Filed: 5/16/2023ACC: 0001541596-23-000002
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 128 equity positions with a total reported market value of $156.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
128
Positions
$156.3K
Total AUM (reported)
2.74M
Total Shares
Allocation by class
COM$63.8K40.8%
TR UNIT$9.4K6.0%
BULSHS 2023 CB$8.0K5.1%
BULSHS 2024 CB$6.3K4.0%
S&P500 EQL WGT$5.0K3.2%
CORE MSCI EAFE$5.0K3.2%
SENIOR LN FD$4.6K2.9%
Portfolio Concentration
Top 3$23.7K15.2%
4–10$30.4K19.4%
11–25$33.2K21.2%
Rest$69.0K44.1%
Top 3 weight
15.2%
Top 10 weight
34.6%
Voting Authority Distribution
Total shares with voting rights: 2.74M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.74M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole128
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings128
Rows:
SPDR S&P 500 ETF TR
SOLEShares22.97K
TypeSH
Market value$9.4K
6.01%
Sole
0.00
Shared
0.00
None
22.97K
INVESCO EXCH TRD SLF IDX FD
SOLEShares379.53K
TypeSH
Market value$8.0K
5.12%
Sole
0.00
Shared
0.00
None
379.53K
INVESCO EXCH TRD SLF IDX FD
SOLEShares307.23K
TypeSH
Market value$6.3K
4.05%
Sole
0.00
Shared
0.00
None
307.23K
INVESCO EXCHANGE TRADED FD T
SOLEShares34.70K
TypeSH
Market value$5.0K
3.21%
Sole
0.00
Shared
0.00
None
34.70K
ISHARES TR
SOLEShares74.78K
TypeSH
Market value$5.0K
3.20%
Sole
0.00
Shared
0.00
None
74.78K
MICROSOFT CORP
SOLEShares16.89K
TypeSH
Market value$4.9K
3.11%
Sole
0.00
Shared
0.00
None
16.89K
FIRST TR EXCHANGE-TRADED FD
SOLEShares100.73K
TypeSH
Market value$4.6K
2.91%
Sole
0.00
Shared
0.00
None
100.73K
ISHARES TR
SOLEShares25.19K
TypeSH
Market value$4.5K
2.87%
Sole
0.00
Shared
0.00
None
25.19K
FIRST TR EXCH TRADED FD III
SOLEShares222.07K
TypeSH
Market value$3.5K
2.27%
Sole
0.00
Shared
0.00
None
222.07K
APPLE INC
SOLEShares17.75K
TypeSH
Market value$2.9K
1.87%
Sole
0.00
Shared
0.00
None
17.75K
ISHARES TR
SOLEShares56.91K
TypeSH
Market value$2.9K
1.84%
Sole
0.00
Shared
0.00
None
56.91K
ISHARES TR
SOLEShares22.84K
TypeSH
Market value$2.7K
1.71%
Sole
0.00
Shared
0.00
None
22.84K
JOHNSON & JOHNSON
SOLEShares16.33K
TypeSH
Market value$2.5K
1.62%
Sole
0.00
Shared
0.00
None
16.33K
INVESCO EXCH TRD SLF IDX FD
SOLEShares118.95K
TypeSH
Market value$2.4K
1.54%
Sole
0.00
Shared
0.00
None
118.95K
JPMORGAN CHASE & CO
SOLEShares18.44K
TypeSH
Market value$2.4K
1.54%
Sole
0.00
Shared
0.00
None
18.44K
PEPSICO INC
SOLEShares12.86K
TypeSH
Market value$2.3K
1.50%
Sole
0.00
Shared
0.00
None
12.86K
ISHARES TR
SOLEShares5.67K
TypeSH
Market value$2.3K
1.49%
Sole
0.00
Shared
0.00
None
5.67K
PIMCO ETF TR
SOLEShares24.68K
TypeSH
Market value$2.3K
1.44%
Sole
0.00
Shared
0.00
None
24.68K
SPDR SER TR
SOLEShares58.11K
TypeSH
Market value$2.2K
1.41%
Sole
0.00
Shared
0.00
None
58.11K
WALMART INC
SOLEShares13.91K
TypeSH
Market value$2.1K
1.31%
Sole
0.00
Shared
0.00
None
13.91K
CSX CORP
SOLEShares65.45K
TypeSH
Market value$2.0K
1.25%
Sole
0.00
Shared
0.00
None
65.45K
GOLDMAN SACHS GROUP INC
SOLEShares5.84K
TypeSH
Market value$1.9K
1.22%
Sole
0.00
Shared
0.00
None
5.84K
HOME DEPOT INC
SOLEShares6.42K
TypeSH
Market value$1.9K
1.21%
Sole
0.00
Shared
0.00
None
6.42K
CHEVRON CORP NEW
SOLEShares10.39K
TypeSH
Market value$1.7K
1.08%
Sole
0.00
Shared
0.00
None
10.39K
WISDOMTREE TR
SOLEShares58.60K
TypeSH
Market value$1.7K
1.07%
Sole
0.00
Shared
0.00
None
58.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.97K | SH | $9.4K 6.01% | 0.00 | 0.00 | 22.97K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 379.53K | SH | $8.0K 5.12% | 0.00 | 0.00 | 379.53K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 307.23K | SH | $6.3K 4.05% | 0.00 | 0.00 | 307.23K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 34.70K | SH | $5.0K 3.21% | 0.00 | 0.00 | 34.70K |
ISHARES TRSOLE | CORE MSCI EAFE | 74.78K | SH | $5.0K 3.20% | 0.00 | 0.00 | 74.78K |
MICROSOFT CORPSOLE | COM | 16.89K | SH | $4.9K 3.11% | 0.00 | 0.00 | 16.89K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 100.73K | SH | $4.6K 2.91% | 0.00 | 0.00 | 100.73K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 25.19K | SH | $4.5K 2.87% | 0.00 | 0.00 | 25.19K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 222.07K | SH | $3.5K 2.27% | 0.00 | 0.00 | 222.07K |
APPLE INCSOLE | COM | 17.75K | SH | $2.9K 1.87% | 0.00 | 0.00 | 17.75K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 56.91K | SH | $2.9K 1.84% | 0.00 | 0.00 | 56.91K |
ISHARES TRSOLE | SELECT DIVID ETF | 22.84K | SH | $2.7K 1.71% | 0.00 | 0.00 | 22.84K |
JOHNSON & JOHNSONSOLE | COM | 16.33K | SH | $2.5K 1.62% | 0.00 | 0.00 | 16.33K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 118.95K | SH | $2.4K 1.54% | 0.00 | 0.00 | 118.95K |
JPMORGAN CHASE & COSOLE | COM | 18.44K | SH | $2.4K 1.54% | 0.00 | 0.00 | 18.44K |
PEPSICO INCSOLE | COM | 12.86K | SH | $2.3K 1.50% | 0.00 | 0.00 | 12.86K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.67K | SH | $2.3K 1.49% | 0.00 | 0.00 | 5.67K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 24.68K | SH | $2.3K 1.44% | 0.00 | 0.00 | 24.68K |
SPDR SER TRSOLE | PRTFLO S&P500 HI | 58.11K | SH | $2.2K 1.41% | 0.00 | 0.00 | 58.11K |
WALMART INCSOLE | COM | 13.91K | SH | $2.1K 1.31% | 0.00 | 0.00 | 13.91K |
CSX CORPSOLE | COM | 65.45K | SH | $2.0K 1.25% | 0.00 | 0.00 | 65.45K |
GOLDMAN SACHS GROUP INCSOLE | COM | 5.84K | SH | $1.9K 1.22% | 0.00 | 0.00 | 5.84K |
HOME DEPOT INCSOLE | COM | 6.42K | SH | $1.9K 1.21% | 0.00 | 0.00 | 6.42K |
CHEVRON CORP NEWSOLE | COM | 10.39K | SH | $1.7K 1.08% | 0.00 | 0.00 | 10.39K |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 58.60K | SH | $1.7K 1.07% | 0.00 | 0.00 | 58.60K |
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