Filed: 7/28/2023ACC: 0001541596-23-000003
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 138 equity positions with a total reported market value of $168.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
138
Positions
$168.3K
Total AUM (reported)
2.73M
Total Shares
Allocation by class
COM$71.6K42.6%
TR UNIT$10.8K6.4%
BULSHS 2023 CB$7.5K4.5%
BULSHS 2024 CB$5.9K3.5%
S&P500 EQL WGT$5.5K3.3%
CORE MSCI EAFE$5.1K3.1%
RUSSELL 2000 ETF$4.8K2.9%
Portfolio Concentration
Top 3$24.6K14.6%
4–10$33.3K19.8%
11–25$33.9K20.2%
Rest$76.5K45.5%
Top 3 weight
14.6%
Top 10 weight
34.4%
Voting Authority Distribution
Total shares with voting rights: 2.73M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.73M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole138
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings138
Rows:
SPDR S&P 500 ETF TR
SOLEShares24.46K
TypeSH
Market value$10.8K
6.44%
Sole
0.00
Shared
0.00
None
24.46K
INVESCO EXCH TRD SLF IDX FD
SOLEShares353.72K
TypeSH
Market value$7.5K
4.45%
Sole
0.00
Shared
0.00
None
353.72K
MICROSOFT CORP
SOLEShares18.33K
TypeSH
Market value$6.2K
3.71%
Sole
0.00
Shared
0.00
None
18.33K
INVESCO EXCH TRD SLF IDX FD
SOLEShares287.50K
TypeSH
Market value$5.9K
3.51%
Sole
0.00
Shared
0.00
None
287.50K
INVESCO EXCHANGE TRADED FD T
SOLEShares37.02K
TypeSH
Market value$5.5K
3.29%
Sole
0.00
Shared
0.00
None
37.02K
ISHARES TR
SOLEShares76.18K
TypeSH
Market value$5.1K
3.06%
Sole
0.00
Shared
0.00
None
76.18K
ISHARES TR
SOLEShares25.89K
TypeSH
Market value$4.8K
2.88%
Sole
0.00
Shared
0.00
None
25.89K
FIRST TR EXCHANGE-TRADED FD
SOLEShares98.54K
TypeSH
Market value$4.5K
2.65%
Sole
0.00
Shared
0.00
None
98.54K
ISHARES TR
SOLEShares76.72K
TypeSH
Market value$3.8K
2.29%
Sole
0.00
Shared
0.00
None
76.72K
FIRST TR EXCH TRADED FD III
SOLEShares220K
TypeSH
Market value$3.5K
2.09%
Sole
0.00
Shared
0.00
None
220K
APPLE INC
SOLEShares17.34K
TypeSH
Market value$3.4K
2.00%
Sole
0.00
Shared
0.00
None
17.34K
JPMORGAN CHASE & CO
SOLEShares18.41K
TypeSH
Market value$2.7K
1.59%
Sole
0.00
Shared
0.00
None
18.41K
JOHNSON & JOHNSON
SOLEShares16.16K
TypeSH
Market value$2.7K
1.59%
Sole
0.00
Shared
0.00
None
16.16K
PEPSICO INC
SOLEShares13.91K
TypeSH
Market value$2.6K
1.53%
Sole
0.00
Shared
0.00
None
13.91K
ISHARES TR
SOLEShares5.67K
TypeSH
Market value$2.5K
1.50%
Sole
0.00
Shared
0.00
None
5.67K
PIMCO ETF TR
SOLEShares26.84K
TypeSH
Market value$2.4K
1.45%
Sole
0.00
Shared
0.00
None
26.84K
INVESCO EXCH TRD SLF IDX FD
SOLEShares116.26K
TypeSH
Market value$2.3K
1.39%
Sole
0.00
Shared
0.00
None
116.26K
WALMART INC
SOLEShares13.91K
TypeSH
Market value$2.2K
1.30%
Sole
0.00
Shared
0.00
None
13.91K
CSX CORP
SOLEShares64.03K
TypeSH
Market value$2.2K
1.30%
Sole
0.00
Shared
0.00
None
64.03K
HOME DEPOT INC
SOLEShares6.34K
TypeSH
Market value$2.0K
1.17%
Sole
0.00
Shared
0.00
None
6.34K
GOLDMAN SACHS GROUP INC
SOLEShares5.86K
TypeSH
Market value$1.9K
1.12%
Sole
0.00
Shared
0.00
None
5.86K
ISHARES TR
SOLEShares16.30K
TypeSH
Market value$1.8K
1.10%
Sole
0.00
Shared
0.00
None
16.30K
SPDR SER TR
SOLEShares29.25K
TypeSH
Market value$1.8K
1.06%
Sole
0.00
Shared
0.00
None
29.25K
AMAZON COM INC
SOLEShares13.54K
TypeSH
Market value$1.8K
1.05%
Sole
0.00
Shared
0.00
None
13.54K
WISDOMTREE TR
SOLEShares58.60K
TypeSH
Market value$1.7K
1.00%
Sole
0.00
Shared
0.00
None
58.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 24.46K | SH | $10.8K 6.44% | 0.00 | 0.00 | 24.46K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 353.72K | SH | $7.5K 4.45% | 0.00 | 0.00 | 353.72K |
MICROSOFT CORPSOLE | COM | 18.33K | SH | $6.2K 3.71% | 0.00 | 0.00 | 18.33K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 287.50K | SH | $5.9K 3.51% | 0.00 | 0.00 | 287.50K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 37.02K | SH | $5.5K 3.29% | 0.00 | 0.00 | 37.02K |
ISHARES TRSOLE | CORE MSCI EAFE | 76.18K | SH | $5.1K 3.06% | 0.00 | 0.00 | 76.18K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 25.89K | SH | $4.8K 2.88% | 0.00 | 0.00 | 25.89K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 98.54K | SH | $4.5K 2.65% | 0.00 | 0.00 | 98.54K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 76.72K | SH | $3.8K 2.29% | 0.00 | 0.00 | 76.72K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 220K | SH | $3.5K 2.09% | 0.00 | 0.00 | 220K |
APPLE INCSOLE | COM | 17.34K | SH | $3.4K 2.00% | 0.00 | 0.00 | 17.34K |
JPMORGAN CHASE & COSOLE | COM | 18.41K | SH | $2.7K 1.59% | 0.00 | 0.00 | 18.41K |
JOHNSON & JOHNSONSOLE | COM | 16.16K | SH | $2.7K 1.59% | 0.00 | 0.00 | 16.16K |
PEPSICO INCSOLE | COM | 13.91K | SH | $2.6K 1.53% | 0.00 | 0.00 | 13.91K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.67K | SH | $2.5K 1.50% | 0.00 | 0.00 | 5.67K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 26.84K | SH | $2.4K 1.45% | 0.00 | 0.00 | 26.84K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 116.26K | SH | $2.3K 1.39% | 0.00 | 0.00 | 116.26K |
WALMART INCSOLE | COM | 13.91K | SH | $2.2K 1.30% | 0.00 | 0.00 | 13.91K |
CSX CORPSOLE | COM | 64.03K | SH | $2.2K 1.30% | 0.00 | 0.00 | 64.03K |
HOME DEPOT INCSOLE | COM | 6.34K | SH | $2.0K 1.17% | 0.00 | 0.00 | 6.34K |
GOLDMAN SACHS GROUP INCSOLE | COM | 5.86K | SH | $1.9K 1.12% | 0.00 | 0.00 | 5.86K |
ISHARES TRSOLE | SELECT DIVID ETF | 16.30K | SH | $1.8K 1.10% | 0.00 | 0.00 | 16.30K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 29.25K | SH | $1.8K 1.06% | 0.00 | 0.00 | 29.25K |
AMAZON COM INCSOLE | COM | 13.54K | SH | $1.8K 1.05% | 0.00 | 0.00 | 13.54K |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 58.60K | SH | $1.7K 1.00% | 0.00 | 0.00 | 58.60K |
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