Filed: 5/20/2025ACC: 0001541596-25-000004
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 146 equity positions with a total reported market value of $216.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
146
Positions
$216.9K
Total AUM (reported)
2.84M
Total Shares
Allocation by class
COM$83.9K38.7%
TR UNIT$19.2K8.9%
S&P500 EQL WGT$11.5K5.3%
ISHS 5-10YR INVT$6.7K3.1%
RUSSELL 2000 ETF$6.4K3.0%
CORE MSCI EAFE$5.8K2.7%
ISHS 1-5YR INVS$5.5K2.6%
Portfolio Concentration
Top 3$37.4K17.3%
4–10$37.3K17.2%
11–25$42.4K19.5%
Rest$99.8K46.0%
Top 3 weight
17.3%
Top 10 weight
34.4%
Voting Authority Distribution
Total shares with voting rights: 2.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole146
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings146
Rows:
SPDR S&P 500 ETF TR
SOLEShares34.35K
TypeSH
Market value$19.2K
8.86%
Sole
0.00
Shared
0.00
None
34.35K
INVESCO EXCHANGE TRADED FD T
SOLEShares66.52K
TypeSH
Market value$11.5K
5.31%
Sole
0.00
Shared
0.00
None
66.52K
ISHARES TR
SOLEShares127.64K
TypeSH
Market value$6.7K
3.09%
Sole
0.00
Shared
0.00
None
127.64K
MICROSOFT CORP
SOLEShares17.80K
TypeSH
Market value$6.7K
3.08%
Sole
0.00
Shared
0.00
None
17.80K
ISHARES TR
SOLEShares32.19K
TypeSH
Market value$6.4K
2.96%
Sole
0.00
Shared
0.00
None
32.19K
ISHARES TR
SOLEShares76.43K
TypeSH
Market value$5.8K
2.67%
Sole
0.00
Shared
0.00
None
76.43K
ISHARES TR
SOLEShares105.61K
TypeSH
Market value$5.5K
2.55%
Sole
0.00
Shared
0.00
None
105.61K
JPMORGAN CHASE & CO.
SOLEShares17.93K
TypeSH
Market value$4.4K
2.03%
Sole
0.00
Shared
0.00
None
17.93K
FIRST TR EXCH TRADED FD III
SOLEShares242.58K
TypeSH
Market value$4.3K
1.97%
Sole
0.00
Shared
0.00
None
242.58K
WALMART INC
SOLEShares47.50K
TypeSH
Market value$4.2K
1.92%
Sole
0.00
Shared
0.00
None
47.50K
FIRST TR EXCHANGE-TRADED FD
SOLEShares83.36K
TypeSH
Market value$3.8K
1.75%
Sole
0.00
Shared
0.00
None
83.36K
APPLE INC
SOLEShares15.76K
TypeSH
Market value$3.5K
1.61%
Sole
0.00
Shared
0.00
None
15.76K
INVESCO EXCH TRD SLF IDX FD
SOLEShares168.66K
TypeSH
Market value$3.3K
1.52%
Sole
0.00
Shared
0.00
None
168.66K
ISHARES TR
SOLEShares5.79K
TypeSH
Market value$3.3K
1.50%
Sole
0.00
Shared
0.00
None
5.79K
GOLDMAN SACHS GROUP INC
SOLEShares5.93K
TypeSH
Market value$3.2K
1.49%
Sole
0.00
Shared
0.00
None
5.93K
AMAZON COM INC
SOLEShares16.23K
TypeSH
Market value$3.1K
1.42%
Sole
0.00
Shared
0.00
None
16.23K
VANGUARD INDEX FDS
SOLEShares33.50K
TypeSH
Market value$3.0K
1.40%
Sole
0.00
Shared
0.00
None
33.50K
VISA INC
SOLEShares7.33K
TypeSH
Market value$2.6K
1.18%
Sole
0.00
Shared
0.00
None
7.33K
PIMCO ETF TR
SOLEShares26.99K
TypeSH
Market value$2.5K
1.17%
Sole
0.00
Shared
0.00
None
26.99K
INVESCO EXCH TRD SLF IDX FD
SOLEShares121.90K
TypeSH
Market value$2.5K
1.14%
Sole
0.00
Shared
0.00
None
121.90K
SELECT SECTOR SPDR TR
SOLEShares18.54K
TypeSH
Market value$2.4K
1.12%
Sole
0.00
Shared
0.00
None
18.54K
FAIR ISAAC CORP
SOLEShares1.31K
TypeSH
Market value$2.4K
1.11%
Sole
0.00
Shared
0.00
None
1.31K
INTERCONTINENTAL EXCHANGE IN
SOLEShares13.07K
TypeSH
Market value$2.3K
1.04%
Sole
0.00
Shared
0.00
None
13.07K
HOME DEPOT INC
SOLEShares6.13K
TypeSH
Market value$2.2K
1.04%
Sole
0.00
Shared
0.00
None
6.13K
INVESCO EXCH TRD SLF IDX FD
SOLEShares113.48K
TypeSH
Market value$2.2K
1.02%
Sole
0.00
Shared
0.00
None
113.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 34.35K | SH | $19.2K 8.86% | 0.00 | 0.00 | 34.35K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 66.52K | SH | $11.5K 5.31% | 0.00 | 0.00 | 66.52K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 127.64K | SH | $6.7K 3.09% | 0.00 | 0.00 | 127.64K |
MICROSOFT CORPSOLE | COM | 17.80K | SH | $6.7K 3.08% | 0.00 | 0.00 | 17.80K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 32.19K | SH | $6.4K 2.96% | 0.00 | 0.00 | 32.19K |
ISHARES TRSOLE | CORE MSCI EAFE | 76.43K | SH | $5.8K 2.67% | 0.00 | 0.00 | 76.43K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 105.61K | SH | $5.5K 2.55% | 0.00 | 0.00 | 105.61K |
JPMORGAN CHASE & CO.SOLE | COM | 17.93K | SH | $4.4K 2.03% | 0.00 | 0.00 | 17.93K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 242.58K | SH | $4.3K 1.97% | 0.00 | 0.00 | 242.58K |
WALMART INCSOLE | COM | 47.50K | SH | $4.2K 1.92% | 0.00 | 0.00 | 47.50K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 83.36K | SH | $3.8K 1.75% | 0.00 | 0.00 | 83.36K |
APPLE INCSOLE | COM | 15.76K | SH | $3.5K 1.61% | 0.00 | 0.00 | 15.76K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 168.66K | SH | $3.3K 1.52% | 0.00 | 0.00 | 168.66K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.79K | SH | $3.3K 1.50% | 0.00 | 0.00 | 5.79K |
GOLDMAN SACHS GROUP INCSOLE | COM | 5.93K | SH | $3.2K 1.49% | 0.00 | 0.00 | 5.93K |
AMAZON COM INCSOLE | COM | 16.23K | SH | $3.1K 1.42% | 0.00 | 0.00 | 16.23K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 33.50K | SH | $3.0K 1.40% | 0.00 | 0.00 | 33.50K |
VISA INCSOLE | COM CL A | 7.33K | SH | $2.6K 1.18% | 0.00 | 0.00 | 7.33K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 26.99K | SH | $2.5K 1.17% | 0.00 | 0.00 | 26.99K |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 121.90K | SH | $2.5K 1.14% | 0.00 | 0.00 | 121.90K |
SELECT SECTOR SPDR TRSOLE | INDL | 18.54K | SH | $2.4K 1.12% | 0.00 | 0.00 | 18.54K |
FAIR ISAAC CORPSOLE | COM | 1.31K | SH | $2.4K 1.11% | 0.00 | 0.00 | 1.31K |
INTERCONTINENTAL EXCHANGE INSOLE | COM | 13.07K | SH | $2.3K 1.04% | 0.00 | 0.00 | 13.07K |
HOME DEPOT INCSOLE | COM | 6.13K | SH | $2.2K 1.04% | 0.00 | 0.00 | 6.13K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2026 CB | 113.48K | SH | $2.2K 1.02% | 0.00 | 0.00 | 113.48K |
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