Filed: 1/30/2024ACC: 0001951757-24-000149
📋 What this filing means
ASPEN WEALTH STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 78 equity positions with a total reported market value of $137.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
78
Positions
$137.54M
Total AUM (reported)
1.48M
Total Shares
Allocation by class
COM$30.55M22.2%
US LCAP GR ETF$17.93M13.0%
MRNGSTR WDE MOAT$17.34M12.6%
VALUE ETF$12.71M9.2%
CORE S&P500 ETF$12.10M8.8%
S&P MDCP QUALITY$6.53M4.7%
CORE MSCI EAFE$5.39M3.9%
Portfolio Concentration
Top 3$47.98M34.9%
4–10$39.41M28.7%
11–25$25.69M18.7%
Rest$24.45M17.8%
Top 3 weight
34.9%
Top 10 weight
63.5%
Voting Authority Distribution
Total shares with voting rights: 1.48M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.48M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole78
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings78
Rows:
SCHWAB STRATEGIC TR
SOLEShares216.11K
TypeSH
Market value$17.93M
13.04%
Sole
0.00
Shared
0.00
None
216.11K
VANECK ETF TRUST
SOLEShares204.33K
TypeSH
Market value$17.34M
12.61%
Sole
0.00
Shared
0.00
None
204.33K
VANGUARD INDEX FDS
SOLEShares85.05K
TypeSH
Market value$12.71M
9.24%
Sole
0.00
Shared
0.00
None
85.05K
ISHARES TR
SOLEShares25.33K
TypeSH
Market value$12.10M
8.80%
Sole
0.00
Shared
0.00
None
25.33K
INVESCO EXCHANGE TRADED FD T
SOLEShares73.62K
TypeSH
Market value$6.53M
4.75%
Sole
0.00
Shared
0.00
None
73.62K
ISHARES TR
SOLEShares76.56K
TypeSH
Market value$5.39M
3.92%
Sole
0.00
Shared
0.00
None
76.56K
SCHWAB STRATEGIC TR
SOLEShares102.38K
TypeSH
Market value$4.96M
3.61%
Sole
0.00
Shared
0.00
None
102.38K
PACER FDS TR
SOLEShares85.66K
TypeSH
Market value$4.11M
2.99%
Sole
0.00
Shared
0.00
None
85.66K
APPLE INC
SOLEShares17.30K
TypeSH
Market value$3.33M
2.42%
Sole
0.00
Shared
0.00
None
17.30K
MICROSOFT CORP
SOLEShares7.94K
TypeSH
Market value$2.99M
2.17%
Sole
0.00
Shared
0.00
None
7.94K
BROADCOM INC
SOLEShares2.57K
TypeSH
Market value$2.86M
2.08%
Sole
0.00
Shared
0.00
None
2.57K
SCHWAB STRATEGIC TR
SOLEShares37.25K
TypeSH
Market value$2.84M
2.06%
Sole
0.00
Shared
0.00
None
37.25K
ISHARES TR
SOLEShares47.10K
TypeSH
Market value$2.53M
1.84%
Sole
0.00
Shared
0.00
None
47.10K
ALPHABET INC
SOLEShares14.62K
TypeSH
Market value$2.04M
1.49%
Sole
0.00
Shared
0.00
None
14.62K
ABBVIE INC
SOLEShares11.46K
TypeSH
Market value$1.78M
1.29%
Sole
0.00
Shared
0.00
None
11.46K
JPMORGAN CHASE & CO
SOLEShares9.80K
TypeSH
Market value$1.67M
1.21%
Sole
0.00
Shared
0.00
None
9.80K
VANGUARD WHITEHALL FDS
SOLEShares19.90K
TypeSH
Market value$1.58M
1.15%
Sole
0.00
Shared
0.00
None
19.90K
VANGUARD SPECIALIZED FUNDS
SOLEShares8.12K
TypeSH
Market value$1.38M
1.01%
Sole
0.00
Shared
0.00
None
8.12K
AMAZON COM INC
SOLEShares9K
TypeSH
Market value$1.37M
0.99%
Sole
0.00
Shared
0.00
None
9K
VANGUARD WHITEHALL FDS
SOLEShares19.77K
TypeSH
Market value$1.31M
0.96%
Sole
0.00
Shared
0.00
None
19.77K
ISHARES TR
SOLEShares12K
TypeSH
Market value$1.30M
0.95%
Sole
0.00
Shared
0.00
None
12K
J P MORGAN EXCHANGE TRADED F
SOLEShares25.52K
TypeSH
Market value$1.28M
0.93%
Sole
0.00
Shared
0.00
None
25.52K
DEERE & CO
SOLEShares3.19K
TypeSH
Market value$1.27M
0.93%
Sole
0.00
Shared
0.00
None
3.19K
CONOCOPHILLIPS
SOLEShares10.93K
TypeSH
Market value$1.27M
0.92%
Sole
0.00
Shared
0.00
None
10.93K
CVS HEALTH CORP
SOLEShares15.20K
TypeSH
Market value$1.20M
0.87%
Sole
0.00
Shared
0.00
None
15.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 216.11K | SH | $17.93M 13.04% | 0.00 | 0.00 | 216.11K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 204.33K | SH | $17.34M 12.61% | 0.00 | 0.00 | 204.33K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 85.05K | SH | $12.71M 9.24% | 0.00 | 0.00 | 85.05K |
ISHARES TRSOLE | CORE S&P500 ETF | 25.33K | SH | $12.10M 8.80% | 0.00 | 0.00 | 25.33K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P MDCP QUALITY | 73.62K | SH | $6.53M 4.75% | 0.00 | 0.00 | 73.62K |
ISHARES TRSOLE | CORE MSCI EAFE | 76.56K | SH | $5.39M 3.92% | 0.00 | 0.00 | 76.56K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 102.38K | SH | $4.96M 3.61% | 0.00 | 0.00 | 102.38K |
PACER FDS TRSOLE | PACER US SMALL | 85.66K | SH | $4.11M 2.99% | 0.00 | 0.00 | 85.66K |
APPLE INCSOLE | COM | 17.30K | SH | $3.33M 2.42% | 0.00 | 0.00 | 17.30K |
MICROSOFT CORPSOLE | COM | 7.94K | SH | $2.99M 2.17% | 0.00 | 0.00 | 7.94K |
BROADCOM INCSOLE | COM | 2.57K | SH | $2.86M 2.08% | 0.00 | 0.00 | 2.57K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 37.25K | SH | $2.84M 2.06% | 0.00 | 0.00 | 37.25K |
ISHARES TRSOLE | CORE DIV GRWTH | 47.10K | SH | $2.53M 1.84% | 0.00 | 0.00 | 47.10K |
ALPHABET INCSOLE | CAP STK CL A | 14.62K | SH | $2.04M 1.49% | 0.00 | 0.00 | 14.62K |
ABBVIE INCSOLE | COM | 11.46K | SH | $1.78M 1.29% | 0.00 | 0.00 | 11.46K |
JPMORGAN CHASE & COSOLE | COM | 9.80K | SH | $1.67M 1.21% | 0.00 | 0.00 | 9.80K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 19.90K | SH | $1.58M 1.15% | 0.00 | 0.00 | 19.90K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 8.12K | SH | $1.38M 1.01% | 0.00 | 0.00 | 8.12K |
AMAZON COM INCSOLE | COM | 9K | SH | $1.37M 0.99% | 0.00 | 0.00 | 9K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 19.77K | SH | $1.31M 0.96% | 0.00 | 0.00 | 19.77K |
ISHARES TRSOLE | NATIONAL MUN ETF | 12K | SH | $1.30M 0.95% | 0.00 | 0.00 | 12K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 25.52K | SH | $1.28M 0.93% | 0.00 | 0.00 | 25.52K |
DEERE & COSOLE | COM | 3.19K | SH | $1.27M 0.93% | 0.00 | 0.00 | 3.19K |
CONOCOPHILLIPSSOLE | COM | 10.93K | SH | $1.27M 0.92% | 0.00 | 0.00 | 10.93K |
CVS HEALTH CORPSOLE | COM | 15.20K | SH | $1.20M 0.87% | 0.00 | 0.00 | 15.20K |
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