ASE TEST, INC. enters AINOS, INC. with 29.41K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 5/8/2024ACC: 0000950103-24-006445
29.41K
Baseline shares
100% direct
29.41K
Direct ownership
1 position
2.28M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, par value $0.01 per share
DirectShares owned29.41K
Total
29.41K direct29.41K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 per share | 29.41K | Direct |
| Total | 29.41K | 29.41K direct |
Derivative Holdings2
6% Convertible Note due 2027
DirectUnderlying security
Common Stock, par value $0.01 per share
Underlying shares
2M
Shares owned
N/A
Exercise price
4.50
Expiration
—
Exercise window
—
6% Convertible Note due 2025
DirectUnderlying security
Common Stock, par value $0.01 per share
Underlying shares
282.67K
Shares owned
N/A
Exercise price
7.50
Expiration
—
Exercise window
—
Total
Underlying
2.28M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 6% Convertible Note due 2027 Direct | Common Stock, par value $0.01 per share | 4.50 | — | — | 2M | N/A |
| 6% Convertible Note due 2025 Direct | Common Stock, par value $0.01 per share | 7.50 | — | — | 282.67K | N/A |
| Total | 2.28M | 0.00 | ||||