 0.00 | 0.00 | 8.62K |
APPLE INCSOLE | COM | 14.01K | SH | $1.8K 0.70% | 0.00 | 0.00 | 14.01K |
ISHARES TRSOLE | CORE S&P MCP ETF | 7.16K | SH | $1.7K 0.67% | 0.00 | 0.00 | 7.16K |
MCDONALDS CORPSOLE | COM | 5.45K | SH | $1.4K 0.56% | 0.00 | 0.00 | 5.45K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 3.00 | SH | $1.4K 0.54% | 0.00 | 0.00 | 3.00 |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 7.33K | SH | $1.3K 0.51% | 0.00 | 0.00 | 7.33K |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 1.10K | SH | $1.3K 0.50% | 0.00 | 0.00 | 1.10K |
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