Filed: 2/6/2026ACC: 0001541596-26-000001
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 177 equity positions with a total reported market value of $331.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
177
Positions
$331.8K
Total AUM (reported)
3.63M
Total Shares
Allocation by class
COM$132.0K39.8%
TR UNIT$24.3K7.3%
S&P500 EQL WGT$12.1K3.6%
RUSSELL 2000 ETF$9.4K2.8%
CORE MSCI EAFE$9.2K2.8%
ISHS 5-10YR INVT$8.1K2.4%
ISHS 1-5YR INVS$7.6K2.3%
Portfolio Concentration
Top 3$48.2K14.5%
4–10$59.1K17.8%
11–25$62.7K18.9%
Rest$161.8K48.8%
Top 3 weight
14.5%
Top 10 weight
32.3%
Voting Authority Distribution
Total shares with voting rights: 3.63M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.63M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole177
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings177
Rows:
SPDR S&P 500 ETF TR
SOLEShares35.65K
TypeSH
Market value$24.3K
7.33%
Sole
0.00
Shared
0.00
None
35.65K
INVESCO EXCHANGE TRADED FD T
SOLEShares62.97K
TypeSH
Market value$12.1K
3.64%
Sole
0.00
Shared
0.00
None
62.97K
APPLE INC
SOLEShares43.38K
TypeSH
Market value$11.8K
3.55%
Sole
0.00
Shared
0.00
None
43.38K
MICROSOFT CORP
SOLEShares23.94K
TypeSH
Market value$11.6K
3.49%
Sole
0.00
Shared
0.00
None
23.94K
ISHARES TR
SOLEShares38.33K
TypeSH
Market value$9.4K
2.84%
Sole
0.00
Shared
0.00
None
38.33K
ISHARES TR
SOLEShares102.47K
TypeSH
Market value$9.2K
2.76%
Sole
0.00
Shared
0.00
None
102.47K
ISHARES TR
SOLEShares150.45K
TypeSH
Market value$8.1K
2.44%
Sole
0.00
Shared
0.00
None
150.45K
ISHARES TR
SOLEShares144.55K
TypeSH
Market value$7.6K
2.30%
Sole
0.00
Shared
0.00
None
144.55K
JPMORGAN CHASE & CO.
SOLEShares20.67K
TypeSH
Market value$6.7K
2.01%
Sole
0.00
Shared
0.00
None
20.67K
ALPHABET INC
SOLEShares20.89K
TypeSH
Market value$6.5K
1.97%
Sole
0.00
Shared
0.00
None
20.89K
VANGUARD SPECIALIZED FUNDS
SOLEShares29.41K
TypeSH
Market value$6.5K
1.95%
Sole
0.00
Shared
0.00
None
29.41K
GOLDMAN SACHS GROUP INC
SOLEShares7.17K
TypeSH
Market value$6.3K
1.90%
Sole
0.00
Shared
0.00
None
7.17K
VANGUARD INDEX FDS
SOLEShares14.56K
TypeSH
Market value$4.9K
1.47%
Sole
0.00
Shared
0.00
None
14.56K
WALMART INC
SOLEShares43.70K
TypeSH
Market value$4.9K
1.47%
Sole
0.00
Shared
0.00
None
43.70K
FIRST TR EXCH TRADED FD III
SOLEShares247.95K
TypeSH
Market value$4.5K
1.36%
Sole
0.00
Shared
0.00
None
247.95K
NVIDIA CORPORATION
SOLEShares22.50K
TypeSH
Market value$4.2K
1.26%
Sole
0.00
Shared
0.00
None
22.50K
AMAZON COM INC
SOLEShares17.86K
TypeSH
Market value$4.1K
1.24%
Sole
0.00
Shared
0.00
None
17.86K
INVESCO EXCH TRD SLF IDX FD
SOLEShares192.04K
TypeSH
Market value$3.8K
1.14%
Sole
0.00
Shared
0.00
None
192.04K
ISHARES TR
SOLEShares5.53K
TypeSH
Market value$3.8K
1.14%
Sole
0.00
Shared
0.00
None
5.53K
JOHNSON & JOHNSON
SOLEShares18.17K
TypeSH
Market value$3.8K
1.13%
Sole
0.00
Shared
0.00
None
18.17K
FIRST TR EXCHANGE-TRADED FD
SOLEShares74.35K
TypeSH
Market value$3.4K
1.03%
Sole
0.00
Shared
0.00
None
74.35K
ELI LILLY & CO
SOLEShares3.15K
TypeSH
Market value$3.4K
1.02%
Sole
0.00
Shared
0.00
None
3.15K
INVESCO EXCH TRD SLF IDX FD
SOLEShares163.71K
TypeSH
Market value$3.4K
1.02%
Sole
0.00
Shared
0.00
None
163.71K
NEOS ETF TRUST
SOLEShares55.71K
TypeSH
Market value$2.9K
0.88%
Sole
0.00
Shared
0.00
None
55.71K
ABBVIE INC
SOLEShares12.78K
TypeSH
Market value$2.9K
0.88%
Sole
0.00
Shared
0.00
None
12.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 35.65K | SH | $24.3K 7.33% | 0.00 | 0.00 | 35.65K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 62.97K | SH | $12.1K 3.64% | 0.00 | 0.00 | 62.97K |
APPLE INCSOLE | COM | 43.38K | SH | $11.8K 3.55% | 0.00 | 0.00 | 43.38K |
MICROSOFT CORPSOLE | COM | 23.94K | SH | $11.6K 3.49% | 0.00 | 0.00 | 23.94K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 38.33K | SH | $9.4K 2.84% | 0.00 | 0.00 | 38.33K |
ISHARES TRSOLE | CORE MSCI EAFE | 102.47K | SH | $9.2K 2.76% | 0.00 | 0.00 | 102.47K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 150.45K | SH | $8.1K 2.44% | 0.00 | 0.00 | 150.45K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 144.55K | SH | $7.6K 2.30% | 0.00 | 0.00 | 144.55K |
JPMORGAN CHASE & CO.SOLE | COM | 20.67K | SH | $6.7K 2.01% | 0.00 | 0.00 | 20.67K |
ALPHABET INCSOLE | CAP STK CL A | 20.89K | SH | $6.5K 1.97% | 0.00 | 0.00 | 20.89K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 29.41K | SH | $6.5K 1.95% | 0.00 | 0.00 | 29.41K |
GOLDMAN SACHS GROUP INCSOLE | COM | 7.17K | SH | $6.3K 1.90% | 0.00 | 0.00 | 7.17K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 14.56K | SH | $4.9K 1.47% | 0.00 | 0.00 | 14.56K |
WALMART INCSOLE | COM | 43.70K | SH | $4.9K 1.47% | 0.00 | 0.00 | 43.70K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 247.95K | SH | $4.5K 1.36% | 0.00 | 0.00 | 247.95K |
NVIDIA CORPORATIONSOLE | COM | 22.50K | SH | $4.2K 1.26% | 0.00 | 0.00 | 22.50K |
AMAZON COM INCSOLE | COM | 17.86K | SH | $4.1K 1.24% | 0.00 | 0.00 | 17.86K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 192.04K | SH | $3.8K 1.14% | 0.00 | 0.00 | 192.04K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.53K | SH | $3.8K 1.14% | 0.00 | 0.00 | 5.53K |
JOHNSON & JOHNSONSOLE | COM | 18.17K | SH | $3.8K 1.13% | 0.00 | 0.00 | 18.17K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 74.35K | SH | $3.4K 1.03% | 0.00 | 0.00 | 74.35K |
ELI LILLY & COSOLE | COM | 3.15K | SH | $3.4K 1.02% | 0.00 | 0.00 | 3.15K |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 163.71K | SH | $3.4K 1.02% | 0.00 | 0.00 | 163.71K |
NEOS ETF TRUSTSOLE | NEOS S&P 500 HI | 55.71K | SH | $2.9K 0.88% | 0.00 | 0.00 | 55.71K |
ABBVIE INCSOLE | COM | 12.78K | SH | $2.9K 0.88% | 0.00 | 0.00 | 12.78K |
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