Filed: 7/26/2024ACC: 0001982273-24-000003
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 148 equity positions with a total reported market value of $200.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
148
Positions
$200.4K
Total AUM (reported)
2.52M
Total Shares
Allocation by class
COM$83.7K41.8%
TR UNIT$17.8K8.9%
S&P500 EQL WGT$8.4K4.2%
RUSSELL 2000 ETF$6.0K3.0%
ISHS 5-10YR INVT$5.9K2.9%
CORE MSCI EAFE$5.7K2.8%
CL A$4.4K2.2%
Portfolio Concentration
Top 3$34.7K17.3%
4–10$32.9K16.4%
11–25$39.2K19.5%
Rest$93.7K46.8%
Top 3 weight
17.3%
Top 10 weight
33.7%
Voting Authority Distribution
Total shares with voting rights: 2.52M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.52M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole148
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings148
Rows:
SPDR S&P 500 ETF TR
SOLEShares32.73K
TypeSH
Market value$17.8K
8.89%
Sole
0.00
Shared
0.00
None
32.73K
INVESCO EXCHANGE TRADED FD T
SOLEShares51.35K
TypeSH
Market value$8.4K
4.21%
Sole
0.00
Shared
0.00
None
51.35K
MICROSOFT CORP
SOLEShares18.86K
TypeSH
Market value$8.4K
4.21%
Sole
0.00
Shared
0.00
None
18.86K
ISHARES TR
SOLEShares29.61K
TypeSH
Market value$6.0K
3.00%
Sole
0.00
Shared
0.00
None
29.61K
ISHARES TR
SOLEShares114.62K
TypeSH
Market value$5.9K
2.93%
Sole
0.00
Shared
0.00
None
114.62K
ISHARES TR
SOLEShares78.18K
TypeSH
Market value$5.7K
2.83%
Sole
0.00
Shared
0.00
None
78.18K
ISHARES TR
SOLEShares82.26K
TypeSH
Market value$4.2K
2.10%
Sole
0.00
Shared
0.00
None
82.26K
FIRST TR EXCH TRADED FD III
SOLEShares216.68K
TypeSH
Market value$3.8K
1.88%
Sole
0.00
Shared
0.00
None
216.68K
JPMORGAN CHASE & CO.
SOLEShares18.14K
TypeSH
Market value$3.7K
1.83%
Sole
0.00
Shared
0.00
None
18.14K
APPLE INC
SOLEShares17.30K
TypeSH
Market value$3.6K
1.82%
Sole
0.00
Shared
0.00
None
17.30K
FIRST TR EXCHANGE-TRADED FD
SOLEShares70.52K
TypeSH
Market value$3.2K
1.61%
Sole
0.00
Shared
0.00
None
70.52K
ISHARES TR
SOLEShares5.74K
TypeSH
Market value$3.1K
1.57%
Sole
0.00
Shared
0.00
None
5.74K
AMAZON COM INC
SOLEShares15.89K
TypeSH
Market value$3.1K
1.53%
Sole
0.00
Shared
0.00
None
15.89K
SPDR SER TR
SOLEShares37.25K
TypeSH
Market value$3.0K
1.49%
Sole
0.00
Shared
0.00
None
37.25K
WALMART INC
SOLEShares44.07K
TypeSH
Market value$3.0K
1.49%
Sole
0.00
Shared
0.00
None
44.07K
INVESCO EXCH TRD SLF IDX FD
SOLEShares145.47K
TypeSH
Market value$2.8K
1.40%
Sole
0.00
Shared
0.00
None
145.47K
GOLDMAN SACHS GROUP INC
SOLEShares6.03K
TypeSH
Market value$2.7K
1.36%
Sole
0.00
Shared
0.00
None
6.03K
ALPHABET INC
SOLEShares14.89K
TypeSH
Market value$2.7K
1.35%
Sole
0.00
Shared
0.00
None
14.89K
PIMCO ETF TR
SOLEShares26.85K
TypeSH
Market value$2.5K
1.24%
Sole
0.00
Shared
0.00
None
26.85K
SPDR GOLD TR
SOLEShares11.13K
TypeSH
Market value$2.4K
1.19%
Sole
0.00
Shared
0.00
None
11.13K
PEPSICO INC
SOLEShares14.08K
TypeSH
Market value$2.3K
1.16%
Sole
0.00
Shared
0.00
None
14.08K
FAIR ISAAC CORP
SOLEShares1.47K
TypeSH
Market value$2.2K
1.09%
Sole
0.00
Shared
0.00
None
1.47K
HOME DEPOT INC
SOLEShares6.26K
TypeSH
Market value$2.2K
1.08%
Sole
0.00
Shared
0.00
None
6.26K
CSX CORP
SOLEShares61.71K
TypeSH
Market value$2.1K
1.03%
Sole
0.00
Shared
0.00
None
61.71K
VANGUARD INDEX FDS
SOLEShares22.87K
TypeSH
Market value$1.9K
0.96%
Sole
0.00
Shared
0.00
None
22.87K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 32.73K | SH | $17.8K 8.89% | 0.00 | 0.00 | 32.73K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 51.35K | SH | $8.4K 4.21% | 0.00 | 0.00 | 51.35K |
MICROSOFT CORPSOLE | COM | 18.86K | SH | $8.4K 4.21% | 0.00 | 0.00 | 18.86K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 29.61K | SH | $6.0K 3.00% | 0.00 | 0.00 | 29.61K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 114.62K | SH | $5.9K 2.93% | 0.00 | 0.00 | 114.62K |
ISHARES TRSOLE | CORE MSCI EAFE | 78.18K | SH | $5.7K 2.83% | 0.00 | 0.00 | 78.18K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 82.26K | SH | $4.2K 2.10% | 0.00 | 0.00 | 82.26K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 216.68K | SH | $3.8K 1.88% | 0.00 | 0.00 | 216.68K |
JPMORGAN CHASE & CO.SOLE | COM | 18.14K | SH | $3.7K 1.83% | 0.00 | 0.00 | 18.14K |
APPLE INCSOLE | COM | 17.30K | SH | $3.6K 1.82% | 0.00 | 0.00 | 17.30K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 70.52K | SH | $3.2K 1.61% | 0.00 | 0.00 | 70.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.74K | SH | $3.1K 1.57% | 0.00 | 0.00 | 5.74K |
AMAZON COM INCSOLE | COM | 15.89K | SH | $3.1K 1.53% | 0.00 | 0.00 | 15.89K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 37.25K | SH | $3.0K 1.49% | 0.00 | 0.00 | 37.25K |
WALMART INCSOLE | COM | 44.07K | SH | $3.0K 1.49% | 0.00 | 0.00 | 44.07K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 145.47K | SH | $2.8K 1.40% | 0.00 | 0.00 | 145.47K |
GOLDMAN SACHS GROUP INCSOLE | COM | 6.03K | SH | $2.7K 1.36% | 0.00 | 0.00 | 6.03K |
ALPHABET INCSOLE | CAP STK CL A | 14.89K | SH | $2.7K 1.35% | 0.00 | 0.00 | 14.89K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 26.85K | SH | $2.5K 1.24% | 0.00 | 0.00 | 26.85K |
SPDR GOLD TRSOLE | GOLD SHS | 11.13K | SH | $2.4K 1.19% | 0.00 | 0.00 | 11.13K |
PEPSICO INCSOLE | COM | 14.08K | SH | $2.3K 1.16% | 0.00 | 0.00 | 14.08K |
FAIR ISAAC CORPSOLE | COM | 1.47K | SH | $2.2K 1.09% | 0.00 | 0.00 | 1.47K |
HOME DEPOT INCSOLE | COM | 6.26K | SH | $2.2K 1.08% | 0.00 | 0.00 | 6.26K |
CSX CORPSOLE | COM | 61.71K | SH | $2.1K 1.03% | 0.00 | 0.00 | 61.71K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 22.87K | SH | $1.9K 0.96% | 0.00 | 0.00 | 22.87K |
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