ARLING PAUL D (CEO) exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/14/2023ACC: 0001209191-23-045701
DirectorOfficer· CEO
Since Jul 2018
-616.00
Net shares
Net seller
$5.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.47K acquired · 2.09K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+1.47K
Price / share
—
Trade value
—
% of position
0.6%
8/11/2023
255.76K→257.23K
Common Stock
Indirect
Shares
−616.00
Price / share
$9.59
Trade value
$5.91K
% of position
0.2%
8/11/2023
257.23K→256.62K
Total
Net shares
+856.00
Net value
-$5.91K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 8/11/2023 | M · Option Exercise | +1.47K | — | — | 0.6% | 255.76K | 257.23K |
| Common Stock Indirect | 8/11/2023 | F · Tax Withholding | −616.00 | $9.59 | $5.91K | 0.2% | 257.23K | 256.62K |
| Total | +856.00 | -$5.91K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.47K shares
Shares
−1.47K
Strike price
Held after
75.68K
Exercisable
—
8/11/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.47K shares | 8/11/2023 | M · Option Exercise | −1.47K | — | 75.68K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1K
Common Stock
DirectShares owned11.80K
Total
11.80K direct·1K indirect12.80K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1K | Indirect |
| Common Stock | 11.80K | Direct |
| Total | 12.80K | 11.80K direct·1K indirect |
Derivative Holdings (Post-Transaction)1
Employee Stock Option (Rt. To Buy)
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
457.07K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
457.07K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Rt. To Buy) Direct | Common Stock | — | — | 0.00 | 457.07K | |
| Total | 0.00 | 457.07K | ||||