Filed: 4/15/2026ACC: 0001541596-26-000002
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 171 equity positions with a total reported market value of $326.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
171
Positions
$326.5K
Total AUM (reported)
3.68M
Total Shares
Allocation by class
COM$127.5K39.1%
TR UNIT$23.4K7.2%
S&P500 EQL WGT$12.6K3.9%
RUSSELL 2000 ETF$9.6K2.9%
CORE MSCI EAFE$9.4K2.9%
ISHS 5-10YR INVT$8.4K2.6%
ISHS 1-5YR INVS$8.0K2.4%
Portfolio Concentration
Top 3$45.5K13.9%
4–10$55.1K16.9%
11–25$63.8K19.5%
Rest$162.1K49.6%
Top 3 weight
13.9%
Top 10 weight
30.8%
Voting Authority Distribution
Total shares with voting rights: 3.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole171
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings171
Rows:
STATE STR SPDR S&P 500 ETF T
SOLEShares35.92K
TypeSH
Market value$23.4K
7.16%
Sole
0.00
Shared
0.00
None
35.92K
INVESCO EXCHANGE TRADED FD T
SOLEShares65.71K
TypeSH
Market value$12.6K
3.86%
Sole
0.00
Shared
0.00
None
65.71K
ISHARES TR
SOLEShares38.60K
TypeSH
Market value$9.6K
2.93%
Sole
0.00
Shared
0.00
None
38.60K
ISHARES TR
SOLEShares103.95K
TypeSH
Market value$9.4K
2.88%
Sole
0.00
Shared
0.00
None
103.95K
APPLE INC
SOLEShares33.77K
TypeSH
Market value$8.6K
2.62%
Sole
0.00
Shared
0.00
None
33.77K
MICROSOFT CORP
SOLEShares22.78K
TypeSH
Market value$8.4K
2.58%
Sole
0.00
Shared
0.00
None
22.78K
ISHARES TR
SOLEShares157.47K
TypeSH
Market value$8.4K
2.57%
Sole
0.00
Shared
0.00
None
157.47K
ISHARES TR
SOLEShares152K
TypeSH
Market value$8.0K
2.45%
Sole
0.00
Shared
0.00
None
152K
VANGUARD SPECIALIZED FUNDS
SOLEShares29.22K
TypeSH
Market value$6.3K
1.92%
Sole
0.00
Shared
0.00
None
29.22K
GOLDMAN SACHS GROUP INC
SOLEShares7.17K
TypeSH
Market value$6.1K
1.86%
Sole
0.00
Shared
0.00
None
7.17K
JPMORGAN CHASE & CO
SOLEShares20.50K
TypeSH
Market value$6.0K
1.85%
Sole
0.00
Shared
0.00
None
20.50K
ALPHABET INC
SOLEShares20.79K
TypeSH
Market value$6.0K
1.83%
Sole
0.00
Shared
0.00
None
20.79K
WALMART INC
SOLEShares43.19K
TypeSH
Market value$5.4K
1.64%
Sole
0.00
Shared
0.00
None
43.19K
VANGUARD INDEX FDS
SOLEShares14.42K
TypeSH
Market value$4.6K
1.42%
Sole
0.00
Shared
0.00
None
14.42K
CORNING INC
SOLEShares33.03K
TypeSH
Market value$4.5K
1.38%
Sole
0.00
Shared
0.00
None
33.03K
JOHNSON & JOHNSON
SOLEShares18.16K
TypeSH
Market value$4.4K
1.36%
Sole
0.00
Shared
0.00
None
18.16K
FIRST TR EXCH TRADED FD III
SOLEShares247.20K
TypeSH
Market value$4.4K
1.34%
Sole
0.00
Shared
0.00
None
247.20K
AMAZON COM INC
SOLEShares19.20K
TypeSH
Market value$4.0K
1.22%
Sole
0.00
Shared
0.00
None
19.20K
NVIDIA CORPORATION
SOLEShares21.59K
TypeSH
Market value$3.8K
1.15%
Sole
0.00
Shared
0.00
None
21.59K
INVESCO EXCH TRD SLF IDX FD
SOLEShares190.64K
TypeSH
Market value$3.7K
1.15%
Sole
0.00
Shared
0.00
None
190.64K
ISHARES TR
SOLEShares5.66K
TypeSH
Market value$3.7K
1.13%
Sole
0.00
Shared
0.00
None
5.66K
SELECT SECTOR SPDR TR
SOLEShares59.23K
TypeSH
Market value$3.6K
1.11%
Sole
0.00
Shared
0.00
None
59.23K
INVESCO EXCH TRD SLF IDX FD
SOLEShares163.29K
TypeSH
Market value$3.3K
1.02%
Sole
0.00
Shared
0.00
None
163.29K
FIRST TR EXCHANGE-TRADED FD
SOLEShares73.20K
TypeSH
Market value$3.3K
1.00%
Sole
0.00
Shared
0.00
None
73.20K
ELI LILLY & CO
SOLEShares3.25K
TypeSH
Market value$3.0K
0.92%
Sole
0.00
Shared
0.00
None
3.25K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 35.92K | SH | $23.4K 7.16% | 0.00 | 0.00 | 35.92K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 65.71K | SH | $12.6K 3.86% | 0.00 | 0.00 | 65.71K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 38.60K | SH | $9.6K 2.93% | 0.00 | 0.00 | 38.60K |
ISHARES TRSOLE | CORE MSCI EAFE | 103.95K | SH | $9.4K 2.88% | 0.00 | 0.00 | 103.95K |
APPLE INCSOLE | COM | 33.77K | SH | $8.6K 2.62% | 0.00 | 0.00 | 33.77K |
MICROSOFT CORPSOLE | COM | 22.78K | SH | $8.4K 2.58% | 0.00 | 0.00 | 22.78K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 157.47K | SH | $8.4K 2.57% | 0.00 | 0.00 | 157.47K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 152K | SH | $8.0K 2.45% | 0.00 | 0.00 | 152K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 29.22K | SH | $6.3K 1.92% | 0.00 | 0.00 | 29.22K |
GOLDMAN SACHS GROUP INCSOLE | COM | 7.17K | SH | $6.1K 1.86% | 0.00 | 0.00 | 7.17K |
JPMORGAN CHASE & COSOLE | COM | 20.50K | SH | $6.0K 1.85% | 0.00 | 0.00 | 20.50K |
ALPHABET INCSOLE | CAP STK CL A | 20.79K | SH | $6.0K 1.83% | 0.00 | 0.00 | 20.79K |
WALMART INCSOLE | COM | 43.19K | SH | $5.4K 1.64% | 0.00 | 0.00 | 43.19K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 14.42K | SH | $4.6K 1.42% | 0.00 | 0.00 | 14.42K |
CORNING INCSOLE | COM | 33.03K | SH | $4.5K 1.38% | 0.00 | 0.00 | 33.03K |
JOHNSON & JOHNSONSOLE | COM | 18.16K | SH | $4.4K 1.36% | 0.00 | 0.00 | 18.16K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 247.20K | SH | $4.4K 1.34% | 0.00 | 0.00 | 247.20K |
AMAZON COM INCSOLE | COM | 19.20K | SH | $4.0K 1.22% | 0.00 | 0.00 | 19.20K |
NVIDIA CORPORATIONSOLE | COM | 21.59K | SH | $3.8K 1.15% | 0.00 | 0.00 | 21.59K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 190.64K | SH | $3.7K 1.15% | 0.00 | 0.00 | 190.64K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.66K | SH | $3.7K 1.13% | 0.00 | 0.00 | 5.66K |
SELECT SECTOR SPDR TRSOLE | STATE STREET ENE | 59.23K | SH | $3.6K 1.11% | 0.00 | 0.00 | 59.23K |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 163.29K | SH | $3.3K 1.02% | 0.00 | 0.00 | 163.29K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 73.20K | SH | $3.3K 1.00% | 0.00 | 0.00 | 73.20K |
ELI LILLY & COSOLE | COM | 3.25K | SH | $3.0K 0.92% | 0.00 | 0.00 | 3.25K |
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