Filed: 4/26/2024ACC: 0001541596-24-000003
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 153 equity positions with a total reported market value of $196.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
153
Positions
$196.9K
Total AUM (reported)
2.50M
Total Shares
Allocation by class
COM$87.9K44.7%
TR UNIT$16.1K8.2%
S&P500 EQL WGT$7.7K3.9%
RUSSELL 2000 ETF$6.1K3.1%
CORE MSCI EAFE$5.8K3.0%
ISHS 5-10YR INVT$5.7K2.9%
CL A$4.8K2.4%
Portfolio Concentration
Top 3$31.7K16.1%
4–10$32.1K16.3%
11–25$37.6K19.1%
Rest$95.5K48.5%
Top 3 weight
16.1%
Top 10 weight
32.4%
Voting Authority Distribution
Total shares with voting rights: 2.50M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.50M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole153
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings153
Rows:
SPDR S&P 500 ETF TR
SOLEShares30.81K
TypeSH
Market value$16.1K
8.18%
Sole
0.00
Shared
0.00
None
30.81K
MICROSOFT CORP
SOLEShares18.73K
TypeSH
Market value$7.9K
4.00%
Sole
0.00
Shared
0.00
None
18.73K
INVESCO EXCHANGE TRADED FD T
SOLEShares45.52K
TypeSH
Market value$7.7K
3.92%
Sole
0.00
Shared
0.00
None
45.52K
ISHARES TR
SOLEShares29.08K
TypeSH
Market value$6.1K
3.11%
Sole
0.00
Shared
0.00
None
29.08K
ISHARES TR
SOLEShares78.31K
TypeSH
Market value$5.8K
2.95%
Sole
0.00
Shared
0.00
None
78.31K
ISHARES TR
SOLEShares109.75K
TypeSH
Market value$5.7K
2.88%
Sole
0.00
Shared
0.00
None
109.75K
FIRST TR EXCH TRADED FD III
SOLEShares214.87K
TypeSH
Market value$3.7K
1.89%
Sole
0.00
Shared
0.00
None
214.87K
JPMORGAN CHASE & CO
SOLEShares18.43K
TypeSH
Market value$3.7K
1.88%
Sole
0.00
Shared
0.00
None
18.43K
ISHARES TR
SOLEShares71.93K
TypeSH
Market value$3.7K
1.87%
Sole
0.00
Shared
0.00
None
71.93K
FIRST TR EXCHANGE-TRADED FD
SOLEShares74.73K
TypeSH
Market value$3.5K
1.75%
Sole
0.00
Shared
0.00
None
74.73K
APPLE INC
SOLEShares18.84K
TypeSH
Market value$3.2K
1.64%
Sole
0.00
Shared
0.00
None
18.84K
ISHARES TR
SOLEShares5.74K
TypeSH
Market value$3.0K
1.53%
Sole
0.00
Shared
0.00
None
5.74K
AMAZON COM INC
SOLEShares16.13K
TypeSH
Market value$2.9K
1.48%
Sole
0.00
Shared
0.00
None
16.13K
INVESCO EXCH TRD SLF IDX FD
SOLEShares148.23K
TypeSH
Market value$2.9K
1.45%
Sole
0.00
Shared
0.00
None
148.23K
SPDR SER TR
SOLEShares36.91K
TypeSH
Market value$2.7K
1.37%
Sole
0.00
Shared
0.00
None
36.91K
WALMART INC
SOLEShares43.57K
TypeSH
Market value$2.6K
1.33%
Sole
0.00
Shared
0.00
None
43.57K
PIMCO ETF TR
SOLEShares27.50K
TypeSH
Market value$2.6K
1.31%
Sole
0.00
Shared
0.00
None
27.50K
GOLDMAN SACHS GROUP INC
SOLEShares6.02K
TypeSH
Market value$2.5K
1.28%
Sole
0.00
Shared
0.00
None
6.02K
PEPSICO INC
SOLEShares14.04K
TypeSH
Market value$2.5K
1.25%
Sole
0.00
Shared
0.00
None
14.04K
HOME DEPOT INC
SOLEShares6.26K
TypeSH
Market value$2.4K
1.22%
Sole
0.00
Shared
0.00
None
6.26K
CSX CORP
SOLEShares62.84K
TypeSH
Market value$2.3K
1.18%
Sole
0.00
Shared
0.00
None
62.84K
VANGUARD INDEX FDS
SOLEShares23.62K
TypeSH
Market value$2.0K
1.04%
Sole
0.00
Shared
0.00
None
23.62K
JOHNSON & JOHNSON
SOLEShares12.85K
TypeSH
Market value$2.0K
1.03%
Sole
0.00
Shared
0.00
None
12.85K
INVESCO EXCH TRD SLF IDX FD
SOLEShares97.19K
TypeSH
Market value$2.0K
0.99%
Sole
0.00
Shared
0.00
None
97.19K
WISDOMTREE TR
SOLEShares59.31K
TypeSH
Market value$1.9K
0.98%
Sole
0.00
Shared
0.00
None
59.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 30.81K | SH | $16.1K 8.18% | 0.00 | 0.00 | 30.81K |
MICROSOFT CORPSOLE | COM | 18.73K | SH | $7.9K 4.00% | 0.00 | 0.00 | 18.73K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 45.52K | SH | $7.7K 3.92% | 0.00 | 0.00 | 45.52K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 29.08K | SH | $6.1K 3.11% | 0.00 | 0.00 | 29.08K |
ISHARES TRSOLE | CORE MSCI EAFE | 78.31K | SH | $5.8K 2.95% | 0.00 | 0.00 | 78.31K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 109.75K | SH | $5.7K 2.88% | 0.00 | 0.00 | 109.75K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 214.87K | SH | $3.7K 1.89% | 0.00 | 0.00 | 214.87K |
JPMORGAN CHASE & COSOLE | COM | 18.43K | SH | $3.7K 1.88% | 0.00 | 0.00 | 18.43K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 71.93K | SH | $3.7K 1.87% | 0.00 | 0.00 | 71.93K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 74.73K | SH | $3.5K 1.75% | 0.00 | 0.00 | 74.73K |
APPLE INCSOLE | COM | 18.84K | SH | $3.2K 1.64% | 0.00 | 0.00 | 18.84K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.74K | SH | $3.0K 1.53% | 0.00 | 0.00 | 5.74K |
AMAZON COM INCSOLE | COM | 16.13K | SH | $2.9K 1.48% | 0.00 | 0.00 | 16.13K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 148.23K | SH | $2.9K 1.45% | 0.00 | 0.00 | 148.23K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 36.91K | SH | $2.7K 1.37% | 0.00 | 0.00 | 36.91K |
WALMART INCSOLE | COM | 43.57K | SH | $2.6K 1.33% | 0.00 | 0.00 | 43.57K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 27.50K | SH | $2.6K 1.31% | 0.00 | 0.00 | 27.50K |
GOLDMAN SACHS GROUP INCSOLE | COM | 6.02K | SH | $2.5K 1.28% | 0.00 | 0.00 | 6.02K |
PEPSICO INCSOLE | COM | 14.04K | SH | $2.5K 1.25% | 0.00 | 0.00 | 14.04K |
HOME DEPOT INCSOLE | COM | 6.26K | SH | $2.4K 1.22% | 0.00 | 0.00 | 6.26K |
CSX CORPSOLE | COM | 62.84K | SH | $2.3K 1.18% | 0.00 | 0.00 | 62.84K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 23.62K | SH | $2.0K 1.04% | 0.00 | 0.00 | 23.62K |
JOHNSON & JOHNSONSOLE | COM | 12.85K | SH | $2.0K 1.03% | 0.00 | 0.00 | 12.85K |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 97.19K | SH | $2.0K 0.99% | 0.00 | 0.00 | 97.19K |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 59.31K | SH | $1.9K 0.98% | 0.00 | 0.00 | 59.31K |
Page 1 of 7
…