Filed: 2/6/2023ACC: 0001541596-23-000001
📋 What this filing means
ASPEN INVESTMENT MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 125 equity positions with a total reported market value of $152.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
125
Positions
$152.9K
Total AUM (reported)
2.70M
Total Shares
Allocation by class
COM$65.6K42.9%
TR UNIT$8.6K5.6%
BULSHS 2023 CB$8.0K5.2%
BULSHS 2024 CB$6.5K4.2%
SENIOR LN FD$4.6K3.0%
RUSSELL 2000 ETF$4.4K2.9%
PFD SECS INC ETF$3.7K2.4%
Portfolio Concentration
Top 3$23.1K15.1%
4–10$26.6K17.4%
11–25$33.1K21.7%
Rest$70.1K45.9%
Top 3 weight
15.1%
Top 10 weight
32.5%
Voting Authority Distribution
Total shares with voting rights: 2.70M
Sole
Full voting authority
20.30K
shares
% of voting shares0.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.68M
shares
% of voting shares99.2%
Investment Discretion (by position count)
Sole125
Shared0
Other0
Dominant voting typeNone · 99.2% of voting shares
Institutional Holdings125
Rows:
SPDR S&P 500 ETF TR
SOLEShares22.52K
TypeSH
Market value$8.6K
5.63%
Sole
105.00
Shared
0.00
None
22.42K
INVESCO EXCH TRD SLF IDX FD
SOLEShares380.80K
TypeSH
Market value$8.0K
5.22%
Sole
5.76K
Shared
0.00
None
375.04K
INVESCO EXCH TRD SLF IDX FD
SOLEShares315.69K
TypeSH
Market value$6.5K
4.23%
Sole
3.81K
Shared
0.00
None
311.88K
FIRST TR EXCHANGE-TRADED FD
SOLEShares102.73K
TypeSH
Market value$4.6K
3.00%
Sole
1.14K
Shared
0.00
None
101.59K
ISHARES TR
SOLEShares25.21K
TypeSH
Market value$4.4K
2.87%
Sole
0.00
Shared
0.00
None
25.21K
MICROSOFT CORP
SOLEShares18.31K
TypeSH
Market value$4.4K
2.87%
Sole
0.00
Shared
0.00
None
18.31K
FIRST TR EXCH TRADED FD III
SOLEShares220.62K
TypeSH
Market value$3.7K
2.42%
Sole
340.00
Shared
0.00
None
220.28K
INVESCO EXCHANGE TRADED FD T
SOLEShares25.70K
TypeSH
Market value$3.6K
2.37%
Sole
166.00
Shared
0.00
None
25.53K
ISHARES TR
SOLEShares48.52K
TypeSH
Market value$3.0K
1.96%
Sole
81.00
Shared
0.00
None
48.44K
JOHNSON & JOHNSON
SOLEShares16.54K
TypeSH
Market value$2.9K
1.91%
Sole
12.00
Shared
0.00
None
16.53K
ISHARES TR
SOLEShares55.42K
TypeSH
Market value$2.8K
1.81%
Sole
0.00
Shared
0.00
None
55.42K
ISHARES TR
SOLEShares21.26K
TypeSH
Market value$2.6K
1.68%
Sole
431.00
Shared
0.00
None
20.83K
INVESCO EXCH TRD SLF IDX FD
SOLEShares122.48K
TypeSH
Market value$2.5K
1.61%
Sole
2.27K
Shared
0.00
None
120.22K
JPMORGAN CHASE & CO
SOLEShares17.52K
TypeSH
Market value$2.4K
1.54%
Sole
30.00
Shared
0.00
None
17.49K
PEPSICO INC
SOLEShares12.89K
TypeSH
Market value$2.3K
1.52%
Sole
0.00
Shared
0.00
None
12.89K
SPDR SER TR
SOLEShares58.08K
TypeSH
Market value$2.3K
1.50%
Sole
1.56K
Shared
0.00
None
56.52K
ISHARES TR
SOLEShares5.69K
TypeSH
Market value$2.2K
1.43%
Sole
0.00
Shared
0.00
None
5.69K
PIMCO ETF TR
SOLEShares24.10K
TypeSH
Market value$2.2K
1.41%
Sole
0.00
Shared
0.00
None
24.10K
APPLE INC
SOLEShares15.98K
TypeSH
Market value$2.1K
1.36%
Sole
0.00
Shared
0.00
None
15.98K
CSX CORP
SOLEShares65.76K
TypeSH
Market value$2.0K
1.33%
Sole
0.00
Shared
0.00
None
65.76K
HOME DEPOT INC
SOLEShares6.42K
TypeSH
Market value$2.0K
1.33%
Sole
0.00
Shared
0.00
None
6.42K
GOLDMAN SACHS GROUP INC
SOLEShares5.84K
TypeSH
Market value$2.0K
1.31%
Sole
0.00
Shared
0.00
None
5.84K
VANGUARD INDEX FDS
SOLEShares24.14K
TypeSH
Market value$2.0K
1.30%
Sole
128.00
Shared
0.00
None
24.01K
WALMART INC
SOLEShares13.91K
TypeSH
Market value$2.0K
1.29%
Sole
0.00
Shared
0.00
None
13.91K
WISDOMTREE TR
SOLEShares66.67K
TypeSH
Market value$1.9K
1.24%
Sole
467.00
Shared
0.00
None
66.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.52K | SH | $8.6K 5.63% | 105.00 | 0.00 | 22.42K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 380.80K | SH | $8.0K 5.22% | 5.76K | 0.00 | 375.04K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 315.69K | SH | $6.5K 4.23% | 3.81K | 0.00 | 311.88K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 102.73K | SH | $4.6K 3.00% | 1.14K | 0.00 | 101.59K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 25.21K | SH | $4.4K 2.87% | 0.00 | 0.00 | 25.21K |
MICROSOFT CORPSOLE | COM | 18.31K | SH | $4.4K 2.87% | 0.00 | 0.00 | 18.31K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 220.62K | SH | $3.7K 2.42% | 340.00 | 0.00 | 220.28K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 25.70K | SH | $3.6K 2.37% | 166.00 | 0.00 | 25.53K |
ISHARES TRSOLE | CORE MSCI EAFE | 48.52K | SH | $3.0K 1.96% | 81.00 | 0.00 | 48.44K |
JOHNSON & JOHNSONSOLE | COM | 16.54K | SH | $2.9K 1.91% | 12.00 | 0.00 | 16.53K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 55.42K | SH | $2.8K 1.81% | 0.00 | 0.00 | 55.42K |
ISHARES TRSOLE | SELECT DIVID ETF | 21.26K | SH | $2.6K 1.68% | 431.00 | 0.00 | 20.83K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 122.48K | SH | $2.5K 1.61% | 2.27K | 0.00 | 120.22K |
JPMORGAN CHASE & COSOLE | COM | 17.52K | SH | $2.4K 1.54% | 30.00 | 0.00 | 17.49K |
PEPSICO INCSOLE | COM | 12.89K | SH | $2.3K 1.52% | 0.00 | 0.00 | 12.89K |
SPDR SER TRSOLE | PRTFLO S&P500 HI | 58.08K | SH | $2.3K 1.50% | 1.56K | 0.00 | 56.52K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.69K | SH | $2.2K 1.43% | 0.00 | 0.00 | 5.69K |
PIMCO ETF TRSOLE | 0-5 HIGH YIELD | 24.10K | SH | $2.2K 1.41% | 0.00 | 0.00 | 24.10K |
APPLE INCSOLE | COM | 15.98K | SH | $2.1K 1.36% | 0.00 | 0.00 | 15.98K |
CSX CORPSOLE | COM | 65.76K | SH | $2.0K 1.33% | 0.00 | 0.00 | 65.76K |
HOME DEPOT INCSOLE | COM | 6.42K | SH | $2.0K 1.33% | 0.00 | 0.00 | 6.42K |
GOLDMAN SACHS GROUP INCSOLE | COM | 5.84K | SH | $2.0K 1.31% | 0.00 | 0.00 | 5.84K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 24.14K | SH | $2.0K 1.30% | 128.00 | 0.00 | 24.01K |
WALMART INCSOLE | COM | 13.91K | SH | $2.0K 1.29% | 0.00 | 0.00 | 13.91K |
WISDOMTREE TRSOLE | US SMALLCAP DIVD | 66.67K | SH | $1.9K 1.24% | 467.00 | 0.00 | 66.20K |
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