Filed: 11/1/2023ACC: 0001951757-23-000663
📋 What this filing means
ASPEN WEALTH STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 75 equity positions with a total reported market value of $128.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
75
Positions
$128.21M
Total AUM (reported)
1.64M
Total Shares
Allocation by class
COM$25.59M20.0%
US LCAP GR ETF$18.21M14.2%
INTL DVD ETF$10.89M8.5%
INTL HIGH ETF$10.33M8.1%
US DIVIDEND EQ$9.61M7.5%
CORE DIV GRWTH$9.49M7.4%
DIV APP ETF$9.22M7.2%
Portfolio Concentration
Top 3$39.44M30.8%
4–10$49.87M38.9%
11–25$20.27M15.8%
Rest$18.63M14.5%
Top 3 weight
30.8%
Top 10 weight
69.7%
Voting Authority Distribution
Total shares with voting rights: 1.64M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.64M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole75
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings75
Rows:
SCHWAB STRATEGIC TR
SOLEShares250.44K
TypeSH
Market value$18.21M
14.21%
Sole
0.00
Shared
0.00
None
250.44K
VANGUARD WHITEHALL FDS
SOLEShares152.73K
TypeSH
Market value$10.89M
8.50%
Sole
0.00
Shared
0.00
None
152.73K
VANGUARD WHITEHALL FDS
SOLEShares167.03K
TypeSH
Market value$10.33M
8.06%
Sole
0.00
Shared
0.00
None
167.03K
SCHWAB STRATEGIC TR
SOLEShares135.80K
TypeSH
Market value$9.61M
7.49%
Sole
0.00
Shared
0.00
None
135.80K
ISHARES TR
SOLEShares191.60K
TypeSH
Market value$9.49M
7.40%
Sole
0.00
Shared
0.00
None
191.60K
VANGUARD SPECIALIZED FUNDS
SOLEShares59.34K
TypeSH
Market value$9.22M
7.19%
Sole
0.00
Shared
0.00
None
59.34K
VANGUARD INDEX FDS
SOLEShares65.54K
TypeSH
Market value$9.04M
7.05%
Sole
0.00
Shared
0.00
None
65.54K
ISHARES TR
SOLEShares63.57K
TypeSH
Market value$6.52M
5.08%
Sole
0.00
Shared
0.00
None
63.57K
SCHWAB STRATEGIC TR
SOLEShares63.51K
TypeSH
Market value$3.04M
2.37%
Sole
0.00
Shared
0.00
None
63.51K
APPLE INC
SOLEShares17.29K
TypeSH
Market value$2.96M
2.31%
Sole
0.00
Shared
0.00
None
17.29K
MICROSOFT CORP
SOLEShares7.96K
TypeSH
Market value$2.51M
1.96%
Sole
0.00
Shared
0.00
None
7.96K
ALPHABET INC
SOLEShares14.62K
TypeSH
Market value$1.91M
1.49%
Sole
0.00
Shared
0.00
None
14.62K
ISHARES TR
SOLEShares3.99K
TypeSH
Market value$1.71M
1.34%
Sole
0.00
Shared
0.00
None
3.99K
ABBVIE INC
SOLEShares11.40K
TypeSH
Market value$1.70M
1.33%
Sole
0.00
Shared
0.00
None
11.40K
J P MORGAN EXCHANGE TRADED F
SOLEShares29.56K
TypeSH
Market value$1.48M
1.16%
Sole
0.00
Shared
0.00
None
29.56K
JPMORGAN CHASE & CO
SOLEShares9.82K
TypeSH
Market value$1.42M
1.11%
Sole
0.00
Shared
0.00
None
9.82K
CONOCOPHILLIPS
SOLEShares10.99K
TypeSH
Market value$1.32M
1.03%
Sole
0.00
Shared
0.00
None
10.99K
WALMART INC
SOLEShares7.55K
TypeSH
Market value$1.21M
0.94%
Sole
0.00
Shared
0.00
None
7.55K
AMAZON COM INC
SOLEShares9K
TypeSH
Market value$1.14M
0.89%
Sole
0.00
Shared
0.00
None
9K
CHEVRON CORP NEW
SOLEShares6.26K
TypeSH
Market value$1.06M
0.82%
Sole
0.00
Shared
0.00
None
6.26K
CVS HEALTH CORP
SOLEShares14.99K
TypeSH
Market value$1.05M
0.82%
Sole
0.00
Shared
0.00
None
14.99K
BROADCOM INC
SOLEShares1.16K
TypeSH
Market value$961.1K
0.75%
Sole
0.00
Shared
0.00
None
1.16K
DEERE & CO
SOLEShares2.51K
TypeSH
Market value$945.7K
0.74%
Sole
0.00
Shared
0.00
None
2.51K
UNITEDHEALTH GROUP INC
SOLEShares1.84K
TypeSH
Market value$928.6K
0.72%
Sole
0.00
Shared
0.00
None
1.84K
AIR PRODS & CHEMS INC
SOLEShares3.24K
TypeSH
Market value$918.7K
0.72%
Sole
0.00
Shared
0.00
None
3.24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 250.44K | SH | $18.21M 14.21% | 0.00 | 0.00 | 250.44K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 152.73K | SH | $10.89M 8.50% | 0.00 | 0.00 | 152.73K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 167.03K | SH | $10.33M 8.06% | 0.00 | 0.00 | 167.03K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 135.80K | SH | $9.61M 7.49% | 0.00 | 0.00 | 135.80K |
ISHARES TRSOLE | CORE DIV GRWTH | 191.60K | SH | $9.49M 7.40% | 0.00 | 0.00 | 191.60K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 59.34K | SH | $9.22M 7.19% | 0.00 | 0.00 | 59.34K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 65.54K | SH | $9.04M 7.05% | 0.00 | 0.00 | 65.54K |
ISHARES TRSOLE | NATIONAL MUN ETF | 63.57K | SH | $6.52M 5.08% | 0.00 | 0.00 | 63.57K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 63.51K | SH | $3.04M 2.37% | 0.00 | 0.00 | 63.51K |
APPLE INCSOLE | COM | 17.29K | SH | $2.96M 2.31% | 0.00 | 0.00 | 17.29K |
MICROSOFT CORPSOLE | COM | 7.96K | SH | $2.51M 1.96% | 0.00 | 0.00 | 7.96K |
ALPHABET INCSOLE | CAP STK CL A | 14.62K | SH | $1.91M 1.49% | 0.00 | 0.00 | 14.62K |
ISHARES TRSOLE | CORE S&P500 ETF | 3.99K | SH | $1.71M 1.34% | 0.00 | 0.00 | 3.99K |
ABBVIE INCSOLE | COM | 11.40K | SH | $1.70M 1.33% | 0.00 | 0.00 | 11.40K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 29.56K | SH | $1.48M 1.16% | 0.00 | 0.00 | 29.56K |
JPMORGAN CHASE & COSOLE | COM | 9.82K | SH | $1.42M 1.11% | 0.00 | 0.00 | 9.82K |
CONOCOPHILLIPSSOLE | COM | 10.99K | SH | $1.32M 1.03% | 0.00 | 0.00 | 10.99K |
WALMART INCSOLE | COM | 7.55K | SH | $1.21M 0.94% | 0.00 | 0.00 | 7.55K |
AMAZON COM INCSOLE | COM | 9K | SH | $1.14M 0.89% | 0.00 | 0.00 | 9K |
CHEVRON CORP NEWSOLE | COM | 6.26K | SH | $1.06M 0.82% | 0.00 | 0.00 | 6.26K |
CVS HEALTH CORPSOLE | COM | 14.99K | SH | $1.05M 0.82% | 0.00 | 0.00 | 14.99K |
BROADCOM INCSOLE | COM | 1.16K | SH | $961.1K 0.75% | 0.00 | 0.00 | 1.16K |
DEERE & COSOLE | COM | 2.51K | SH | $945.7K 0.74% | 0.00 | 0.00 | 2.51K |
UNITEDHEALTH GROUP INCSOLE | COM | 1.84K | SH | $928.6K 0.72% | 0.00 | 0.00 | 1.84K |
AIR PRODS & CHEMS INCSOLE | COM | 3.24K | SH | $918.7K 0.72% | 0.00 | 0.00 | 3.24K |
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