Filed: 11/13/2023ACC: 0001754960-23-000325
📋 What this filing means
ASPEN GROVE CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 173 equity positions with a total reported market value of $269.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
173
Positions
$269.26M
Total AUM (reported)
4.92M
Total Shares
Allocation by class
COM$87.69M32.6%
TR UNIT$26.41M9.8%
CORE S&P500 ETF$19.34M7.2%
VAN FTSE DEV MKT$13.00M4.8%
DIV APP ETF$11.25M4.2%
TOTAL STK MKT$11.25M4.2%
CL A$9.09M3.4%
Portfolio Concentration
Top 3$58.89M21.9%
4–10$67.97M25.2%
11–25$53.63M19.9%
Rest$88.78M33.0%
Top 3 weight
21.9%
Top 10 weight
47.1%
Voting Authority Distribution
Total shares with voting rights: 4.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole173
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings173
Rows:
SPDR S&P 500 ETF TR
SOLEShares61.55K
TypeSH
Market value$26.41M
9.81%
Sole
0.00
Shared
0.00
None
61.55K
ISHARES TR
SOLEShares44.84K
TypeSH
Market value$19.34M
7.18%
Sole
0.00
Shared
0.00
None
44.84K
APPLE INC
SOLEShares76.72K
TypeSH
Market value$13.13M
4.88%
Sole
0.00
Shared
0.00
None
76.72K
VANGUARD TAX-MANAGED FDS
SOLEShares297.40K
TypeSH
Market value$13.00M
4.83%
Sole
0.00
Shared
0.00
None
297.40K
VALLEY NATL BANCORP
SOLEShares1.34M
TypeSH
Market value$11.58M
4.30%
Sole
0.00
Shared
0.00
None
1.34M
VANGUARD SPECIALIZED FUNDS
SOLEShares72.06K
TypeSH
Market value$11.25M
4.18%
Sole
0.00
Shared
0.00
None
72.06K
VANGUARD INDEX FDS
SOLEShares52.94K
TypeSH
Market value$11.25M
4.18%
Sole
0.00
Shared
0.00
None
52.94K
AMAZON COM INC
SOLEShares62.48K
TypeSH
Market value$7.94M
2.95%
Sole
0.00
Shared
0.00
None
62.48K
VANGUARD INTL EQUITY INDEX F
SOLEShares75.72K
TypeSH
Market value$7.06M
2.62%
Sole
0.00
Shared
0.00
None
75.72K
SPDR SER TR
SOLEShares51.21K
TypeSH
Market value$5.89M
2.19%
Sole
0.00
Shared
0.00
None
51.21K
INTERNATIONAL BUSINESS MACHS
SOLEShares41.31K
TypeSH
Market value$5.80M
2.15%
Sole
0.00
Shared
0.00
None
41.31K
ALPHABET INC
SOLEShares43.48K
TypeSH
Market value$5.69M
2.11%
Sole
0.00
Shared
0.00
None
43.48K
LULULEMON ATHLETICA INC
SOLEShares12.42K
TypeSH
Market value$4.79M
1.78%
Sole
0.00
Shared
0.00
None
12.42K
META PLATFORMS INC
SOLEShares15.48K
TypeSH
Market value$4.65M
1.73%
Sole
0.00
Shared
0.00
None
15.48K
MICROSOFT CORP
SOLEShares13.75K
TypeSH
Market value$4.34M
1.61%
Sole
0.00
Shared
0.00
None
13.75K
CRESCENT CAP BDC INC
SOLEShares89.74K
TypeSH
Market value$4.11M
1.53%
Sole
0.00
Shared
0.00
None
89.74K
ISHARES INC
SOLEShares56.93K
TypeSH
Market value$3.32M
1.23%
Sole
0.00
Shared
0.00
None
56.93K
MORGAN STANLEY
SOLEShares36.32K
TypeSH
Market value$2.97M
1.10%
Sole
0.00
Shared
0.00
None
36.32K
PFIZER INC
SOLEShares87.84K
TypeSH
Market value$2.91M
1.08%
Sole
0.00
Shared
0.00
None
87.84K
ISHARES TR
SOLEShares150.17K
TypeSH
Market value$2.84M
1.05%
Sole
0.00
Shared
0.00
None
150.17K
BANK NEW YORK MELLON CORP
SOLEShares60.48K
TypeSH
Market value$2.58M
0.96%
Sole
0.00
Shared
0.00
None
60.48K
BANK AMERICA CORP
SOLEShares93.63K
TypeSH
Market value$2.56M
0.95%
Sole
0.00
Shared
0.00
None
93.63K
WELLS FARGO CO NEW
SOLEShares58.36K
TypeSH
Market value$2.38M
0.89%
Sole
0.00
Shared
0.00
None
58.36K
SCHWAB STRATEGIC TR
SOLEShares33.26K
TypeSH
Market value$2.35M
0.87%
Sole
0.00
Shared
0.00
None
33.26K
VANGUARD INDEX FDS
SOLEShares5.95K
TypeSH
Market value$2.34M
0.87%
Sole
0.00
Shared
0.00
None
5.95K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 61.55K | SH | $26.41M 9.81% | 0.00 | 0.00 | 61.55K |
ISHARES TRSOLE | CORE S&P500 ETF | 44.84K | SH | $19.34M 7.18% | 0.00 | 0.00 | 44.84K |
APPLE INCSOLE | COM | 76.72K | SH | $13.13M 4.88% | 0.00 | 0.00 | 76.72K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 297.40K | SH | $13.00M 4.83% | 0.00 | 0.00 | 297.40K |
VALLEY NATL BANCORPSOLE | COM | 1.34M | SH | $11.58M 4.30% | 0.00 | 0.00 | 1.34M |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 72.06K | SH | $11.25M 4.18% | 0.00 | 0.00 | 72.06K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 52.94K | SH | $11.25M 4.18% | 0.00 | 0.00 | 52.94K |
AMAZON COM INCSOLE | COM | 62.48K | SH | $7.94M 2.95% | 0.00 | 0.00 | 62.48K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 75.72K | SH | $7.06M 2.62% | 0.00 | 0.00 | 75.72K |
SPDR SER TRSOLE | S&P DIVID ETF | 51.21K | SH | $5.89M 2.19% | 0.00 | 0.00 | 51.21K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 41.31K | SH | $5.80M 2.15% | 0.00 | 0.00 | 41.31K |
ALPHABET INCSOLE | CAP STK CL A | 43.48K | SH | $5.69M 2.11% | 0.00 | 0.00 | 43.48K |
LULULEMON ATHLETICA INCSOLE | COM | 12.42K | SH | $4.79M 1.78% | 0.00 | 0.00 | 12.42K |
META PLATFORMS INCSOLE | CL A | 15.48K | SH | $4.65M 1.73% | 0.00 | 0.00 | 15.48K |
MICROSOFT CORPSOLE | COM | 13.75K | SH | $4.34M 1.61% | 0.00 | 0.00 | 13.75K |
CRESCENT CAP BDC INCSOLE | COM | 89.74K | SH | $4.11M 1.53% | 0.00 | 0.00 | 89.74K |
ISHARES INCSOLE | MSCI MEXICO ETF | 56.93K | SH | $3.32M 1.23% | 0.00 | 0.00 | 56.93K |
MORGAN STANLEYSOLE | COM NEW | 36.32K | SH | $2.97M 1.10% | 0.00 | 0.00 | 36.32K |
PFIZER INCSOLE | COM | 87.84K | SH | $2.91M 1.08% | 0.00 | 0.00 | 87.84K |
ISHARES TRSOLE | MSCI EURO FL ETF | 150.17K | SH | $2.84M 1.05% | 0.00 | 0.00 | 150.17K |
BANK NEW YORK MELLON CORPSOLE | COM | 60.48K | SH | $2.58M 0.96% | 0.00 | 0.00 | 60.48K |
BANK AMERICA CORPSOLE | COM | 93.63K | SH | $2.56M 0.95% | 0.00 | 0.00 | 93.63K |
WELLS FARGO CO NEWSOLE | COM | 58.36K | SH | $2.38M 0.89% | 0.00 | 0.00 | 58.36K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 33.26K | SH | $2.35M 0.87% | 0.00 | 0.00 | 33.26K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 5.95K | SH | $2.34M 0.87% | 0.00 | 0.00 | 5.95K |
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