Filed: 11/8/2024ACC: 0001541596-24-000006
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $214.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
147
Positions
$214.4K
Total AUM (reported)
2.53M
Total Shares
Allocation by class
COM$88.0K41.1%
TR UNIT$19.2K8.9%
S&P500 EQL WGT$10.4K4.8%
RUSSELL 2000 ETF$7.8K3.6%
ISHS 5-10YR INVT$6.3K2.9%
CORE MSCI EAFE$6.2K2.9%
SHS$4.6K2.2%
Portfolio Concentration
Top 3$37.3K17.4%
4–10$36.5K17.0%
11–25$42.2K19.7%
Rest$98.4K45.9%
Top 3 weight
17.4%
Top 10 weight
34.4%
Voting Authority Distribution
Total shares with voting rights: 2.53M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.53M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole147
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings147
Rows:
SPDR S&P 500 ETF TR
SOLEShares33.44K
TypeSH
Market value$19.2K
8.95%
Sole
0.00
Shared
0.00
None
33.44K
INVESCO EXCHANGE TRADED FD T
SOLEShares57.84K
TypeSH
Market value$10.4K
4.83%
Sole
0.00
Shared
0.00
None
57.84K
ISHARES TR
SOLEShares35.22K
TypeSH
Market value$7.8K
3.63%
Sole
0.00
Shared
0.00
None
35.22K
MICROSOFT CORP
SOLEShares17.89K
TypeSH
Market value$7.7K
3.59%
Sole
0.00
Shared
0.00
None
17.89K
ISHARES TR
SOLEShares117.46K
TypeSH
Market value$6.3K
2.94%
Sole
0.00
Shared
0.00
None
117.46K
ISHARES TR
SOLEShares78.94K
TypeSH
Market value$6.2K
2.87%
Sole
0.00
Shared
0.00
None
78.94K
ISHARES TR
SOLEShares86.01K
TypeSH
Market value$4.5K
2.11%
Sole
0.00
Shared
0.00
None
86.01K
APPLE INC
SOLEShares17.23K
TypeSH
Market value$4.0K
1.87%
Sole
0.00
Shared
0.00
None
17.23K
FIRST TR EXCH TRADED FD III
SOLEShares217.22K
TypeSH
Market value$3.9K
1.83%
Sole
0.00
Shared
0.00
None
217.22K
JPMORGAN CHASE & CO.
SOLEShares18.19K
TypeSH
Market value$3.8K
1.79%
Sole
0.00
Shared
0.00
None
18.19K
WALMART INC
SOLEShares44.13K
TypeSH
Market value$3.6K
1.66%
Sole
0.00
Shared
0.00
None
44.13K
ISHARES TR
SOLEShares5.73K
TypeSH
Market value$3.3K
1.54%
Sole
0.00
Shared
0.00
None
5.73K
FIRST TR EXCHANGE-TRADED FD
SOLEShares69.73K
TypeSH
Market value$3.2K
1.49%
Sole
0.00
Shared
0.00
None
69.73K
SPDR SER TR
SOLEShares38.26K
TypeSH
Market value$3.2K
1.48%
Sole
0.00
Shared
0.00
None
38.26K
AMAZON COM INC
SOLEShares16.03K
TypeSH
Market value$3.0K
1.39%
Sole
0.00
Shared
0.00
None
16.03K
GOLDMAN SACHS GROUP INC
SOLEShares6.03K
TypeSH
Market value$3.0K
1.39%
Sole
0.00
Shared
0.00
None
6.03K
VANGUARD INDEX FDS
SOLEShares30.58K
TypeSH
Market value$3.0K
1.39%
Sole
0.00
Shared
0.00
None
30.58K
INVESCO EXCH TRD SLF IDX FD
SOLEShares146.75K
TypeSH
Market value$2.9K
1.35%
Sole
0.00
Shared
0.00
None
146.75K
FAIR ISAAC CORP
SOLEShares1.43K
TypeSH
Market value$2.8K
1.30%
Sole
0.00
Shared
0.00
None
1.43K
SPDR GOLD TR
SOLEShares11.16K
TypeSH
Market value$2.7K
1.27%
Sole
0.00
Shared
0.00
None
11.16K
HOME DEPOT INC
SOLEShares6.25K
TypeSH
Market value$2.5K
1.18%
Sole
0.00
Shared
0.00
None
6.25K
PIMCO ETF TR
SOLEShares26.40K
TypeSH
Market value$2.5K
1.18%
Sole
0.00
Shared
0.00
None
26.40K
PEPSICO INC
SOLEShares14.06K
TypeSH
Market value$2.4K
1.11%
Sole
0.00
Shared
0.00
None
14.06K
CSX CORP
SOLEShares61.71K
TypeSH
Market value$2.1K
0.99%
Sole
0.00
Shared
0.00
None
61.71K
TRANE TECHNOLOGIES PLC
SOLEShares5.29K
TypeSH
Market value$2.1K
0.96%
Sole
0.00
Shared
0.00
None
5.29K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 33.44K | SH | $19.2K 8.95% | 0.00 | 0.00 | 33.44K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 57.84K | SH | $10.4K 4.83% | 0.00 | 0.00 | 57.84K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 35.22K | SH | $7.8K 3.63% | 0.00 | 0.00 | 35.22K |
MICROSOFT CORPSOLE | COM | 17.89K | SH | $7.7K 3.59% | 0.00 | 0.00 | 17.89K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 117.46K | SH | $6.3K 2.94% | 0.00 | 0.00 | 117.46K |
ISHARES TRSOLE | CORE MSCI EAFE | 78.94K | SH | $6.2K 2.87% | 0.00 | 0.00 | 78.94K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 86.01K | SH | $4.5K 2.11% | 0.00 | 0.00 | 86.01K |
APPLE INCSOLE | COM | 17.23K | SH | $4.0K 1.87% | 0.00 | 0.00 | 17.23K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 217.22K | SH | $3.9K 1.83% | 0.00 | 0.00 | 217.22K |
JPMORGAN CHASE & CO.SOLE | COM | 18.19K | SH | $3.8K 1.79% | 0.00 | 0.00 | 18.19K |
WALMART INCSOLE | COM | 44.13K | SH | $3.6K 1.66% | 0.00 | 0.00 | 44.13K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.73K | SH | $3.3K 1.54% | 0.00 | 0.00 | 5.73K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 69.73K | SH | $3.2K 1.49% | 0.00 | 0.00 | 69.73K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 38.26K | SH | $3.2K 1.48% | 0.00 | 0.00 | 38.26K |
AMAZON COM INCSOLE | COM | 16.03K | SH | $3.0K 1.39% | 0.00 | 0.00 | 16.03K |
GOLDMAN SACHS GROUP INCSOLE | COM | 6.03K | SH | $3.0K 1.39% | 0.00 | 0.00 | 6.03K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 30.58K | SH | $3.0K 1.39% | 0.00 | 0.00 | 30.58K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 146.75K | SH | $2.9K 1.35% | 0.00 | 0.00 | 146.75K |
FAIR ISAAC CORPSOLE | COM | 1.43K | SH | $2.8K 1.30% | 0.00 | 0.00 | 1.43K |
SPDR GOLD TRSOLE | GOLD SHS | 11.16K | SH | $2.7K 1.27% | 0.00 | 0.00 | 11.16K |
HOME DEPOT INCSOLE | COM | 6.25K | SH | $2.5K 1.18% | 0.00 | 0.00 | 6.25K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 26.40K | SH | $2.5K 1.18% | 0.00 | 0.00 | 26.40K |
PEPSICO INCSOLE | COM | 14.06K | SH | $2.4K 1.11% | 0.00 | 0.00 | 14.06K |
CSX CORPSOLE | COM | 61.71K | SH | $2.1K 0.99% | 0.00 | 0.00 | 61.71K |
TRANE TECHNOLOGIES PLCSOLE | SHS | 5.29K | SH | $2.1K 0.96% | 0.00 | 0.00 | 5.29K |
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