Filed: 5/15/2023ACC: 0001951757-23-000315
📋 What this filing means
ASPEN WEALTH STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 76 equity positions with a total reported market value of $124.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
76
Positions
$124.92M
Total AUM (reported)
1.70M
Total Shares
Allocation by class
COM$25.49M20.4%
US LCAP GR ETF$16.61M13.3%
US DIVIDEND EQ$12.01M9.6%
CORE DIV GRWTH$11.39M9.1%
INTL DVD ETF$9.37M7.5%
DIV APP ETF$9.26M7.4%
VALUE ETF$9.14M7.3%
Portfolio Concentration
Top 3$40.00M32.0%
4–10$48.07M38.5%
11–25$18.01M14.4%
Rest$18.83M15.1%
Top 3 weight
32.0%
Top 10 weight
70.5%
Voting Authority Distribution
Total shares with voting rights: 1.70M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.70M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole76
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings76
Rows:
SCHWAB STRATEGIC TR
SOLEShares298.87K
TypeSH
Market value$16.61M
13.29%
Sole
0.00
Shared
0.00
None
298.87K
SCHWAB STRATEGIC TR
SOLEShares158.93K
TypeSH
Market value$12.01M
9.61%
Sole
0.00
Shared
0.00
None
158.93K
ISHARES TR
SOLEShares227.85K
TypeSH
Market value$11.39M
9.12%
Sole
0.00
Shared
0.00
None
227.85K
VANGUARD WHITEHALL FDS
SOLEShares134.52K
TypeSH
Market value$9.37M
7.50%
Sole
0.00
Shared
0.00
None
134.52K
VANGUARD SPECIALIZED FUNDS
SOLEShares60.97K
TypeSH
Market value$9.26M
7.41%
Sole
0.00
Shared
0.00
None
60.97K
VANGUARD INDEX FDS
SOLEShares65.14K
TypeSH
Market value$9.14M
7.32%
Sole
0.00
Shared
0.00
None
65.14K
VANGUARD WHITEHALL FDS
SOLEShares145.43K
TypeSH
Market value$8.66M
6.94%
Sole
0.00
Shared
0.00
None
145.43K
ISHARES TR
SOLEShares57.38K
TypeSH
Market value$6.05M
4.85%
Sole
0.00
Shared
0.00
None
57.38K
SCHWAB STRATEGIC TR
SOLEShares65.69K
TypeSH
Market value$3.17M
2.54%
Sole
0.00
Shared
0.00
None
65.69K
APPLE INC
SOLEShares18.58K
TypeSH
Market value$2.41M
1.93%
Sole
0.00
Shared
0.00
None
18.58K
MICROSOFT CORP
SOLEShares9.27K
TypeSH
Market value$2.22M
1.78%
Sole
0.00
Shared
0.00
None
9.27K
ABBVIE INC
SOLEShares12K
TypeSH
Market value$1.94M
1.55%
Sole
0.00
Shared
0.00
None
12K
J P MORGAN EXCHANGE TRADED F
SOLEShares32.50K
TypeSH
Market value$1.63M
1.30%
Sole
0.00
Shared
0.00
None
32.50K
ALPHABET INC
SOLEShares16.07K
TypeSH
Market value$1.42M
1.14%
Sole
0.00
Shared
0.00
None
16.07K
JPMORGAN CHASE & CO
SOLEShares9.30K
TypeSH
Market value$1.25M
1.00%
Sole
0.00
Shared
0.00
None
9.30K
AMAZON COM INC
SOLEShares14.35K
TypeSH
Market value$1.21M
0.97%
Sole
0.00
Shared
0.00
None
14.35K
WALMART INC
SOLEShares7.79K
TypeSH
Market value$1.10M
0.88%
Sole
0.00
Shared
0.00
None
7.79K
UNITED PARCEL SERVICE INC
SOLEShares6.25K
TypeSH
Market value$1.09M
0.87%
Sole
0.00
Shared
0.00
None
6.25K
FIRST TR EXCH TRADED FD III
SOLEShares58.52K
TypeSH
Market value$983.1K
0.79%
Sole
0.00
Shared
0.00
None
58.52K
UNITEDHEALTH GROUP INC
SOLEShares1.79K
TypeSH
Market value$950.4K
0.76%
Sole
0.00
Shared
0.00
None
1.79K
CVS HEALTH CORP
SOLEShares9.82K
TypeSH
Market value$914.8K
0.73%
Sole
0.00
Shared
0.00
None
9.82K
HOME DEPOT INC
SOLEShares2.73K
TypeSH
Market value$862.6K
0.69%
Sole
0.00
Shared
0.00
None
2.73K
AIR PRODS & CHEMS INC
SOLEShares2.70K
TypeSH
Market value$832.6K
0.67%
Sole
0.00
Shared
0.00
None
2.70K
BLACKROCK INC
SOLEShares1.14K
TypeSH
Market value$807.1K
0.65%
Sole
0.00
Shared
0.00
None
1.14K
VISA INC
SOLEShares3.87K
TypeSH
Market value$804.9K
0.64%
Sole
0.00
Shared
0.00
None
3.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 298.87K | SH | $16.61M 13.29% | 0.00 | 0.00 | 298.87K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 158.93K | SH | $12.01M 9.61% | 0.00 | 0.00 | 158.93K |
ISHARES TRSOLE | CORE DIV GRWTH | 227.85K | SH | $11.39M 9.12% | 0.00 | 0.00 | 227.85K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 134.52K | SH | $9.37M 7.50% | 0.00 | 0.00 | 134.52K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 60.97K | SH | $9.26M 7.41% | 0.00 | 0.00 | 60.97K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 65.14K | SH | $9.14M 7.32% | 0.00 | 0.00 | 65.14K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 145.43K | SH | $8.66M 6.94% | 0.00 | 0.00 | 145.43K |
ISHARES TRSOLE | NATIONAL MUN ETF | 57.38K | SH | $6.05M 4.85% | 0.00 | 0.00 | 57.38K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 65.69K | SH | $3.17M 2.54% | 0.00 | 0.00 | 65.69K |
APPLE INCSOLE | COM | 18.58K | SH | $2.41M 1.93% | 0.00 | 0.00 | 18.58K |
MICROSOFT CORPSOLE | COM | 9.27K | SH | $2.22M 1.78% | 0.00 | 0.00 | 9.27K |
ABBVIE INCSOLE | COM | 12K | SH | $1.94M 1.55% | 0.00 | 0.00 | 12K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 32.50K | SH | $1.63M 1.30% | 0.00 | 0.00 | 32.50K |
ALPHABET INCSOLE | CAP STK CL A | 16.07K | SH | $1.42M 1.14% | 0.00 | 0.00 | 16.07K |
JPMORGAN CHASE & COSOLE | COM | 9.30K | SH | $1.25M 1.00% | 0.00 | 0.00 | 9.30K |
AMAZON COM INCSOLE | COM | 14.35K | SH | $1.21M 0.97% | 0.00 | 0.00 | 14.35K |
WALMART INCSOLE | COM | 7.79K | SH | $1.10M 0.88% | 0.00 | 0.00 | 7.79K |
UNITED PARCEL SERVICE INCSOLE | CL B | 6.25K | SH | $1.09M 0.87% | 0.00 | 0.00 | 6.25K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 58.52K | SH | $983.1K 0.79% | 0.00 | 0.00 | 58.52K |
UNITEDHEALTH GROUP INCSOLE | COM | 1.79K | SH | $950.4K 0.76% | 0.00 | 0.00 | 1.79K |
CVS HEALTH CORPSOLE | COM | 9.82K | SH | $914.8K 0.73% | 0.00 | 0.00 | 9.82K |
HOME DEPOT INCSOLE | COM | 2.73K | SH | $862.6K 0.69% | 0.00 | 0.00 | 2.73K |
AIR PRODS & CHEMS INCSOLE | COM | 2.70K | SH | $832.6K 0.67% | 0.00 | 0.00 | 2.70K |
BLACKROCK INCSOLE | COM | 1.14K | SH | $807.1K 0.65% | 0.00 | 0.00 | 1.14K |
VISA INCSOLE | COM CL A | 3.87K | SH | $804.9K 0.64% | 0.00 | 0.00 | 3.87K |
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