Filed: 8/11/2025ACC: 0001541596-25-000005
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $237.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
147
Positions
$237.8K
Total AUM (reported)
3.09M
Total Shares
Allocation by class
COM$91.3K38.4%
TR UNIT$20.8K8.8%
S&P500 EQL WGT$11.2K4.7%
CORE MSCI EAFE$7.4K3.1%
RUSSELL 2000 ETF$7.4K3.1%
ISHS 5-10YR INVT$7.1K3.0%
ISHS 1-5YR INVS$6.1K2.6%
Portfolio Concentration
Top 3$40.2K16.9%
4–10$42.2K17.7%
11–25$46.8K19.7%
Rest$108.6K45.7%
Top 3 weight
16.9%
Top 10 weight
34.7%
Voting Authority Distribution
Total shares with voting rights: 3.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole147
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings147
Rows:
SPDR S&P 500 ETF TR
SOLEShares33.70K
TypeSH
Market value$20.8K
8.76%
Sole
0.00
Shared
0.00
None
33.70K
INVESCO EXCHANGE TRADED FD T
SOLEShares61.60K
TypeSH
Market value$11.2K
4.71%
Sole
0.00
Shared
0.00
None
61.60K
MICROSOFT CORP
SOLEShares16.51K
TypeSH
Market value$8.2K
3.45%
Sole
0.00
Shared
0.00
None
16.51K
ISHARES TR
SOLEShares88.97K
TypeSH
Market value$7.4K
3.12%
Sole
0.00
Shared
0.00
None
88.97K
ISHARES TR
SOLEShares34.42K
TypeSH
Market value$7.4K
3.12%
Sole
0.00
Shared
0.00
None
34.42K
ISHARES TR
SOLEShares133.54K
TypeSH
Market value$7.1K
2.99%
Sole
0.00
Shared
0.00
None
133.54K
ISHARES TR
SOLEShares116.01K
TypeSH
Market value$6.1K
2.57%
Sole
0.00
Shared
0.00
None
116.01K
JPMORGAN CHASE & CO.
SOLEShares17.90K
TypeSH
Market value$5.2K
2.18%
Sole
0.00
Shared
0.00
None
17.90K
WALMART INC
SOLEShares46.89K
TypeSH
Market value$4.6K
1.93%
Sole
0.00
Shared
0.00
None
46.89K
FIRST TR EXCH TRADED FD III
SOLEShares241.25K
TypeSH
Market value$4.3K
1.81%
Sole
0.00
Shared
0.00
None
241.25K
GOLDMAN SACHS GROUP INC
SOLEShares5.92K
TypeSH
Market value$4.2K
1.76%
Sole
0.00
Shared
0.00
None
5.92K
FIRST TR EXCHANGE-TRADED FD
SOLEShares84.16K
TypeSH
Market value$3.9K
1.62%
Sole
0.00
Shared
0.00
None
84.16K
INVESCO EXCH TRD SLF IDX FD
SOLEShares193.32K
TypeSH
Market value$3.8K
1.60%
Sole
0.00
Shared
0.00
None
193.32K
ISHARES TR
SOLEShares5.79K
TypeSH
Market value$3.6K
1.51%
Sole
0.00
Shared
0.00
None
5.79K
APPLE INC
SOLEShares16.11K
TypeSH
Market value$3.3K
1.39%
Sole
0.00
Shared
0.00
None
16.11K
INVESCO EXCH TRD SLF IDX FD
SOLEShares161.16K
TypeSH
Market value$3.3K
1.39%
Sole
0.00
Shared
0.00
None
161.16K
VANGUARD INDEX FDS
SOLEShares36.43K
TypeSH
Market value$3.2K
1.36%
Sole
0.00
Shared
0.00
None
36.43K
AMAZON COM INC
SOLEShares12.95K
TypeSH
Market value$2.8K
1.20%
Sole
0.00
Shared
0.00
None
12.95K
INVESCO EXCH TRD SLF IDX FD
SOLEShares149.17K
TypeSH
Market value$2.8K
1.17%
Sole
0.00
Shared
0.00
None
149.17K
INVESCO EXCH TRD SLF IDX FD
SOLEShares141.28K
TypeSH
Market value$2.8K
1.16%
Sole
0.00
Shared
0.00
None
141.28K
ROBINHOOD MKTS INC
SOLEShares29.23K
TypeSH
Market value$2.7K
1.15%
Sole
0.00
Shared
0.00
None
29.23K
SELECT SECTOR SPDR TR
SOLEShares32.16K
TypeSH
Market value$2.7K
1.15%
Sole
0.00
Shared
0.00
None
32.16K
VISA INC
SOLEShares7.40K
TypeSH
Market value$2.6K
1.10%
Sole
0.00
Shared
0.00
None
7.40K
PIMCO ETF TR
SOLEShares27.54K
TypeSH
Market value$2.6K
1.10%
Sole
0.00
Shared
0.00
None
27.54K
INTERCONTINENTAL EXCHANGE IN
SOLEShares13.12K
TypeSH
Market value$2.4K
1.01%
Sole
0.00
Shared
0.00
None
13.12K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 33.70K | SH | $20.8K 8.76% | 0.00 | 0.00 | 33.70K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 61.60K | SH | $11.2K 4.71% | 0.00 | 0.00 | 61.60K |
MICROSOFT CORPSOLE | COM | 16.51K | SH | $8.2K 3.45% | 0.00 | 0.00 | 16.51K |
ISHARES TRSOLE | CORE MSCI EAFE | 88.97K | SH | $7.4K 3.12% | 0.00 | 0.00 | 88.97K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 34.42K | SH | $7.4K 3.12% | 0.00 | 0.00 | 34.42K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 133.54K | SH | $7.1K 2.99% | 0.00 | 0.00 | 133.54K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 116.01K | SH | $6.1K 2.57% | 0.00 | 0.00 | 116.01K |
JPMORGAN CHASE & CO.SOLE | COM | 17.90K | SH | $5.2K 2.18% | 0.00 | 0.00 | 17.90K |
WALMART INCSOLE | COM | 46.89K | SH | $4.6K 1.93% | 0.00 | 0.00 | 46.89K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 241.25K | SH | $4.3K 1.81% | 0.00 | 0.00 | 241.25K |
GOLDMAN SACHS GROUP INCSOLE | COM | 5.92K | SH | $4.2K 1.76% | 0.00 | 0.00 | 5.92K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 84.16K | SH | $3.9K 1.62% | 0.00 | 0.00 | 84.16K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 193.32K | SH | $3.8K 1.60% | 0.00 | 0.00 | 193.32K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.79K | SH | $3.6K 1.51% | 0.00 | 0.00 | 5.79K |
APPLE INCSOLE | COM | 16.11K | SH | $3.3K 1.39% | 0.00 | 0.00 | 16.11K |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 161.16K | SH | $3.3K 1.39% | 0.00 | 0.00 | 161.16K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 36.43K | SH | $3.2K 1.36% | 0.00 | 0.00 | 36.43K |
AMAZON COM INCSOLE | COM | 12.95K | SH | $2.8K 1.20% | 0.00 | 0.00 | 12.95K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULETSHS 2029 | 149.17K | SH | $2.8K 1.17% | 0.00 | 0.00 | 149.17K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 141.28K | SH | $2.8K 1.16% | 0.00 | 0.00 | 141.28K |
ROBINHOOD MKTS INCSOLE | COM CL A | 29.23K | SH | $2.7K 1.15% | 0.00 | 0.00 | 29.23K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 32.16K | SH | $2.7K 1.15% | 0.00 | 0.00 | 32.16K |
VISA INCSOLE | COM CL A | 7.40K | SH | $2.6K 1.10% | 0.00 | 0.00 | 7.40K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 27.54K | SH | $2.6K 1.10% | 0.00 | 0.00 | 27.54K |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 13.12K | SH | $2.4K 1.01% | 0.00 | 0.00 | 13.12K |
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