ARRATA SAID exercised options at DEEP WELL OIL & GAS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/2/2018ACC: 0001213900-18-013373
-214.29K
Net shares
Net seller
$15.0K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
300K acquired · 514.29K disposed
Non-Derivative Transactions2
Common Shares
Direct
Shares
+300K
Price / share
$0.05
Trade value
$15K
% of position
27.3%
6/10/2018
1.10M→1.40M
Common Shares
Direct
Shares
−214.29K
Price / share
$0.07
Trade value
$15K
% of position
15.3%
6/10/2018
1.40M→1.19M
Total
Net shares
+85.71K
Net value
-$0.02
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 6/10/2018 | M · Option Exercise | +300K | $0.05 | $15K | 27.3% | 1.10M | 1.40M |
| Common Shares Direct | 6/10/2018 | F · Tax Withholding | −214.29K | $0.07 | $15K | 15.3% | 1.40M | 1.19M |
| Total | +85.71K | -$0.02 | ||||||
Derivative Transactions2
Stock Option (right to acquire)
Direct
Converts to
Common Stock
600K shares
Shares
+0.00
Strike price
0.38
Held after
600K
Exercisable
—
9/19/2014
Stock Option (right to acquire)
Direct
Converts to
Common Stock
300K shares
Shares
−300K
Strike price
0.05
Held after
0.00
Exercisable
—
6/10/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to acquire) Direct | Common Stock600K shares | 9/19/2014 | J · J | +0.00 | 0.38 | — | 600K |
| Stock Option (right to acquire) Direct | Common Stock300K shares | 6/10/2018 | M · Option Exercise | −300K | 0.05 | — | 0.00 |