Filed: 11/12/2025ACC: 0001541596-25-000007
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $258.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
149
Positions
$258.8K
Total AUM (reported)
3.15M
Total Shares
Allocation by class
COM$94.7K36.6%
TR UNIT$23.5K9.1%
S&P500 EQL WGT$12.0K4.6%
RUSSELL 2000 ETF$8.8K3.4%
CORE MSCI EAFE$8.5K3.3%
ISHS 5-10YR INVT$7.8K3.0%
ISHS 1-5YR INVS$6.9K2.7%
Portfolio Concentration
Top 3$44.3K17.1%
4–10$47.1K18.2%
11–25$49.5K19.1%
Rest$117.9K45.6%
Top 3 weight
17.1%
Top 10 weight
35.3%
Voting Authority Distribution
Total shares with voting rights: 3.15M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.15M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole149
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings149
Rows:
SPDR S&P 500 ETF TR
SOLEShares35.31K
TypeSH
Market value$23.5K
9.09%
Sole
0.00
Shared
0.00
None
35.31K
INVESCO EXCHANGE TRADED FD T
SOLEShares63.11K
TypeSH
Market value$12.0K
4.63%
Sole
0.00
Shared
0.00
None
63.11K
MICROSOFT CORP
SOLEShares17.07K
TypeSH
Market value$8.8K
3.42%
Sole
0.00
Shared
0.00
None
17.07K
ISHARES TR
SOLEShares36.45K
TypeSH
Market value$8.8K
3.41%
Sole
0.00
Shared
0.00
None
36.45K
ISHARES TR
SOLEShares96.92K
TypeSH
Market value$8.5K
3.27%
Sole
0.00
Shared
0.00
None
96.92K
ISHARES TR
SOLEShares144.63K
TypeSH
Market value$7.8K
3.02%
Sole
0.00
Shared
0.00
None
144.63K
ISHARES TR
SOLEShares129.87K
TypeSH
Market value$6.9K
2.66%
Sole
0.00
Shared
0.00
None
129.87K
JPMORGAN CHASE & CO.
SOLEShares18.32K
TypeSH
Market value$5.8K
2.23%
Sole
0.00
Shared
0.00
None
18.32K
GOLDMAN SACHS GROUP INC
SOLEShares6.04K
TypeSH
Market value$4.8K
1.86%
Sole
0.00
Shared
0.00
None
6.04K
WALMART INC
SOLEShares44.19K
TypeSH
Market value$4.6K
1.76%
Sole
0.00
Shared
0.00
None
44.19K
FIRST TR EXCH TRADED FD III
SOLEShares244.38K
TypeSH
Market value$4.5K
1.72%
Sole
0.00
Shared
0.00
None
244.38K
ISHARES TR
SOLEShares5.80K
TypeSH
Market value$3.9K
1.50%
Sole
0.00
Shared
0.00
None
5.80K
APPLE INC
SOLEShares15.13K
TypeSH
Market value$3.9K
1.49%
Sole
0.00
Shared
0.00
None
15.13K
FIRST TR EXCHANGE-TRADED FD
SOLEShares83.75K
TypeSH
Market value$3.8K
1.48%
Sole
0.00
Shared
0.00
None
83.75K
INVESCO EXCH TRD SLF IDX FD
SOLEShares192.34K
TypeSH
Market value$3.8K
1.46%
Sole
0.00
Shared
0.00
None
192.34K
VANGUARD INDEX FDS
SOLEShares37.18K
TypeSH
Market value$3.4K
1.31%
Sole
0.00
Shared
0.00
None
37.18K
INVESCO EXCH TRD SLF IDX FD
SOLEShares163.71K
TypeSH
Market value$3.4K
1.30%
Sole
0.00
Shared
0.00
None
163.71K
ROBINHOOD MKTS INC
SOLEShares23.19K
TypeSH
Market value$3.3K
1.28%
Sole
0.00
Shared
0.00
None
23.19K
AMAZON COM INC
SOLEShares14.57K
TypeSH
Market value$3.2K
1.24%
Sole
0.00
Shared
0.00
None
14.57K
INVESCO EXCH TRD SLF IDX FD
SOLEShares150.66K
TypeSH
Market value$2.8K
1.10%
Sole
0.00
Shared
0.00
None
150.66K
ALPHABET INC
SOLEShares11.53K
TypeSH
Market value$2.8K
1.08%
Sole
0.00
Shared
0.00
None
11.53K
INVESCO EXCH TRD SLF IDX FD
SOLEShares139.04K
TypeSH
Market value$2.7K
1.05%
Sole
0.00
Shared
0.00
None
139.04K
SELECT SECTOR SPDR TR
SOLEShares30.43K
TypeSH
Market value$2.7K
1.05%
Sole
0.00
Shared
0.00
None
30.43K
PIMCO ETF TR
SOLEShares28.13K
TypeSH
Market value$2.7K
1.04%
Sole
0.00
Shared
0.00
None
28.13K
INVESCO QQQ TR
SOLEShares4.29K
TypeSH
Market value$2.6K
1.00%
Sole
0.00
Shared
0.00
None
4.29K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 35.31K | SH | $23.5K 9.09% | 0.00 | 0.00 | 35.31K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 63.11K | SH | $12.0K 4.63% | 0.00 | 0.00 | 63.11K |
MICROSOFT CORPSOLE | COM | 17.07K | SH | $8.8K 3.42% | 0.00 | 0.00 | 17.07K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 36.45K | SH | $8.8K 3.41% | 0.00 | 0.00 | 36.45K |
ISHARES TRSOLE | CORE MSCI EAFE | 96.92K | SH | $8.5K 3.27% | 0.00 | 0.00 | 96.92K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 144.63K | SH | $7.8K 3.02% | 0.00 | 0.00 | 144.63K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 129.87K | SH | $6.9K 2.66% | 0.00 | 0.00 | 129.87K |
JPMORGAN CHASE & CO.SOLE | COM | 18.32K | SH | $5.8K 2.23% | 0.00 | 0.00 | 18.32K |
GOLDMAN SACHS GROUP INCSOLE | COM | 6.04K | SH | $4.8K 1.86% | 0.00 | 0.00 | 6.04K |
WALMART INCSOLE | COM | 44.19K | SH | $4.6K 1.76% | 0.00 | 0.00 | 44.19K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 244.38K | SH | $4.5K 1.72% | 0.00 | 0.00 | 244.38K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.80K | SH | $3.9K 1.50% | 0.00 | 0.00 | 5.80K |
APPLE INCSOLE | COM | 15.13K | SH | $3.9K 1.49% | 0.00 | 0.00 | 15.13K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 83.75K | SH | $3.8K 1.48% | 0.00 | 0.00 | 83.75K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 192.34K | SH | $3.8K 1.46% | 0.00 | 0.00 | 192.34K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 37.18K | SH | $3.4K 1.31% | 0.00 | 0.00 | 37.18K |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 163.71K | SH | $3.4K 1.30% | 0.00 | 0.00 | 163.71K |
ROBINHOOD MKTS INCSOLE | COM CL A | 23.19K | SH | $3.3K 1.28% | 0.00 | 0.00 | 23.19K |
AMAZON COM INCSOLE | COM | 14.57K | SH | $3.2K 1.24% | 0.00 | 0.00 | 14.57K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULETSHS 2029 | 150.66K | SH | $2.8K 1.10% | 0.00 | 0.00 | 150.66K |
ALPHABET INCSOLE | CAP STK CL A | 11.53K | SH | $2.8K 1.08% | 0.00 | 0.00 | 11.53K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 139.04K | SH | $2.7K 1.05% | 0.00 | 0.00 | 139.04K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 30.43K | SH | $2.7K 1.05% | 0.00 | 0.00 | 30.43K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 28.13K | SH | $2.7K 1.04% | 0.00 | 0.00 | 28.13K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.29K | SH | $2.6K 1.00% | 0.00 | 0.00 | 4.29K |
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