Filed: 5/15/2023ACC: 0001172661-23-002272
📋 What this filing means
ASPEN GROVE CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 152 equity positions with a total reported market value of $228.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
152
Positions
$228.63M
Total AUM (reported)
3.09M
Total Shares
Allocation by class
COM$83.68M36.6%
TR UNIT$22.83M10.0%
CORE S&P500 ETF$18.24M8.0%
VAN FTSE DEV MKT$11.47M5.0%
TOTAL STK MKT$9.20M4.0%
CL A$8.05M3.5%
DIV APP ETF$7.99M3.5%
Portfolio Concentration
Top 3$52.54M23.0%
4–10$51.28M22.4%
11–25$45.82M20.0%
Rest$78.99M34.5%
Top 3 weight
23.0%
Top 10 weight
45.4%
Voting Authority Distribution
Total shares with voting rights: 3.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole152
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings152
Rows:
SPDR S&P 500 ETF TR
SOLEShares55.56K
TypeSH
Market value$22.83M
9.98%
Sole
0.00
Shared
0.00
None
55.56K
ISHARES TR
SOLEShares44.36K
TypeSH
Market value$18.24M
7.98%
Sole
0.00
Shared
0.00
None
44.36K
VANGUARD TAX-MANAGED FDS
SOLEShares254K
TypeSH
Market value$11.47M
5.02%
Sole
0.00
Shared
0.00
None
254K
VANGUARD INDEX FDS
SOLEShares45.06K
TypeSH
Market value$9.20M
4.02%
Sole
0.00
Shared
0.00
None
45.06K
APPLE INC
SOLEShares54.50K
TypeSH
Market value$8.99M
3.93%
Sole
0.00
Shared
0.00
None
54.50K
VANGUARD SPECIALIZED FUNDS
SOLEShares51.90K
TypeSH
Market value$7.99M
3.50%
Sole
0.00
Shared
0.00
None
51.90K
VANGUARD INTL EQUITY INDEX F
SOLEShares75.71K
TypeSH
Market value$6.97M
3.05%
Sole
0.00
Shared
0.00
None
75.71K
INTERNATIONAL BUSINESS MACHS
SOLEShares52.22K
TypeSH
Market value$6.85M
2.99%
Sole
0.00
Shared
0.00
None
52.22K
SPDR SER TR
SOLEShares51.21K
TypeSH
Market value$6.33M
2.77%
Sole
0.00
Shared
0.00
None
51.21K
LULULEMON ATHLETICA INC
SOLEShares13.60K
TypeSH
Market value$4.95M
2.17%
Sole
0.00
Shared
0.00
None
13.60K
PFIZER INC
SOLEShares112.63K
TypeSH
Market value$4.60M
2.01%
Sole
0.00
Shared
0.00
None
112.63K
AMAZON COM INC
SOLEShares37.91K
TypeSH
Market value$3.92M
1.71%
Sole
0.00
Shared
0.00
None
37.91K
BANK NEW YORK MELLON CORP
SOLEShares85.37K
TypeSH
Market value$3.88M
1.70%
Sole
0.00
Shared
0.00
None
85.37K
MICROSOFT CORP
SOLEShares12.60K
TypeSH
Market value$3.63M
1.59%
Sole
0.00
Shared
0.00
None
12.60K
BANK AMERICA CORP
SOLEShares114.58K
TypeSH
Market value$3.28M
1.43%
Sole
0.00
Shared
0.00
None
114.58K
MORGAN STANLEY
SOLEShares35.92K
TypeSH
Market value$3.15M
1.38%
Sole
0.00
Shared
0.00
None
35.92K
ALPHABET INC
SOLEShares29.43K
TypeSH
Market value$3.05M
1.34%
Sole
0.00
Shared
0.00
None
29.43K
HONEYWELL INTL INC
SOLEShares14.98K
TypeSH
Market value$2.86M
1.25%
Sole
0.00
Shared
0.00
None
14.98K
WELLS FARGO CO NEW
SOLEShares76.13K
TypeSH
Market value$2.85M
1.24%
Sole
0.00
Shared
0.00
None
76.13K
ISHARES TR
SOLEShares144.54K
TypeSH
Market value$2.70M
1.18%
Sole
0.00
Shared
0.00
None
144.54K
ROYAL BK CDA SUSTAINABL
SOLEShares26.53K
TypeSH
Market value$2.54M
1.11%
Sole
0.00
Shared
0.00
None
26.53K
ISHARES INC
SOLEShares40.74K
TypeSH
Market value$2.43M
1.06%
Sole
0.00
Shared
0.00
None
40.74K
ALPHABET INC
SOLEShares23.31K
TypeSH
Market value$2.42M
1.06%
Sole
0.00
Shared
0.00
None
23.31K
META PLATFORMS INC
SOLEShares10.80K
TypeSH
Market value$2.29M
1.00%
Sole
0.00
Shared
0.00
None
10.80K
VANGUARD INDEX FDS
SOLEShares5.94K
TypeSH
Market value$2.23M
0.98%
Sole
0.00
Shared
0.00
None
5.94K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 55.56K | SH | $22.83M 9.98% | 0.00 | 0.00 | 55.56K |
ISHARES TRSOLE | CORE S&P500 ETF | 44.36K | SH | $18.24M 7.98% | 0.00 | 0.00 | 44.36K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 254K | SH | $11.47M 5.02% | 0.00 | 0.00 | 254K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 45.06K | SH | $9.20M 4.02% | 0.00 | 0.00 | 45.06K |
APPLE INCSOLE | COM | 54.50K | SH | $8.99M 3.93% | 0.00 | 0.00 | 54.50K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 51.90K | SH | $7.99M 3.50% | 0.00 | 0.00 | 51.90K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 75.71K | SH | $6.97M 3.05% | 0.00 | 0.00 | 75.71K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 52.22K | SH | $6.85M 2.99% | 0.00 | 0.00 | 52.22K |
SPDR SER TRSOLE | S&P DIVID ETF | 51.21K | SH | $6.33M 2.77% | 0.00 | 0.00 | 51.21K |
LULULEMON ATHLETICA INCSOLE | COM | 13.60K | SH | $4.95M 2.17% | 0.00 | 0.00 | 13.60K |
PFIZER INCSOLE | COM | 112.63K | SH | $4.60M 2.01% | 0.00 | 0.00 | 112.63K |
AMAZON COM INCSOLE | COM | 37.91K | SH | $3.92M 1.71% | 0.00 | 0.00 | 37.91K |
BANK NEW YORK MELLON CORPSOLE | COM | 85.37K | SH | $3.88M 1.70% | 0.00 | 0.00 | 85.37K |
MICROSOFT CORPSOLE | COM | 12.60K | SH | $3.63M 1.59% | 0.00 | 0.00 | 12.60K |
BANK AMERICA CORPSOLE | COM | 114.58K | SH | $3.28M 1.43% | 0.00 | 0.00 | 114.58K |
MORGAN STANLEYSOLE | COM NEW | 35.92K | SH | $3.15M 1.38% | 0.00 | 0.00 | 35.92K |
ALPHABET INCSOLE | CAP STK CL A | 29.43K | SH | $3.05M 1.34% | 0.00 | 0.00 | 29.43K |
HONEYWELL INTL INCSOLE | COM | 14.98K | SH | $2.86M 1.25% | 0.00 | 0.00 | 14.98K |
WELLS FARGO CO NEWSOLE | COM | 76.13K | SH | $2.85M 1.24% | 0.00 | 0.00 | 76.13K |
ISHARES TRSOLE | MSCI EURO FL ETF | 144.54K | SH | $2.70M 1.18% | 0.00 | 0.00 | 144.54K |
ROYAL BK CDA SUSTAINABLSOLE | COM | 26.53K | SH | $2.54M 1.11% | 0.00 | 0.00 | 26.53K |
ISHARES INCSOLE | MSCI MEXICO ETF | 40.74K | SH | $2.43M 1.06% | 0.00 | 0.00 | 40.74K |
ALPHABET INCSOLE | CAP STK CL C | 23.31K | SH | $2.42M 1.06% | 0.00 | 0.00 | 23.31K |
META PLATFORMS INCSOLE | CL A | 10.80K | SH | $2.29M 1.00% | 0.00 | 0.00 | 10.80K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 5.94K | SH | $2.23M 0.98% | 0.00 | 0.00 | 5.94K |
Page 1 of 7
…