Filed: 11/1/2023ACC: 0001541596-23-000004
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 137 equity positions with a total reported market value of $165.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
137
Positions
$165.0K
Total AUM (reported)
2.61M
Total Shares
Allocation by class
COM$70.8K42.9%
TR UNIT$11.5K7.0%
S&P500 EQL WGT$5.8K3.5%
BULSHS 2024 CB$5.4K3.3%
BULSHS 2023 CB$5.3K3.2%
CORE MSCI EAFE$4.9K3.0%
RUSSELL 2000 ETF$4.9K3.0%
Portfolio Concentration
Top 3$23.3K14.1%
4–10$32.7K19.8%
11–25$33.9K20.5%
Rest$75.2K45.5%
Top 3 weight
14.1%
Top 10 weight
33.9%
Voting Authority Distribution
Total shares with voting rights: 2.61M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.61M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole137
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings137
Rows:
SPDR S&P 500 ETF TR
SOLEShares27K
TypeSH
Market value$11.5K
6.99%
Sole
0.00
Shared
0.00
None
27K
MICROSOFT CORP
SOLEShares18.77K
TypeSH
Market value$5.9K
3.59%
Sole
0.00
Shared
0.00
None
18.77K
INVESCO EXCHANGE TRADED FD T
SOLEShares41.13K
TypeSH
Market value$5.8K
3.53%
Sole
0.00
Shared
0.00
None
41.13K
INVESCO EXCH TRD SLF IDX FD
SOLEShares262.59K
TypeSH
Market value$5.4K
3.29%
Sole
0.00
Shared
0.00
None
262.59K
INVESCO EXCH TRD SLF IDX FD
SOLEShares251.65K
TypeSH
Market value$5.3K
3.24%
Sole
0.00
Shared
0.00
None
251.65K
ISHARES TR
SOLEShares76.92K
TypeSH
Market value$4.9K
3.00%
Sole
0.00
Shared
0.00
None
76.92K
ISHARES TR
SOLEShares27.97K
TypeSH
Market value$4.9K
3.00%
Sole
0.00
Shared
0.00
None
27.97K
FIRST TR EXCHANGE-TRADED FD
SOLEShares95.53K
TypeSH
Market value$4.4K
2.65%
Sole
0.00
Shared
0.00
None
95.53K
ISHARES TR
SOLEShares84.41K
TypeSH
Market value$4.2K
2.55%
Sole
0.00
Shared
0.00
None
84.41K
FIRST TR EXCH TRADED FD III
SOLEShares217.84K
TypeSH
Market value$3.5K
2.11%
Sole
0.00
Shared
0.00
None
217.84K
APPLE INC
SOLEShares17.11K
TypeSH
Market value$2.9K
1.77%
Sole
0.00
Shared
0.00
None
17.11K
JPMORGAN CHASE & CO
SOLEShares18.53K
TypeSH
Market value$2.7K
1.63%
Sole
0.00
Shared
0.00
None
18.53K
SPDR SER TR
SOLEShares44.29K
TypeSH
Market value$2.6K
1.59%
Sole
0.00
Shared
0.00
None
44.29K
JOHNSON & JOHNSON
SOLEShares16.35K
TypeSH
Market value$2.5K
1.54%
Sole
0.00
Shared
0.00
None
16.35K
PIMCO ETF TR
SOLEShares27.26K
TypeSH
Market value$2.5K
1.49%
Sole
0.00
Shared
0.00
None
27.26K
PEPSICO INC
SOLEShares14.46K
TypeSH
Market value$2.4K
1.48%
Sole
0.00
Shared
0.00
None
14.46K
ISHARES TR
SOLEShares5.70K
TypeSH
Market value$2.4K
1.48%
Sole
0.00
Shared
0.00
None
5.70K
WALMART INC
SOLEShares14.60K
TypeSH
Market value$2.3K
1.41%
Sole
0.00
Shared
0.00
None
14.60K
INVESCO EXCH TRD SLF IDX FD
SOLEShares114.32K
TypeSH
Market value$2.3K
1.39%
Sole
0.00
Shared
0.00
None
114.32K
GOLDMAN SACHS GROUP INC
SOLEShares6.10K
TypeSH
Market value$2.0K
1.20%
Sole
0.00
Shared
0.00
None
6.10K
CSX CORP
SOLEShares64.03K
TypeSH
Market value$2.0K
1.19%
Sole
0.00
Shared
0.00
None
64.03K
HOME DEPOT INC
SOLEShares6.42K
TypeSH
Market value$1.9K
1.17%
Sole
0.00
Shared
0.00
None
6.42K
AMAZON COM INC
SOLEShares14.08K
TypeSH
Market value$1.8K
1.08%
Sole
0.00
Shared
0.00
None
14.08K
CHEVRON CORP NEW
SOLEShares10.31K
TypeSH
Market value$1.7K
1.05%
Sole
0.00
Shared
0.00
None
10.31K
EXXON MOBIL CORP
SOLEShares14.27K
TypeSH
Market value$1.7K
1.02%
Sole
0.00
Shared
0.00
None
14.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 27K | SH | $11.5K 6.99% | 0.00 | 0.00 | 27K |
MICROSOFT CORPSOLE | COM | 18.77K | SH | $5.9K 3.59% | 0.00 | 0.00 | 18.77K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 41.13K | SH | $5.8K 3.53% | 0.00 | 0.00 | 41.13K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 262.59K | SH | $5.4K 3.29% | 0.00 | 0.00 | 262.59K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 251.65K | SH | $5.3K 3.24% | 0.00 | 0.00 | 251.65K |
ISHARES TRSOLE | CORE MSCI EAFE | 76.92K | SH | $4.9K 3.00% | 0.00 | 0.00 | 76.92K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 27.97K | SH | $4.9K 3.00% | 0.00 | 0.00 | 27.97K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 95.53K | SH | $4.4K 2.65% | 0.00 | 0.00 | 95.53K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 84.41K | SH | $4.2K 2.55% | 0.00 | 0.00 | 84.41K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 217.84K | SH | $3.5K 2.11% | 0.00 | 0.00 | 217.84K |
APPLE INCSOLE | COM | 17.11K | SH | $2.9K 1.77% | 0.00 | 0.00 | 17.11K |
JPMORGAN CHASE & COSOLE | COM | 18.53K | SH | $2.7K 1.63% | 0.00 | 0.00 | 18.53K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 44.29K | SH | $2.6K 1.59% | 0.00 | 0.00 | 44.29K |
JOHNSON & JOHNSONSOLE | COM | 16.35K | SH | $2.5K 1.54% | 0.00 | 0.00 | 16.35K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 27.26K | SH | $2.5K 1.49% | 0.00 | 0.00 | 27.26K |
PEPSICO INCSOLE | COM | 14.46K | SH | $2.4K 1.48% | 0.00 | 0.00 | 14.46K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.70K | SH | $2.4K 1.48% | 0.00 | 0.00 | 5.70K |
WALMART INCSOLE | COM | 14.60K | SH | $2.3K 1.41% | 0.00 | 0.00 | 14.60K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 114.32K | SH | $2.3K 1.39% | 0.00 | 0.00 | 114.32K |
GOLDMAN SACHS GROUP INCSOLE | COM | 6.10K | SH | $2.0K 1.20% | 0.00 | 0.00 | 6.10K |
CSX CORPSOLE | COM | 64.03K | SH | $2.0K 1.19% | 0.00 | 0.00 | 64.03K |
HOME DEPOT INCSOLE | COM | 6.42K | SH | $1.9K 1.17% | 0.00 | 0.00 | 6.42K |
AMAZON COM INCSOLE | COM | 14.08K | SH | $1.8K 1.08% | 0.00 | 0.00 | 14.08K |
CHEVRON CORP NEWSOLE | COM | 10.31K | SH | $1.7K 1.05% | 0.00 | 0.00 | 10.31K |
EXXON MOBIL CORPSOLE | COM | 14.27K | SH | $1.7K 1.02% | 0.00 | 0.00 | 14.27K |
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