Filed: 2/14/2023ACC: 0001172661-23-000865
📋 What this filing means
ASPEN GROVE CAPITAL, LLC filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $216.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
163
Positions
$216.11M
Total AUM (reported)
3.06M
Total Shares
Allocation by class
COM$84.92M39.3%
TR UNIT$21.64M10.0%
CORE S&P500 ETF$17.04M7.9%
VAN FTSE DEV MKT$9.64M4.5%
DIV APP ETF$7.84M3.6%
TOTAL STK MKT$7.75M3.6%
CL A$7.37M3.4%
Portfolio Concentration
Top 3$48.32M22.4%
4–10$46.18M21.4%
11–25$42.88M19.8%
Rest$78.72M36.4%
Top 3 weight
22.4%
Top 10 weight
43.7%
Voting Authority Distribution
Total shares with voting rights: 3.06M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.06M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole163
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings163
Rows:
SPDR S&P 500 ETF TR
SOLEShares56.33K
TypeSH
Market value$21.64M
10.01%
Sole
0.00
Shared
0.00
None
56.33K
ISHARES TR
SOLEShares44.36K
TypeSH
Market value$17.04M
7.89%
Sole
0.00
Shared
0.00
None
44.36K
VANGUARD TAX-MANAGED FDS
SOLEShares229.62K
TypeSH
Market value$9.64M
4.46%
Sole
0.00
Shared
0.00
None
229.62K
VANGUARD SPECIALIZED FUNDS
SOLEShares51.64K
TypeSH
Market value$7.84M
3.63%
Sole
0.00
Shared
0.00
None
51.64K
VANGUARD INDEX FDS
SOLEShares40.55K
TypeSH
Market value$7.75M
3.59%
Sole
0.00
Shared
0.00
None
40.55K
INTERNATIONAL BUSINESS MACHS
SOLEShares52.19K
TypeSH
Market value$7.35M
3.40%
Sole
0.00
Shared
0.00
None
52.19K
APPLE INC
SOLEShares49.55K
TypeSH
Market value$6.44M
2.98%
Sole
0.00
Shared
0.00
None
49.55K
SPDR SER TR
SOLEShares51.21K
TypeSH
Market value$6.41M
2.96%
Sole
0.00
Shared
0.00
None
51.21K
PFIZER INC
SOLEShares113.14K
TypeSH
Market value$5.80M
2.68%
Sole
0.00
Shared
0.00
None
113.14K
LULULEMON ATHLETICA INC
SOLEShares14.33K
TypeSH
Market value$4.59M
2.12%
Sole
0.00
Shared
0.00
None
14.33K
VANGUARD INTL EQUITY INDEX F
SOLEShares49.79K
TypeSH
Market value$4.29M
1.99%
Sole
0.00
Shared
0.00
None
49.79K
BANK AMERICA CORP
SOLEShares119.86K
TypeSH
Market value$3.97M
1.84%
Sole
0.00
Shared
0.00
None
119.86K
BANK NEW YORK MELLON CORP
SOLEShares85.43K
TypeSH
Market value$3.89M
1.80%
Sole
0.00
Shared
0.00
None
85.43K
WELLS FARGO CO NEW
SOLEShares79.17K
TypeSH
Market value$3.27M
1.51%
Sole
0.00
Shared
0.00
None
79.17K
HONEYWELL INTL INC
SOLEShares15.02K
TypeSH
Market value$3.22M
1.49%
Sole
0.00
Shared
0.00
None
15.02K
MORGAN STANLEY
SOLEShares35.92K
TypeSH
Market value$3.05M
1.41%
Sole
0.00
Shared
0.00
None
35.92K
AMAZON COM INC
SOLEShares35.97K
TypeSH
Market value$3.02M
1.40%
Sole
0.00
Shared
0.00
None
35.97K
ISHARES TR
SOLEShares144.54K
TypeSH
Market value$2.53M
1.17%
Sole
0.00
Shared
0.00
None
144.54K
ROYAL BK CDA SUSTAINABL
SOLEShares26.24K
TypeSH
Market value$2.47M
1.14%
Sole
0.00
Shared
0.00
None
26.24K
ALPHABET INC
SOLEShares27.84K
TypeSH
Market value$2.46M
1.14%
Sole
0.00
Shared
0.00
None
27.84K
DANAHER CORPORATION
SOLEShares8.57K
TypeSH
Market value$2.28M
1.05%
Sole
0.00
Shared
0.00
None
8.57K
MICROSOFT CORP
SOLEShares9.47K
TypeSH
Market value$2.27M
1.05%
Sole
0.00
Shared
0.00
None
9.47K
VANGUARD INDEX FDS
SOLEShares5.94K
TypeSH
Market value$2.09M
0.97%
Sole
0.00
Shared
0.00
None
5.94K
CADRE HLDGS INC
SOLEShares102.50K
TypeSH
Market value$2.06M
0.96%
Sole
0.00
Shared
0.00
None
102.50K
ISHARES INC
SOLEShares40.74K
TypeSH
Market value$2.01M
0.93%
Sole
0.00
Shared
0.00
None
40.74K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 56.33K | SH | $21.64M 10.01% | 0.00 | 0.00 | 56.33K |
ISHARES TRSOLE | CORE S&P500 ETF | 44.36K | SH | $17.04M 7.89% | 0.00 | 0.00 | 44.36K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 229.62K | SH | $9.64M 4.46% | 0.00 | 0.00 | 229.62K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 51.64K | SH | $7.84M 3.63% | 0.00 | 0.00 | 51.64K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 40.55K | SH | $7.75M 3.59% | 0.00 | 0.00 | 40.55K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 52.19K | SH | $7.35M 3.40% | 0.00 | 0.00 | 52.19K |
APPLE INCSOLE | COM | 49.55K | SH | $6.44M 2.98% | 0.00 | 0.00 | 49.55K |
SPDR SER TRSOLE | S&P DIVID ETF | 51.21K | SH | $6.41M 2.96% | 0.00 | 0.00 | 51.21K |
PFIZER INCSOLE | COM | 113.14K | SH | $5.80M 2.68% | 0.00 | 0.00 | 113.14K |
LULULEMON ATHLETICA INCSOLE | COM | 14.33K | SH | $4.59M 2.12% | 0.00 | 0.00 | 14.33K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 49.79K | SH | $4.29M 1.99% | 0.00 | 0.00 | 49.79K |
BANK AMERICA CORPSOLE | COM | 119.86K | SH | $3.97M 1.84% | 0.00 | 0.00 | 119.86K |
BANK NEW YORK MELLON CORPSOLE | COM | 85.43K | SH | $3.89M 1.80% | 0.00 | 0.00 | 85.43K |
WELLS FARGO CO NEWSOLE | COM | 79.17K | SH | $3.27M 1.51% | 0.00 | 0.00 | 79.17K |
HONEYWELL INTL INCSOLE | COM | 15.02K | SH | $3.22M 1.49% | 0.00 | 0.00 | 15.02K |
MORGAN STANLEYSOLE | COM NEW | 35.92K | SH | $3.05M 1.41% | 0.00 | 0.00 | 35.92K |
AMAZON COM INCSOLE | COM | 35.97K | SH | $3.02M 1.40% | 0.00 | 0.00 | 35.97K |
ISHARES TRSOLE | MSCI EURO FL ETF | 144.54K | SH | $2.53M 1.17% | 0.00 | 0.00 | 144.54K |
ROYAL BK CDA SUSTAINABLSOLE | COM | 26.24K | SH | $2.47M 1.14% | 0.00 | 0.00 | 26.24K |
ALPHABET INCSOLE | CAP STK CL A | 27.84K | SH | $2.46M 1.14% | 0.00 | 0.00 | 27.84K |
DANAHER CORPORATIONSOLE | COM | 8.57K | SH | $2.28M 1.05% | 0.00 | 0.00 | 8.57K |
MICROSOFT CORPSOLE | COM | 9.47K | SH | $2.27M 1.05% | 0.00 | 0.00 | 9.47K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 5.94K | SH | $2.09M 0.97% | 0.00 | 0.00 | 5.94K |
CADRE HLDGS INCSOLE | COM | 102.50K | SH | $2.06M 0.96% | 0.00 | 0.00 | 102.50K |
ISHARES INCSOLE | MSCI MEXICO ETF | 40.74K | SH | $2.01M 0.93% | 0.00 | 0.00 | 40.74K |
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