Filed: 2/9/2024ACC: 0001541596-24-000001
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 139 equity positions with a total reported market value of $179.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
139
Positions
$179.0K
Total AUM (reported)
2.44M
Total Shares
Allocation by class
COM$78.7K44.0%
TR UNIT$13.4K7.5%
S&P500 EQL WGT$6.6K3.7%
RUSSELL 2000 ETF$5.8K3.3%
CORE MSCI EAFE$5.4K3.0%
CL A$5.2K2.9%
ISHS 5-10YR INVT$5.1K2.8%
Portfolio Concentration
Top 3$27.1K15.2%
4–10$30.7K17.2%
11–25$36.5K20.4%
Rest$84.6K47.3%
Top 3 weight
15.2%
Top 10 weight
32.3%
Voting Authority Distribution
Total shares with voting rights: 2.44M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.44M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole139
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings139
Rows:
SPDR S&P 500 ETF TR
SOLEShares28.24K
TypeSH
Market value$13.4K
7.50%
Sole
0.00
Shared
0.00
None
28.24K
MICROSOFT CORP
SOLEShares18.77K
TypeSH
Market value$7.1K
3.94%
Sole
0.00
Shared
0.00
None
18.77K
INVESCO EXCHANGE TRADED FD T
SOLEShares42.12K
TypeSH
Market value$6.6K
3.71%
Sole
0.00
Shared
0.00
None
42.12K
ISHARES TR
SOLEShares29.04K
TypeSH
Market value$5.8K
3.26%
Sole
0.00
Shared
0.00
None
29.04K
ISHARES TR
SOLEShares76.96K
TypeSH
Market value$5.4K
3.02%
Sole
0.00
Shared
0.00
None
76.96K
ISHARES TR
SOLEShares97.70K
TypeSH
Market value$5.1K
2.84%
Sole
0.00
Shared
0.00
None
97.70K
FIRST TR EXCHANGE-TRADED FD
SOLEShares87.97K
TypeSH
Market value$4.1K
2.26%
Sole
0.00
Shared
0.00
None
87.97K
FIRST TR EXCH TRADED FD III
SOLEShares213.55K
TypeSH
Market value$3.6K
2.01%
Sole
0.00
Shared
0.00
None
213.55K
APPLE INC
SOLEShares18K
TypeSH
Market value$3.5K
1.94%
Sole
0.00
Shared
0.00
None
18K
ISHARES TR
SOLEShares63.74K
TypeSH
Market value$3.3K
1.83%
Sole
0.00
Shared
0.00
None
63.74K
SPDR SER TR
SOLEShares49.65K
TypeSH
Market value$3.2K
1.80%
Sole
0.00
Shared
0.00
None
49.65K
JPMORGAN CHASE & CO
SOLEShares18.52K
TypeSH
Market value$3.1K
1.76%
Sole
0.00
Shared
0.00
None
18.52K
ISHARES TR
SOLEShares5.70K
TypeSH
Market value$2.7K
1.52%
Sole
0.00
Shared
0.00
None
5.70K
PIMCO ETF TR
SOLEShares27.55K
TypeSH
Market value$2.6K
1.43%
Sole
0.00
Shared
0.00
None
27.55K
INVESCO EXCH TRD SLF IDX FD
SOLEShares131.38K
TypeSH
Market value$2.6K
1.43%
Sole
0.00
Shared
0.00
None
131.38K
PEPSICO INC
SOLEShares14.29K
TypeSH
Market value$2.4K
1.36%
Sole
0.00
Shared
0.00
None
14.29K
GOLDMAN SACHS GROUP INC
SOLEShares6.12K
TypeSH
Market value$2.4K
1.32%
Sole
0.00
Shared
0.00
None
6.12K
WALMART INC
SOLEShares14.71K
TypeSH
Market value$2.3K
1.30%
Sole
0.00
Shared
0.00
None
14.71K
AMAZON COM INC
SOLEShares15.22K
TypeSH
Market value$2.3K
1.29%
Sole
0.00
Shared
0.00
None
15.22K
HOME DEPOT INC
SOLEShares6.40K
TypeSH
Market value$2.2K
1.24%
Sole
0.00
Shared
0.00
None
6.40K
CSX CORP
SOLEShares63.89K
TypeSH
Market value$2.2K
1.24%
Sole
0.00
Shared
0.00
None
63.89K
INVESCO EXCH TRD SLF IDX FD
SOLEShares106.95K
TypeSH
Market value$2.2K
1.22%
Sole
0.00
Shared
0.00
None
106.95K
VANGUARD INDEX FDS
SOLEShares24.16K
TypeSH
Market value$2.1K
1.19%
Sole
0.00
Shared
0.00
None
24.16K
INTEL CORP
SOLEShares41.90K
TypeSH
Market value$2.1K
1.18%
Sole
0.00
Shared
0.00
None
41.90K
JOHNSON & JOHNSON
SOLEShares12.82K
TypeSH
Market value$2.0K
1.12%
Sole
0.00
Shared
0.00
None
12.82K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 28.24K | SH | $13.4K 7.50% | 0.00 | 0.00 | 28.24K |
MICROSOFT CORPSOLE | COM | 18.77K | SH | $7.1K 3.94% | 0.00 | 0.00 | 18.77K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 42.12K | SH | $6.6K 3.71% | 0.00 | 0.00 | 42.12K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 29.04K | SH | $5.8K 3.26% | 0.00 | 0.00 | 29.04K |
ISHARES TRSOLE | CORE MSCI EAFE | 76.96K | SH | $5.4K 3.02% | 0.00 | 0.00 | 76.96K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 97.70K | SH | $5.1K 2.84% | 0.00 | 0.00 | 97.70K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 87.97K | SH | $4.1K 2.26% | 0.00 | 0.00 | 87.97K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 213.55K | SH | $3.6K 2.01% | 0.00 | 0.00 | 213.55K |
APPLE INCSOLE | COM | 18K | SH | $3.5K 1.94% | 0.00 | 0.00 | 18K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 63.74K | SH | $3.3K 1.83% | 0.00 | 0.00 | 63.74K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 49.65K | SH | $3.2K 1.80% | 0.00 | 0.00 | 49.65K |
JPMORGAN CHASE & COSOLE | COM | 18.52K | SH | $3.1K 1.76% | 0.00 | 0.00 | 18.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.70K | SH | $2.7K 1.52% | 0.00 | 0.00 | 5.70K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 27.55K | SH | $2.6K 1.43% | 0.00 | 0.00 | 27.55K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2027 CB | 131.38K | SH | $2.6K 1.43% | 0.00 | 0.00 | 131.38K |
PEPSICO INCSOLE | COM | 14.29K | SH | $2.4K 1.36% | 0.00 | 0.00 | 14.29K |
GOLDMAN SACHS GROUP INCSOLE | COM | 6.12K | SH | $2.4K 1.32% | 0.00 | 0.00 | 6.12K |
WALMART INCSOLE | COM | 14.71K | SH | $2.3K 1.30% | 0.00 | 0.00 | 14.71K |
AMAZON COM INCSOLE | COM | 15.22K | SH | $2.3K 1.29% | 0.00 | 0.00 | 15.22K |
HOME DEPOT INCSOLE | COM | 6.40K | SH | $2.2K 1.24% | 0.00 | 0.00 | 6.40K |
CSX CORPSOLE | COM | 63.89K | SH | $2.2K 1.24% | 0.00 | 0.00 | 63.89K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 106.95K | SH | $2.2K 1.22% | 0.00 | 0.00 | 106.95K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 24.16K | SH | $2.1K 1.19% | 0.00 | 0.00 | 24.16K |
INTEL CORPSOLE | COM | 41.90K | SH | $2.1K 1.18% | 0.00 | 0.00 | 41.90K |
JOHNSON & JOHNSONSOLE | COM | 12.82K | SH | $2.0K 1.12% | 0.00 | 0.00 | 12.82K |
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