Filed: 5/12/2023ACC: 0001951757-23-000303
📋 What this filing means
ASPEN WEALTH STRATEGIES, LLC filed this quarterly 13F‑HR report disclosing 78 equity positions with a total reported market value of $128.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
78
Positions
$128.95M
Total AUM (reported)
1.70M
Total Shares
Allocation by class
COM$25.83M20.0%
US LCAP GR ETF$19.03M14.8%
INTL DVD ETF$11.02M8.5%
CORE DIV GRWTH$10.10M7.8%
INTL HIGH ETF$9.82M7.6%
DIV APP ETF$9.50M7.4%
VALUE ETF$9.08M7.0%
Portfolio Concentration
Top 3$40.16M31.1%
4–10$50.39M39.1%
11–25$18.74M14.5%
Rest$19.66M15.2%
Top 3 weight
31.1%
Top 10 weight
70.2%
Voting Authority Distribution
Total shares with voting rights: 1.70M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.70M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole78
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings78
Rows:
SCHWAB STRATEGIC TR
SOLEShares292.07K
TypeSH
Market value$19.03M
14.76%
Sole
0.00
Shared
0.00
None
292.07K
VANGUARD WHITEHALL FDS
SOLEShares149.59K
TypeSH
Market value$11.02M
8.55%
Sole
0.00
Shared
0.00
None
149.59K
ISHARES TR
SOLEShares202.12K
TypeSH
Market value$10.10M
7.84%
Sole
0.00
Shared
0.00
None
202.12K
VANGUARD WHITEHALL FDS
SOLEShares158.55K
TypeSH
Market value$9.82M
7.62%
Sole
0.00
Shared
0.00
None
158.55K
VANGUARD SPECIALIZED FUNDS
SOLEShares61.72K
TypeSH
Market value$9.50M
7.37%
Sole
0.00
Shared
0.00
None
61.72K
VANGUARD INDEX FDS
SOLEShares65.74K
TypeSH
Market value$9.08M
7.04%
Sole
0.00
Shared
0.00
None
65.74K
SCHWAB STRATEGIC TR
SOLEShares120.72K
TypeSH
Market value$8.83M
6.85%
Sole
0.00
Shared
0.00
None
120.72K
ISHARES TR
SOLEShares63.14K
TypeSH
Market value$6.80M
5.28%
Sole
0.00
Shared
0.00
None
63.14K
SCHWAB STRATEGIC TR
SOLEShares67.91K
TypeSH
Market value$3.31M
2.57%
Sole
0.00
Shared
0.00
None
67.91K
APPLE INC
SOLEShares18.42K
TypeSH
Market value$3.04M
2.36%
Sole
0.00
Shared
0.00
None
18.42K
MICROSOFT CORP
SOLEShares8.92K
TypeSH
Market value$2.57M
1.99%
Sole
0.00
Shared
0.00
None
8.92K
J P MORGAN EXCHANGE TRADED F
SOLEShares38.36K
TypeSH
Market value$1.93M
1.50%
Sole
0.00
Shared
0.00
None
38.36K
ABBVIE INC
SOLEShares11.79K
TypeSH
Market value$1.88M
1.46%
Sole
0.00
Shared
0.00
None
11.79K
ALPHABET INC
SOLEShares15.73K
TypeSH
Market value$1.63M
1.27%
Sole
0.00
Shared
0.00
None
15.73K
AMAZON COM INC
SOLEShares14.18K
TypeSH
Market value$1.46M
1.14%
Sole
0.00
Shared
0.00
None
14.18K
UNITED PARCEL SERVICE INC
SOLEShares6.24K
TypeSH
Market value$1.21M
0.94%
Sole
0.00
Shared
0.00
None
6.24K
JPMORGAN CHASE & CO
SOLEShares9.20K
TypeSH
Market value$1.20M
0.93%
Sole
0.00
Shared
0.00
None
9.20K
WALMART INC
SOLEShares7.89K
TypeSH
Market value$1.16M
0.90%
Sole
0.00
Shared
0.00
None
7.89K
FIRST TR EXCH TRADED FD III
SOLEShares57.18K
TypeSH
Market value$912.6K
0.71%
Sole
0.00
Shared
0.00
None
57.18K
VISA INC
SOLEShares3.82K
TypeSH
Market value$861.0K
0.67%
Sole
0.00
Shared
0.00
None
3.82K
UNITEDHEALTH GROUP INC
SOLEShares1.79K
TypeSH
Market value$846.3K
0.66%
Sole
0.00
Shared
0.00
None
1.79K
HOME DEPOT INC
SOLEShares2.75K
TypeSH
Market value$810.4K
0.63%
Sole
0.00
Shared
0.00
None
2.75K
AIR PRODS & CHEMS INC
SOLEShares2.67K
TypeSH
Market value$766.6K
0.59%
Sole
0.00
Shared
0.00
None
2.67K
BLACKROCK INC
SOLEShares1.12K
TypeSH
Market value$748.1K
0.58%
Sole
0.00
Shared
0.00
None
1.12K
CVS HEALTH CORP
SOLEShares9.99K
TypeSH
Market value$742.4K
0.58%
Sole
0.00
Shared
0.00
None
9.99K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 292.07K | SH | $19.03M 14.76% | 0.00 | 0.00 | 292.07K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 149.59K | SH | $11.02M 8.55% | 0.00 | 0.00 | 149.59K |
ISHARES TRSOLE | CORE DIV GRWTH | 202.12K | SH | $10.10M 7.84% | 0.00 | 0.00 | 202.12K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 158.55K | SH | $9.82M 7.62% | 0.00 | 0.00 | 158.55K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 61.72K | SH | $9.50M 7.37% | 0.00 | 0.00 | 61.72K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 65.74K | SH | $9.08M 7.04% | 0.00 | 0.00 | 65.74K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 120.72K | SH | $8.83M 6.85% | 0.00 | 0.00 | 120.72K |
ISHARES TRSOLE | NATIONAL MUN ETF | 63.14K | SH | $6.80M 5.28% | 0.00 | 0.00 | 63.14K |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 67.91K | SH | $3.31M 2.57% | 0.00 | 0.00 | 67.91K |
APPLE INCSOLE | COM | 18.42K | SH | $3.04M 2.36% | 0.00 | 0.00 | 18.42K |
MICROSOFT CORPSOLE | COM | 8.92K | SH | $2.57M 1.99% | 0.00 | 0.00 | 8.92K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 38.36K | SH | $1.93M 1.50% | 0.00 | 0.00 | 38.36K |
ABBVIE INCSOLE | COM | 11.79K | SH | $1.88M 1.46% | 0.00 | 0.00 | 11.79K |
ALPHABET INCSOLE | CAP STK CL A | 15.73K | SH | $1.63M 1.27% | 0.00 | 0.00 | 15.73K |
AMAZON COM INCSOLE | COM | 14.18K | SH | $1.46M 1.14% | 0.00 | 0.00 | 14.18K |
UNITED PARCEL SERVICE INCSOLE | CL B | 6.24K | SH | $1.21M 0.94% | 0.00 | 0.00 | 6.24K |
JPMORGAN CHASE & COSOLE | COM | 9.20K | SH | $1.20M 0.93% | 0.00 | 0.00 | 9.20K |
WALMART INCSOLE | COM | 7.89K | SH | $1.16M 0.90% | 0.00 | 0.00 | 7.89K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 57.18K | SH | $912.6K 0.71% | 0.00 | 0.00 | 57.18K |
VISA INCSOLE | COM CL A | 3.82K | SH | $861.0K 0.67% | 0.00 | 0.00 | 3.82K |
UNITEDHEALTH GROUP INCSOLE | COM | 1.79K | SH | $846.3K 0.66% | 0.00 | 0.00 | 1.79K |
HOME DEPOT INCSOLE | COM | 2.75K | SH | $810.4K 0.63% | 0.00 | 0.00 | 2.75K |
AIR PRODS & CHEMS INCSOLE | COM | 2.67K | SH | $766.6K 0.59% | 0.00 | 0.00 | 2.67K |
BLACKROCK INCSOLE | COM | 1.12K | SH | $748.1K 0.58% | 0.00 | 0.00 | 1.12K |
CVS HEALTH CORPSOLE | COM | 9.99K | SH | $742.4K 0.58% | 0.00 | 0.00 | 9.99K |
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