ASEFI WAIS (Chief Executive Officer) reported 3 transactions at RESONATE BLENDS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/29/2019ACC: 0001493152-19-004309
DirectorOfficer10% Owner· Chief Executive Officer
Since Mar 2019
+2.25M
Net shares
Net buyer
$0.12
Total sold
0
Open market trades
0B · 0S
4
Total transactions
4M acquired · 1.75M disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−1.75M
Price / share
—
Trade value
—
% of position
87.2%
5/9/2017
2.01M→256.24K
Series C Preferred Stock
Direct
Shares
+2M
Price / share
—
Trade value
—
% of position
New position
5/9/2017
0.00→2M
Common Stock
Direct
Shares
−1.21K
Price / share
$0.00
Trade value
$0.12
% of position
0.5%
2/23/2018
256.24K→255.03K
Total
Net shares
+248.79K
Net value
-$0.12
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/9/2017 | C · Conversion | −1.75M | — | — | 87.2% | 2.01M | 256.24K |
| Series C Preferred Stock Direct | 5/9/2017 | C · Conversion | +2M | — | — | New position | 0.00 | 2M |
| Common Stock Direct | 2/23/2018 | J · J | −1.21K | $0.00 | $0.12 | 0.5% | 256.24K | 255.03K |
| Total | +248.79K | -$0.12 | ||||||
Derivative Transactions1
Series C Preferred Stock
Direct
Converts to
Common Stock
16K shares
Shares
+2M
Strike price
Held after
2M
Exercisable
—
5/9/2017
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series C Preferred Stock Direct | Common Stock16K shares | 5/9/2017 | C · Conversion | +2M | — | 2M |