Filed: 2/3/2025ACC: 0001541596-25-000001
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $215.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
141
Positions
$215.4K
Total AUM (reported)
2.79M
Total Shares
Allocation by class
COM$87.0K40.4%
TR UNIT$19.7K9.2%
S&P500 EQL WGT$10.6K4.9%
RUSSELL 2000 ETF$8.3K3.9%
ISHS 5-10YR INVT$6.4K3.0%
CORE MSCI EAFE$5.5K2.6%
ISHS 1-5YR INVS$5.1K2.4%
Portfolio Concentration
Top 3$38.6K17.9%
4–10$37.3K17.3%
11–25$43.9K20.4%
Rest$95.6K44.4%
Top 3 weight
17.9%
Top 10 weight
35.3%
Voting Authority Distribution
Total shares with voting rights: 2.79M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.79M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole141
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings141
Rows:
SPDR S&P 500 ETF TR
SOLEShares33.67K
TypeSH
Market value$19.7K
9.16%
Sole
0.00
Shared
0.00
None
33.67K
INVESCO EXCHANGE TRADED FD T
SOLEShares60.26K
TypeSH
Market value$10.6K
4.90%
Sole
0.00
Shared
0.00
None
60.26K
ISHARES TR
SOLEShares37.75K
TypeSH
Market value$8.3K
3.87%
Sole
0.00
Shared
0.00
None
37.75K
MICROSOFT CORP
SOLEShares17.83K
TypeSH
Market value$7.5K
3.49%
Sole
0.00
Shared
0.00
None
17.83K
ISHARES TR
SOLEShares124.97K
TypeSH
Market value$6.4K
2.99%
Sole
0.00
Shared
0.00
None
124.97K
ISHARES TR
SOLEShares78.60K
TypeSH
Market value$5.5K
2.56%
Sole
0.00
Shared
0.00
None
78.60K
ISHARES TR
SOLEShares98.14K
TypeSH
Market value$5.1K
2.36%
Sole
0.00
Shared
0.00
None
98.14K
JPMORGAN CHASE & CO.
SOLEShares18.05K
TypeSH
Market value$4.3K
2.01%
Sole
0.00
Shared
0.00
None
18.05K
APPLE INC
SOLEShares17.04K
TypeSH
Market value$4.3K
1.98%
Sole
0.00
Shared
0.00
None
17.04K
FIRST TR EXCH TRADED FD III
SOLEShares234.34K
TypeSH
Market value$4.1K
1.93%
Sole
0.00
Shared
0.00
None
234.34K
WALMART INC
SOLEShares45.89K
TypeSH
Market value$4.1K
1.93%
Sole
0.00
Shared
0.00
None
45.89K
FIRST TR EXCHANGE-TRADED FD
SOLEShares81.74K
TypeSH
Market value$3.8K
1.76%
Sole
0.00
Shared
0.00
None
81.74K
AMAZON COM INC
SOLEShares16.06K
TypeSH
Market value$3.5K
1.64%
Sole
0.00
Shared
0.00
None
16.06K
GOLDMAN SACHS GROUP INC
SOLEShares6.09K
TypeSH
Market value$3.5K
1.62%
Sole
0.00
Shared
0.00
None
6.09K
ISHARES TR
SOLEShares5.68K
TypeSH
Market value$3.3K
1.55%
Sole
0.00
Shared
0.00
None
5.68K
INVESCO EXCH TRD SLF IDX FD
SOLEShares166.23K
TypeSH
Market value$3.2K
1.50%
Sole
0.00
Shared
0.00
None
166.23K
VANGUARD INDEX FDS
SOLEShares33.05K
TypeSH
Market value$2.9K
1.37%
Sole
0.00
Shared
0.00
None
33.05K
FAIR ISAAC CORP
SOLEShares1.42K
TypeSH
Market value$2.8K
1.31%
Sole
0.00
Shared
0.00
None
1.42K
PIMCO ETF TR
SOLEShares26.86K
TypeSH
Market value$2.5K
1.17%
Sole
0.00
Shared
0.00
None
26.86K
SELECT SECTOR SPDR TR
SOLEShares18.98K
TypeSH
Market value$2.5K
1.16%
Sole
0.00
Shared
0.00
None
18.98K
HOME DEPOT INC
SOLEShares6.17K
TypeSH
Market value$2.4K
1.11%
Sole
0.00
Shared
0.00
None
6.17K
INVESCO EXCH TRD SLF IDX FD
SOLEShares119.17K
TypeSH
Market value$2.4K
1.11%
Sole
0.00
Shared
0.00
None
119.17K
SPDR SER TR
SOLEShares26.32K
TypeSH
Market value$2.3K
1.07%
Sole
0.00
Shared
0.00
None
26.32K
VISA INC
SOLEShares7.15K
TypeSH
Market value$2.3K
1.05%
Sole
0.00
Shared
0.00
None
7.15K
ALPHABET INC
SOLEShares11.65K
TypeSH
Market value$2.2K
1.02%
Sole
0.00
Shared
0.00
None
11.65K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 33.67K | SH | $19.7K 9.16% | 0.00 | 0.00 | 33.67K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 60.26K | SH | $10.6K 4.90% | 0.00 | 0.00 | 60.26K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 37.75K | SH | $8.3K 3.87% | 0.00 | 0.00 | 37.75K |
MICROSOFT CORPSOLE | COM | 17.83K | SH | $7.5K 3.49% | 0.00 | 0.00 | 17.83K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 124.97K | SH | $6.4K 2.99% | 0.00 | 0.00 | 124.97K |
ISHARES TRSOLE | CORE MSCI EAFE | 78.60K | SH | $5.5K 2.56% | 0.00 | 0.00 | 78.60K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 98.14K | SH | $5.1K 2.36% | 0.00 | 0.00 | 98.14K |
JPMORGAN CHASE & CO.SOLE | COM | 18.05K | SH | $4.3K 2.01% | 0.00 | 0.00 | 18.05K |
APPLE INCSOLE | COM | 17.04K | SH | $4.3K 1.98% | 0.00 | 0.00 | 17.04K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 234.34K | SH | $4.1K 1.93% | 0.00 | 0.00 | 234.34K |
WALMART INCSOLE | COM | 45.89K | SH | $4.1K 1.93% | 0.00 | 0.00 | 45.89K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 81.74K | SH | $3.8K 1.76% | 0.00 | 0.00 | 81.74K |
AMAZON COM INCSOLE | COM | 16.06K | SH | $3.5K 1.64% | 0.00 | 0.00 | 16.06K |
GOLDMAN SACHS GROUP INCSOLE | COM | 6.09K | SH | $3.5K 1.62% | 0.00 | 0.00 | 6.09K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.68K | SH | $3.3K 1.55% | 0.00 | 0.00 | 5.68K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 166.23K | SH | $3.2K 1.50% | 0.00 | 0.00 | 166.23K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 33.05K | SH | $2.9K 1.37% | 0.00 | 0.00 | 33.05K |
FAIR ISAAC CORPSOLE | COM | 1.42K | SH | $2.8K 1.31% | 0.00 | 0.00 | 1.42K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 26.86K | SH | $2.5K 1.17% | 0.00 | 0.00 | 26.86K |
SELECT SECTOR SPDR TRSOLE | INDL | 18.98K | SH | $2.5K 1.16% | 0.00 | 0.00 | 18.98K |
HOME DEPOT INCSOLE | COM | 6.17K | SH | $2.4K 1.11% | 0.00 | 0.00 | 6.17K |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 119.17K | SH | $2.4K 1.11% | 0.00 | 0.00 | 119.17K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 26.32K | SH | $2.3K 1.07% | 0.00 | 0.00 | 26.32K |
VISA INCSOLE | COM CL A | 7.15K | SH | $2.3K 1.05% | 0.00 | 0.00 | 7.15K |
ALPHABET INCSOLE | CAP STK CL A | 11.65K | SH | $2.2K 1.02% | 0.00 | 0.00 | 11.65K |
Page 1 of 6
…