ARLING PAUL D (CEO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

ARLING PAUL D

Filed: 2/11/2025ACC: 0000101984-25-000021

InsiderARLING PAUL DCIK 1216543

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

DirectorOfficer· CEO

Since Jul 2018

-61.05K

Net shares

Net seller

$84.6K

Total sold

Open market trades

0B · 0S

Total transactions

19.24K acquired · 80.29K disposed

Non-Derivative Transactions6

Common Stock

Indirect

M · Option Exercise

+12K

Price / share

—

Trade value

—

% of position

4.4%

2/7/2025

270.80K→282.80K

Common Stock

Indirect

F · Tax Withholding

−5.42K

Price / share

$10.04

Trade value

$54.46K

% of position

1.9%

2/7/2025

282.80K→277.37K

Common Stock

Indirect

M · Option Exercise

+4.71K

Price / share

—

Trade value

—

% of position

1.7%

2/9/2025

277.37K→282.08K

Common Stock

Indirect

F · Tax Withholding

−1.97K

Price / share

$10.04

Trade value

$19.79K

% of position

0.7%

2/9/2025

282.08K→280.11K

Common Stock

Indirect

M · Option Exercise

+2.53K

Price / share

—

Trade value

—

% of position

0.9%

2/10/2025

280.11K→282.64K

Common Stock

Indirect

F · Tax Withholding

−1.06K

Price / share

$9.74

Trade value

$10.31K

% of position

0.4%

2/10/2025

282.64K→281.58K

Total

Net shares

+10.79K

Net value

-$84.56K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	2/7/2025	M · Option Exercise	+12K	—	—	4.4%	270.80K	282.80K
Common Stock Indirect	2/7/2025	F · Tax Withholding	−5.42K	$10.04	$54.46K	1.9%	282.80K	277.37K
Common Stock Indirect	2/9/2025	M · Option Exercise	+4.71K	—	—	1.7%	277.37K	282.08K
Common Stock Indirect	2/9/2025	F · Tax Withholding	−1.97K	$10.04	$19.79K	0.7%	282.08K	280.11K
Common Stock Indirect	2/10/2025	M · Option Exercise	+2.53K	—	—	0.9%	280.11K	282.64K
Common Stock Indirect	2/10/2025	F · Tax Withholding	−1.06K	$9.74	$10.31K	0.4%	282.64K	281.58K
Total			+10.79K		-$84.56K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

12K shares

−12K

Strike price

Held after

50.09K

Exercisable

—

2/7/2025

Employee Stock Option (Rt to Buy)

Direct

J · J

Converts to

Common Stock

52.59K shares

−52.59K

Strike price

Held after

366.24K

Exercisable

—

2/8/2025

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.71K shares

−4.71K

Strike price

Held after

45.38K

Exercisable

—

2/9/2025

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.53K shares

−2.53K

Strike price

Held after

42.84K

Exercisable

—

2/10/2025

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock12K shares	2/7/2025	M · Option Exercise	−12K	—	50.09K
Employee Stock Option (Rt to Buy) Direct	Common Stock52.59K shares	2/8/2025	J · J	−52.59K	—	366.24K
Restricted Stock Units Direct	Common Stock4.71K shares	2/9/2025	M · Option Exercise	−4.71K	—	45.38K
Restricted Stock Units Direct	Common Stock2.53K shares	2/10/2025	M · Option Exercise	−2.53K	—	42.84K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct

Shares owned1.80K

Common Stock

Indirect

Shares owned1K

Total

1.80K direct·1K indirect2.80K

Security Title	Shares Owned	Ownership Type
Common Stock	1.80K	Direct
Common Stock	1K	Indirect
Total	2.80K	1.80K direct·1K indirect

Derivative Holdings (Post-Transaction)1

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

36K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

36K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance Stock Units Direct	Common Stock		—	—	0.00	36K
Total					0.00	36K