ARLING PAUL D

PrivateCIK: 1216543
Location

SANTA ANA, CA

ARLING PAUL D (CEO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises
InsiderARLING PAUL DCIK 1216543
DirectorOfficer· CEO
Since Jul 2018
-3.03K
Net shares
Net seller
$40.9K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
7.24K acquired · 10.27K disposed
Non-Derivative Transactions4

Common Stock

Indirect
M · Option Exercise

Shares

+4.71K

Price / share

Trade value

% of position

1.7%
5/9/2024
271.61K276.32K

Common Stock

Indirect
F · Tax Withholding

Shares

1.97K

Price / share

$13.71

Trade value

$27.02K

% of position

0.7%
5/9/2024
276.32K274.35K

Common Stock

Indirect
M · Option Exercise

Shares

+2.53K

Price / share

Trade value

% of position

0.9%
5/10/2024
274.35K276.89K

Common Stock

Indirect
F · Tax Withholding

Shares

1.06K

Price / share

$13.13

Trade value

$13.91K

% of position

0.4%
5/10/2024
276.89K275.83K
Total

Net shares

+4.21K

Net value

-$40.93K

Derivative Transactions2

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

4.71K shares

Shares

4.71K

Strike price

Held after

80.12K

Exercisable

5/9/2024

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

2.53K shares

Shares

2.53K

Strike price

Held after

77.59K

Exercisable

5/10/2024
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct
Shares owned11.80K

Common Stock

Indirect
Shares owned1K
Total
11.80K direct·1K indirect12.80K
Derivative Holdings (Post-Transaction)2

Employee Stock Option (Rt to Buy)

Direct
Underlying security
Common Stock

Underlying shares

0.00

Shares owned

418.83K

Exercise price

Expiration

Exercise window

Performance Stock Units

Direct
Underlying security
Common Stock

Underlying shares

0.00

Shares owned

36K

Exercise price

Expiration

Exercise window

Total

Underlying

0.00

Owned

454.83K

ARLING PAUL D — Insider Transaction (Form 4) Filed May 13, 2024 | Finecho