ARLING PAUL D (CEO) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

ARLING PAUL D

Filed: 2/13/2024ACC: 0000101984-24-000033

InsiderARLING PAUL DCIK 1216543

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

DirectorOfficer· CEO

Since Jul 2018

-10.18K

Net shares

Net seller

$87.7K

Total sold

Open market trades

0B · 0S

Total transactions

22.85K acquired · 33.02K disposed

Non-Derivative Transactions6

Common Stock

Indirect

M · Option Exercise

+18.84K

Price / share

—

Trade value

—

% of position

7.3%

2/9/2024

258.94K→277.79K

Common Stock

Indirect

F · Tax Withholding

−8.50K

Price / share

$8.62

Trade value

$73.24K

% of position

3.1%

2/9/2024

277.79K→269.29K

Common Stock

Indirect

M · Option Exercise

+2.53K

Price / share

—

Trade value

—

% of position

0.9%

2/10/2024

269.29K→271.82K

Common Stock

Indirect

F · Tax Withholding

−1.06K

Price / share

$8.62

Trade value

$9.12K

% of position

0.4%

2/10/2024

271.82K→270.76K

Common Stock

Indirect

M · Option Exercise

+1.47K

Price / share

—

Trade value

—

% of position

0.5%

2/11/2024

270.76K→272.23K

Common Stock

Indirect

F · Tax Withholding

−616.00

Price / share

$8.62

Trade value

$5.31K

% of position

0.2%

2/11/2024

272.23K→271.61K

Total

Net shares

+12.67K

Net value

-$87.67K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	2/9/2024	M · Option Exercise	+18.84K	—	—	7.3%	258.94K	277.79K
Common Stock Indirect	2/9/2024	F · Tax Withholding	−8.50K	$8.62	$73.24K	3.1%	277.79K	269.29K
Common Stock Indirect	2/10/2024	M · Option Exercise	+2.53K	—	—	0.9%	269.29K	271.82K
Common Stock Indirect	2/10/2024	F · Tax Withholding	−1.06K	$8.62	$9.12K	0.4%	271.82K	270.76K
Common Stock Indirect	2/11/2024	M · Option Exercise	+1.47K	—	—	0.5%	270.76K	272.23K
Common Stock Indirect	2/11/2024	F · Tax Withholding	−616.00	$8.62	$5.31K	0.2%	272.23K	271.61K
Total			+12.67K		-$87.67K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

18.84K shares

−18.84K

Strike price

Held after

88.84K

Exercisable

—

2/9/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.53K shares

−2.53K

Strike price

Held after

86.30K

Exercisable

—

2/10/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.47K shares

−1.47K

Strike price

Held after

84.83K

Exercisable

—

2/11/2024

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock18.84K shares	2/9/2024	M · Option Exercise	−18.84K	—	88.84K
Restricted Stock Units Direct	Common Stock2.53K shares	2/10/2024	M · Option Exercise	−2.53K	—	86.30K
Restricted Stock Units Direct	Common Stock1.47K shares	2/11/2024	M · Option Exercise	−1.47K	—	84.83K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned1K

Common Stock

Direct

Shares owned11.80K

Total

11.80K direct·1K indirect12.80K

Security Title	Shares Owned	Ownership Type
Common Stock	1K	Indirect
Common Stock	11.80K	Direct
Total	12.80K	11.80K direct·1K indirect

Derivative Holdings (Post-Transaction)2

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

36K

Exercise price

Expiration

—

Exercise window

—

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

418.83K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

454.83K

Security	Underlying	Exercise Window	Expiration	Shares Owned
Performance Stock Units Direct	Common Stock	—	—	36K
Employee Stock Option (Rt to Buy) Direct	Common Stock	—	—	418.83K
Total				454.83K