Filed: 7/17/2026ACC: 0001541596-26-000003
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 187 equity positions with a total reported market value of $372.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
187
Positions
$372.0K
Total AUM (reported)
3.80M
Total Shares
Allocation by class
COM$149.9K40.3%
TR UNIT$24.9K6.7%
S&P500 EQL WGT$14.2K3.8%
RUSSELL 2000 ETF$12.4K3.3%
CORE MSCI EAFE$10.4K2.8%
ISHS 5-10YR INVT$8.6K2.3%
ISHS 1-5YR INVS$8.3K2.2%
Portfolio Concentration
Top 3$51.5K13.8%
4–10$61.0K16.4%
11–25$75.2K20.2%
Rest$184.4K49.6%
Top 3 weight
13.8%
Top 10 weight
30.2%
Voting Authority Distribution
Total shares with voting rights: 3.80M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.80M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole187
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings187
Rows:
STATE STR SPDR S&P 500 ETF T
SOLEShares33.30K
TypeSH
Market value$24.9K
6.69%
Sole
0.00
Shared
0.00
None
33.30K
INVESCO EXCHANGE TRADED FD T
SOLEShares66.78K
TypeSH
Market value$14.2K
3.82%
Sole
0.00
Shared
0.00
None
66.78K
ISHARES TR
SOLEShares41.22K
TypeSH
Market value$12.4K
3.33%
Sole
0.00
Shared
0.00
None
41.22K
ISHARES TR
SOLEShares107.30K
TypeSH
Market value$10.4K
2.79%
Sole
0.00
Shared
0.00
None
107.30K
APPLE INC
SOLEShares34.30K
TypeSH
Market value$9.9K
2.67%
Sole
0.00
Shared
0.00
None
34.30K
MICROSOFT CORP
SOLEShares23.20K
TypeSH
Market value$8.7K
2.33%
Sole
0.00
Shared
0.00
None
23.20K
ISHARES TR
SOLEShares162.04K
TypeSH
Market value$8.6K
2.32%
Sole
0.00
Shared
0.00
None
162.04K
ISHARES TR
SOLEShares158.88K
TypeSH
Market value$8.3K
2.24%
Sole
0.00
Shared
0.00
None
158.88K
CORNING INC
SOLEShares29.98K
TypeSH
Market value$7.7K
2.06%
Sole
0.00
Shared
0.00
None
29.98K
ALPHABET INC
SOLEShares20.85K
TypeSH
Market value$7.5K
2.00%
Sole
0.00
Shared
0.00
None
20.85K
GOLDMAN SACHS GROUP INC
SOLEShares7.14K
TypeSH
Market value$7.2K
1.94%
Sole
0.00
Shared
0.00
None
7.14K
VANGUARD SPECIALIZED FUNDS
SOLEShares29.26K
TypeSH
Market value$6.9K
1.86%
Sole
0.00
Shared
0.00
None
29.26K
JPMORGAN CHASE & CO
SOLEShares20.54K
TypeSH
Market value$6.7K
1.81%
Sole
0.00
Shared
0.00
None
20.54K
VANGUARD INDEX FDS
SOLEShares15.35K
TypeSH
Market value$5.7K
1.53%
Sole
0.00
Shared
0.00
None
15.35K
WALMART INC
SOLEShares42.88K
TypeSH
Market value$4.9K
1.31%
Sole
0.00
Shared
0.00
None
42.88K
ISHARES TR
SOLEShares6.40K
TypeSH
Market value$4.8K
1.29%
Sole
0.00
Shared
0.00
None
6.40K
AMAZON COM INC
SOLEShares20.10K
TypeSH
Market value$4.8K
1.29%
Sole
0.00
Shared
0.00
None
20.10K
JOHNSON & JOHNSON
SOLEShares18.46K
TypeSH
Market value$4.7K
1.26%
Sole
0.00
Shared
0.00
None
18.46K
MICRON TECHNOLOGY INC
SOLEShares4.06K
TypeSH
Market value$4.7K
1.26%
Sole
0.00
Shared
0.00
None
4.06K
NVIDIA CORPORATION
SOLEShares22.27K
TypeSH
Market value$4.5K
1.20%
Sole
0.00
Shared
0.00
None
22.27K
FIRST TR EXCH TRADED FD III
SOLEShares246.95K
TypeSH
Market value$4.4K
1.19%
Sole
0.00
Shared
0.00
None
246.95K
SCHWAB STRATEGIC TR
SOLEShares138.85K
TypeSH
Market value$4.4K
1.18%
Sole
0.00
Shared
0.00
None
138.85K
ELI LILLY & CO
SOLEShares3.35K
TypeSH
Market value$4.0K
1.08%
Sole
0.00
Shared
0.00
None
3.35K
INVESCO EXCH TRD SLF IDX FD
SOLEShares191.66K
TypeSH
Market value$3.8K
1.01%
Sole
0.00
Shared
0.00
None
191.66K
CATERPILLAR INC
SOLEShares3.52K
TypeSH
Market value$3.7K
1.01%
Sole
0.00
Shared
0.00
None
3.52K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 33.30K | SH | $24.9K 6.69% | 0.00 | 0.00 | 33.30K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 66.78K | SH | $14.2K 3.82% | 0.00 | 0.00 | 66.78K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 41.22K | SH | $12.4K 3.33% | 0.00 | 0.00 | 41.22K |
ISHARES TRSOLE | CORE MSCI EAFE | 107.30K | SH | $10.4K 2.79% | 0.00 | 0.00 | 107.30K |
APPLE INCSOLE | COM | 34.30K | SH | $9.9K 2.67% | 0.00 | 0.00 | 34.30K |
MICROSOFT CORPSOLE | COM | 23.20K | SH | $8.7K 2.33% | 0.00 | 0.00 | 23.20K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 162.04K | SH | $8.6K 2.32% | 0.00 | 0.00 | 162.04K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 158.88K | SH | $8.3K 2.24% | 0.00 | 0.00 | 158.88K |
CORNING INCSOLE | COM | 29.98K | SH | $7.7K 2.06% | 0.00 | 0.00 | 29.98K |
ALPHABET INCSOLE | CAP STK CL A | 20.85K | SH | $7.5K 2.00% | 0.00 | 0.00 | 20.85K |
GOLDMAN SACHS GROUP INCSOLE | COM | 7.14K | SH | $7.2K 1.94% | 0.00 | 0.00 | 7.14K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 29.26K | SH | $6.9K 1.86% | 0.00 | 0.00 | 29.26K |
JPMORGAN CHASE & COSOLE | COM | 20.54K | SH | $6.7K 1.81% | 0.00 | 0.00 | 20.54K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 15.35K | SH | $5.7K 1.53% | 0.00 | 0.00 | 15.35K |
WALMART INCSOLE | COM | 42.88K | SH | $4.9K 1.31% | 0.00 | 0.00 | 42.88K |
ISHARES TRSOLE | CORE S&P500 ETF | 6.40K | SH | $4.8K 1.29% | 0.00 | 0.00 | 6.40K |
AMAZON COM INCSOLE | COM | 20.10K | SH | $4.8K 1.29% | 0.00 | 0.00 | 20.10K |
JOHNSON & JOHNSONSOLE | COM | 18.46K | SH | $4.7K 1.26% | 0.00 | 0.00 | 18.46K |
MICRON TECHNOLOGY INCSOLE | COM | 4.06K | SH | $4.7K 1.26% | 0.00 | 0.00 | 4.06K |
NVIDIA CORPORATIONSOLE | COM | 22.27K | SH | $4.5K 1.20% | 0.00 | 0.00 | 22.27K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 246.95K | SH | $4.4K 1.19% | 0.00 | 0.00 | 246.95K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 138.85K | SH | $4.4K 1.18% | 0.00 | 0.00 | 138.85K |
ELI LILLY & COSOLE | COM | 3.35K | SH | $4.0K 1.08% | 0.00 | 0.00 | 3.35K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 191.66K | SH | $3.8K 1.01% | 0.00 | 0.00 | 191.66K |
CATERPILLAR INCSOLE | COM | 3.52K | SH | $3.7K 1.01% | 0.00 | 0.00 | 3.52K |
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