ASSET ALLOCATION & MANAGEMENT COMPANY, LLC

Filed: 10/20/2022ACC: 0001498383-22-000005

📋 What this filing means

ASSET ALLOCATION & MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $244.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

117

Positions

$244.0K

Total AUM (reported)

24.51M

Total Shares

Allocation by class

COM$58.1K23.8%

TOTAL STK MKT$30.4K12.5%

S&P 500 ETF SHS$22.9K9.4%

HIGH DIV YLD$22.5K9.2%

NOTE 2.000% 5/1$21.0K8.6%

ISHS 1-5YR INVS$15.3K6.3%

BLACKSTONE SENR$11.8K4.9%

Portfolio Concentration

Top 3$75.8K31.1%

4–10$82.2K33.7%

11–25$33.4K13.7%

Rest$52.5K21.5%

Top 3 weight

31.1%

Top 10 weight

64.8%

Voting Authority Distribution

Total shares with voting rights: 24.51M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

24.51M

% of voting shares100.0%

Investment Discretion (by position count)

Sole117

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings117

Rows:

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares169.50K

TypeSH

Market value$30.4K

12.47%

Sole

0.00

Shared

0.00

None

169.50K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares69.65K

TypeSH

Market value$22.9K

9.37%

Sole

0.00

Shared

0.00

None

69.65K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares237.65K

TypeSH

Market value$22.5K

9.24%

Sole

0.00

Shared

0.00

None

237.65K

HOPE BANCORP INC

SOLE

NOTE 2.000% 5/1

Shares22.08M

TypePRN

Market value$21.0K

8.63%

Sole

0.00

Shared

0.00

None

22.08M

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares310K

TypeSH

Market value$15.3K

6.26%

Sole

0.00

Shared

0.00

None

310K

JOHNSON & JOHNSON

SOLE

COM

Shares8.40K

TypeSH

Market value$13.7K

5.62%

Sole

0.00

Shared

0.00

None

8.40K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares289.55K

TypeSH

Market value$11.8K

4.85%

Sole

0.00

Shared

0.00

None

289.55K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares19.90K

TypeSH

Market value$7.1K

2.93%

Sole

0.00

Shared

0.00

None

19.90K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares137.70K

TypeSH

Market value$6.8K

2.77%

Sole

0.00

Shared

0.00

None

137.70K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares63K

TypeSH

Market value$6.5K

2.65%

Sole

0.00

Shared

0.00

None

63K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares124.17K

TypeSH

Market value$4.5K

1.85%

Sole

0.00

Shared

0.00

None

124.17K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares47.42K

TypeSH

Market value$3.5K

1.44%

Sole

0.00

Shared

0.00

None

47.42K

VANGUARD WORLD FD

SOLE

ESG US STK ETF

Shares53.25K

TypeSH

Market value$3.4K

1.37%

Sole

0.00

Shared

0.00

None

53.25K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares39.98K

TypeSH

Market value$2.9K

1.17%

Sole

0.00

Shared

0.00

None

39.98K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares75.30K

TypeSH

Market value$2.7K

1.13%

Sole

0.00

Shared

0.00

None

75.30K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares12.19K

TypeSH

Market value$2.6K

1.07%

Sole

0.00

Shared

0.00

None

12.19K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares36.81K

TypeSH

Market value$2.4K

1.00%

Sole

0.00

Shared

0.00

None

36.81K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares5.59K

TypeSH

Market value$2.0K

0.82%

Sole

0.00

Shared

0.00

None

5.59K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares7.16K

TypeSH

Market value$1.6K

0.64%

Sole

0.00

Shared

0.00

None

7.16K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares7.93K

TypeSH

Market value$1.5K

0.61%

Sole

0.00

Shared

0.00

None

7.93K

PROCTER AND GAMBLE CO

SOLE

COM

Shares10.31K

TypeSH

Market value$1.3K

0.53%

Sole

0.00

Shared

0.00

None

10.31K

MCDONALDS CORP

SOLE

COM

Shares5.60K

TypeSH

Market value$1.3K

0.53%

Sole

0.00

Shared

0.00

None

5.60K

PEPSICO INC

SOLE

COM

Shares7.75K

TypeSH

Market value$1.3K

0.52%

Sole

0.00

Shared

0.00

None

7.75K

VANGUARD INDEX FDS

SOLE

MCAP GR IDXVIP

Shares7.33K

TypeSH

Market value$1.3K

0.51%

Sole

0.00

Shared

0.00

None

7.33K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares3.00

TypeSH

Market value$1.2K

0.50%

Sole

0.00

Shared

0.00

None

3.00

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	169.50K	SH	$30.4K 12.47%	169.50K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	69.65K	SH	$22.9K 9.37%	69.65K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	237.65K	SH	$22.5K 9.24%	237.65K
HOPE BANCORP INCSOLE	NOTE 2.000% 5/1	22.08M	PRN	$21.0K 8.63%	22.08M
ISHARES TRSOLE	ISHS 1-5YR INVS	310K	SH	$15.3K 6.26%	310K
JOHNSON & JOHNSONSOLE	COM	8.40K	SH	$13.7K 5.62%	8.40K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	289.55K	SH	$11.8K 4.85%	289.55K
ISHARES TRSOLE	CORE S&P500 ETF	19.90K	SH	$7.1K 2.93%	19.90K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	137.70K	SH	$6.8K 2.77%	137.70K
ISHARES TRSOLE	IBOXX INV CP ETF	63K	SH	$6.5K 2.65%	63K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	124.17K	SH	$4.5K 1.85%	124.17K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	47.42K	SH	$3.5K 1.44%	47.42K
VANGUARD WORLD FDSOLE	ESG US STK ETF	53.25K	SH	$3.4K 1.37%	53.25K
ISHARES TRSOLE	IBOXX HI YD ETF	39.98K	SH	$2.9K 1.17%	39.98K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	75.30K	SH	$2.7K 1.13%	75.30K
VANGUARD INDEX FDSSOLE	GROWTH ETF	12.19K	SH	$2.6K 1.07%	12.19K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	36.81K	SH	$2.4K 1.00%	36.81K
SPDR S&P 500 ETF TRSOLE	TR UNIT	5.59K	SH	$2.0K 0.82%	5.59K
ISHARES TRSOLE	CORE S&P MCP ETF	7.16K	SH	$1.6K 0.64%	7.16K
VANGUARD INDEX FDSSOLE	MID CAP ETF	7.93K	SH	$1.5K 0.61%	7.93K
PROCTER AND GAMBLE COSOLE	COM	10.31K	SH	$1.3K 0.53%	10.31K
MCDONALDS CORPSOLE	COM	5.60K	SH	$1.3K 0.53%	5.60K
PEPSICO INCSOLE	COM	7.75K	SH	$1.3K 0.52%	7.75K
VANGUARD INDEX FDSSOLE	MCAP GR IDXVIP	7.33K	SH	$1.3K 0.51%	7.33K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	3.00	SH	$1.2K 0.50%	3.00

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