ASCEND GLOBAL INVESTMENT FUND SPC - STRATEGIC SEGREGATED PORTFOLIO exercised options at 5E ADVANCED MATERIALS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/8/2025ACC: 0001493152-25-026650
→
10% Owner
Since Jan 2024
-2.28M
Net shares
Net seller
$9.00M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.82M acquired · 5.10M disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+2.82M
Price / share
$3.55
Trade value
$10M
% of position
36.0%
12/4/2025
7.83M→10.65M
Common Stock
Indirect
Shares
−2.28M
Price / share
$3.94
Trade value
$9M
% of position
21.4%
12/4/2025
10.65M→8.36M
Total
Net shares
+533.65K
Net value
$1M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/4/2025 | M · Option Exercise | +2.82M | $3.55 | $10M | 36.0% | 7.83M | 10.65M |
| Common Stock Indirect | 12/4/2025 | F · Tax Withholding | −2.28M | $3.94 | $9M | 21.4% | 10.65M | 8.36M |
| Total | +533.65K | $1M | ||||||
Derivative Transactions1
Warrants
Indirect
Converts to
Common Stock
2.82M shares
Shares
−2.82M
Strike price
3.5507
Held after
0.00
Exercisable
—
12/4/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock2.82M shares | 12/4/2025 | M · Option Exercise | −2.82M | 3.5507 | — | 0.00 |