ARROYO A ALLEN (CFO) received a stock award from ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 8/15/2023ACC: 0001437749-23-023867
Officer· CFO
Since Aug 2022
+15.13K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
15.13K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+15.13K
Price / share
—
Trade value
—
% of position
501.8%
8/11/2023
3.02K→18.14K
Total
Net shares
+15.13K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/11/2023 | A · Award | +15.13K | — | — | 501.8% | 3.02K | 18.14K |
| Total | +15.13K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
39.56K
Exercise price
Expiration
—
Exercise window
—
Non-qualified stock option
DirectUnderlying security
Common Stock
Underlying shares
8.48K
Shares owned
8.48K
Exercise price
6.8500
Expiration
—
Exercise window
—
Total
Underlying
8.48K
Owned
48.03K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | — | — | N/A | 39.56K | |
| Non-qualified stock option Direct | Common Stock | 6.8500 | — | — | 8.48K | 8.48K |
| Total | 8.48K | 48.03K | ||||