ARLING PAUL D

PrivateCIK: 1216543

Location

SANTA ANA, CA

ARLING PAUL D (CEO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

ARLING PAUL D

Filed: 11/12/2024ACC: 0000101984-24-000176

InsiderARLING PAUL DCIK 1216543

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

DirectorOfficer· CEO

Since Jul 2018

-3.03K

Net shares

Net seller

$31.1K

Total sold

0

Open market trades

0B · 0S

6

Total transactions

7.24K acquired · 10.27K disposed

Non-Derivative Transactions4

Common Stock

Indirect

M · Option Exercise

Shares

+4.71K

Price / share

—

Trade value

—

% of position

1.7%

11/9/2024

280.04K→284.75K

Common Stock

Indirect

F · Tax Withholding

Shares

−1.97K

Price / share

$10.25

Trade value

$20.20K

% of position

0.7%

11/9/2024

284.75K→282.78K

Common Stock

Indirect

M · Option Exercise

Shares

+2.53K

Price / share

—

Trade value

—

% of position

0.9%

11/10/2024

282.78K→285.31K

Common Stock

Indirect

F · Tax Withholding

Shares

−1.06K

Price / share

$10.25

Trade value

$10.85K

% of position

0.4%

11/10/2024

285.31K→284.25K

Total

Net shares

+4.21K

Net value

-$31.06K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	11/9/2024	M · Option Exercise	+4.71K	—	—	1.7%	280.04K	284.75K
Common Stock Indirect	11/9/2024	F · Tax Withholding	−1.97K	$10.25	$20.20K	0.7%	284.75K	282.78K
Common Stock Indirect	11/10/2024	M · Option Exercise	+2.53K	—	—	0.9%	282.78K	285.31K
Common Stock Indirect	11/10/2024	F · Tax Withholding	−1.06K	$10.25	$10.85K	0.4%	285.31K	284.25K
Total			+4.21K		-$31.06K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.71K shares

Shares

−4.71K

Strike price

Held after

65.64K

Exercisable

—

11/9/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.53K shares

Shares

−2.53K

Strike price

Held after

63.10K

Exercisable

—

11/10/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock4.71K shares	11/9/2024	M · Option Exercise	−4.71K		—	65.64K
Restricted Stock Units Direct	Common Stock2.53K shares	11/10/2024	M · Option Exercise	−2.53K		—	63.10K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct

Shares owned11.80K

Common Stock

Indirect

Shares owned1K

Total

11.80K direct·1K indirect12.80K

Security Title	Shares Owned	Ownership Type
Common Stock	11.80K	Direct
Common Stock	1K	Indirect
Total	12.80K	11.80K direct·1K indirect

Derivative Holdings (Post-Transaction)2

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

418.83K

Exercise price

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

36K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

454.83K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Rt to Buy) Direct	Common Stock		—	—	0.00	418.83K
Performance Stock Units Direct	Common Stock		—	—	0.00	36K
Total					0.00	454.83K