ARLING PAUL D (CEO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

ARLING PAUL D

Filed: 11/13/2023ACC: 0001209191-23-054960

InsiderARLING PAUL DCIK 1216543

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

DirectorOfficer· CEO

Since Jul 2018

-1.68K

Net shares

Net seller

$14.1K

Total sold

Open market trades

0B · 0S

Total transactions

4K acquired · 5.68K disposed

Non-Derivative Transactions4

Common Stock

Indirect

M · Option Exercise

+2.53K

Price / share

—

Trade value

—

% of position

1.0%

11/10/2023

256.62K→259.15K

Common Stock

Indirect

F · Tax Withholding

−1.06K

Price / share

$8.39

Trade value

$8.89K

% of position

0.4%

11/10/2023

259.15K→258.09K

Common Stock

Indirect

M · Option Exercise

+1.47K

Price / share

—

Trade value

—

% of position

0.6%

11/11/2023

258.09K→259.56K

Common Stock

Indirect

F · Tax Withholding

−616.00

Price / share

$8.39

Trade value

$5.17K

% of position

0.2%

11/11/2023

259.56K→258.94K

Total

Net shares

+2.33K

Net value

-$14.06K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	11/10/2023	M · Option Exercise	+2.53K	—	—	1.0%	256.62K	259.15K
Common Stock Indirect	11/10/2023	F · Tax Withholding	−1.06K	$8.39	$8.89K	0.4%	259.15K	258.09K
Common Stock Indirect	11/11/2023	M · Option Exercise	+1.47K	—	—	0.6%	258.09K	259.56K
Common Stock Indirect	11/11/2023	F · Tax Withholding	−616.00	$8.39	$5.17K	0.2%	259.56K	258.94K
Total			+2.33K		-$14.06K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.53K shares

−2.53K

Strike price

Held after

73.15K

Exercisable

—

11/10/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.47K shares

−1.47K

Strike price

Held after

71.68K

Exercisable

—

11/11/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock2.53K shares	11/10/2023	M · Option Exercise	−2.53K		—	73.15K
Restricted Stock Units Direct	Common Stock1.47K shares	11/11/2023	M · Option Exercise	−1.47K		—	71.68K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct

Shares owned11.80K

Common Stock

Indirect

Shares owned1K

Total

11.80K direct·1K indirect12.80K

Security Title	Shares Owned	Ownership Type
Common Stock	11.80K	Direct
Common Stock	1K	Indirect
Total	12.80K	11.80K direct·1K indirect

Derivative Holdings (Post-Transaction)1

Employee Stock Option (Rt. To Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

457.07K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

457.07K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Rt. To Buy) Direct	Common Stock		—	—	0.00	457.07K
Total					0.00	457.07K