ARK INVESTMENT MANAGEMENT LLC

Filed: 10/18/2023ACC: 0001104659-23-109811

📋 What this filing means

ARK INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 226 equity positions with a total reported market value of $13.07B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

226

Positions

$13.07B

Total AUM (reported)

821.68M

Total Shares

Allocation by class

COMMON STOCK$12.80B98.0%

ADR$120.41M0.9%

OPEN-END FUND$113.01M0.9%

GDR$16.93M0.1%

ETP$16.87M0.1%

PREFERENCE$174.1K0.0%

Portfolio Concentration

Top 3$2.63B20.1%

4–10$3.59B27.4%

11–25$3.80B29.1%

Rest$3.06B23.4%

Top 3 weight

20.1%

Top 10 weight

47.5%

Voting Authority Distribution

Total shares with voting rights: 821.68M

Sole

Full voting authority

778.75M

% of voting shares94.8%

Shared

Joint voting authority

29.04M

% of voting shares3.5%

None

No voting authority

13.89M

% of voting shares1.7%

Investment Discretion (by position count)

Sole226

Shared0

Other0

Dominant voting typeSole · 94.8% of voting shares

Institutional Holdings226

Rows:

Tesla Inc

SOLE

Common Stock

Shares4.08M

TypeSH

Market value$1.02B

7.81%

Sole

3.89M

Shared

190.04K

None

0.00

UiPath Inc

SOLE

Common Stock

Shares47.33M

TypeSH

Market value$809.75M

6.20%

Sole

44.58M

Shared

1.86M

None

893.67K

Coinbase Global Inc

SOLE

Common Stock

Shares10.60M

TypeSH

Market value$796.12M

6.09%

Sole

9.83M

Shared

523.13K

None

250.53K

Roku Inc

SOLE

Common Stock

Shares10.44M

TypeSH

Market value$736.95M

5.64%

Sole

9.61M

Shared

575.66K

None

256.70K

Zoom Video Communications Inc

SOLE

Common Stock

Shares10.18M

TypeSH

Market value$712.19M

5.45%

Sole

9.34M

Shared

574.33K

None

268.70K

Block Inc

SOLE

Common Stock

Shares10.89M

TypeSH

Market value$481.86M

3.69%

Sole

10.08M

Shared

566.83K

None

242.96K

DraftKings Inc

SOLE

Common Stock

Shares14.63M

TypeSH

Market value$430.64M

3.29%

Sole

13.62M

Shared

687.09K

None

317.27K

Exact Sciences Corp

SOLE

Common Stock

Shares6.28M

TypeSH

Market value$428.49M

3.28%

Sole

5.98M

Shared

204.93K

None

97.29K

Twilio Inc

SOLE

Common Stock

Shares7.13M

TypeSH

Market value$417.44M

3.19%

Sole

6.61M

Shared

352.46K

None

166.07K

Shopify Inc

SOLE

Common Stock

Shares6.96M

TypeSH

Market value$379.54M

2.90%

Sole

6.42M

Shared

377.37K

None

161.12K

Teladoc Health Inc

SOLE

Common Stock

Shares20.31M

TypeSH

Market value$377.60M

2.89%

Sole

18.87M

Shared

931.07K

None

508.10K

Unity Software Inc

SOLE

Common Stock

Shares11.48M

TypeSH

Market value$360.27M

2.76%

Sole

10.61M

Shared

586.01K

None

282.60K

ROBLOX Corp

SOLE

Common Stock

Shares11.97M

TypeSH

Market value$346.76M

2.65%

Sole

11.07M

Shared

632.07K

None

274.06K

Ginkgo Bioworks Holdings Inc

SOLE

Common Stock

Shares182.19M

TypeSH

Market value$329.77M

2.52%

Sole

170.32M

Shared

8.30M

None

3.58M

CRISPR Therapeutics AG

SOLE

Common Stock

Shares7.16M

TypeSH

Market value$325.13M

2.49%

Sole

6.57M

Shared

393.12K

None

201.66K

Robinhood Markets Inc

SOLE

Common Stock

Shares32.83M

TypeSH

Market value$322.11M

2.46%

Sole

30.63M

Shared

1.47M

None

731.71K

Intellia Therapeutics Inc

SOLE

Common Stock

Shares9.95M

TypeSH

Market value$314.58M

2.41%

Sole

9.07M

Shared

593.97K

None

284.65K

Pacific Biosciences of Califor

SOLE

Common Stock

Shares29.82M

TypeSH

Market value$249.02M

1.91%

Sole

27.98M

Shared

1.25M

None

586.43K

PagerDuty Inc

SOLE

Common Stock

Shares10.55M

TypeSH

Market value$237.37M

1.82%

Sole

9.62M

Shared

603.79K

None

327.84K

Beam Therapeutics Inc

SOLE

Common Stock

Shares8.78M

TypeSH

Market value$211.25M

1.62%

Sole

8.42M

Shared

240.50K

None

124.72K

Veracyte Inc

SOLE

Common Stock

Shares7.59M

TypeSH

Market value$169.56M

1.30%

Sole

7.19M

Shared

406.29K

None

0.00

Palantir Technologies Inc

SOLE

Common Stock

Shares9.42M

TypeSH

Market value$150.78M

1.15%

Sole

8.53M

Shared

673.56K

None

217.40K

Teradyne Inc

SOLE

Common Stock

Shares1.42M

TypeSH

Market value$142.94M

1.09%

Sole

1.33M

Shared

64.09K

None

28.44K

Twist Bioscience Corp

SOLE

Common Stock

Shares6.79M

TypeSH

Market value$137.48M

1.05%

Sole

6.40M

Shared

276.40K

None

110.44K

10X Genomics Inc

SOLE

Common Stock

Shares2.99M

TypeSH

Market value$123.48M

0.94%

Sole

2.76M

Shared

160.81K

None

72.08K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
Tesla IncSOLE	Common Stock	4.08M	SH	$1.02B 7.81%	3.89M	190.04K	0.00
UiPath IncSOLE	Common Stock	47.33M	SH	$809.75M 6.20%	44.58M	1.86M	893.67K
Coinbase Global IncSOLE	Common Stock	10.60M	SH	$796.12M 6.09%	9.83M	523.13K	250.53K
Roku IncSOLE	Common Stock	10.44M	SH	$736.95M 5.64%	9.61M	575.66K	256.70K
Zoom Video Communications IncSOLE	Common Stock	10.18M	SH	$712.19M 5.45%	9.34M	574.33K	268.70K
Block IncSOLE	Common Stock	10.89M	SH	$481.86M 3.69%	10.08M	566.83K	242.96K
DraftKings IncSOLE	Common Stock	14.63M	SH	$430.64M 3.29%	13.62M	687.09K	317.27K
Exact Sciences CorpSOLE	Common Stock	6.28M	SH	$428.49M 3.28%	5.98M	204.93K	97.29K
Twilio IncSOLE	Common Stock	7.13M	SH	$417.44M 3.19%	6.61M	352.46K	166.07K
Shopify IncSOLE	Common Stock	6.96M	SH	$379.54M 2.90%	6.42M	377.37K	161.12K
Teladoc Health IncSOLE	Common Stock	20.31M	SH	$377.60M 2.89%	18.87M	931.07K	508.10K
Unity Software IncSOLE	Common Stock	11.48M	SH	$360.27M 2.76%	10.61M	586.01K	282.60K
ROBLOX CorpSOLE	Common Stock	11.97M	SH	$346.76M 2.65%	11.07M	632.07K	274.06K
Ginkgo Bioworks Holdings IncSOLE	Common Stock	182.19M	SH	$329.77M 2.52%	170.32M	8.30M	3.58M
CRISPR Therapeutics AGSOLE	Common Stock	7.16M	SH	$325.13M 2.49%	6.57M	393.12K	201.66K
Robinhood Markets IncSOLE	Common Stock	32.83M	SH	$322.11M 2.46%	30.63M	1.47M	731.71K
Intellia Therapeutics IncSOLE	Common Stock	9.95M	SH	$314.58M 2.41%	9.07M	593.97K	284.65K
Pacific Biosciences of CaliforSOLE	Common Stock	29.82M	SH	$249.02M 1.91%	27.98M	1.25M	586.43K
PagerDuty IncSOLE	Common Stock	10.55M	SH	$237.37M 1.82%	9.62M	603.79K	327.84K
Beam Therapeutics IncSOLE	Common Stock	8.78M	SH	$211.25M 1.62%	8.42M	240.50K	124.72K
Veracyte IncSOLE	Common Stock	7.59M	SH	$169.56M 1.30%	7.19M	406.29K	0.00
Palantir Technologies IncSOLE	Common Stock	9.42M	SH	$150.78M 1.15%	8.53M	673.56K	217.40K
Teradyne IncSOLE	Common Stock	1.42M	SH	$142.94M 1.09%	1.33M	64.09K	28.44K
Twist Bioscience CorpSOLE	Common Stock	6.79M	SH	$137.48M 1.05%	6.40M	276.40K	110.44K
10X Genomics IncSOLE	Common Stock	2.99M	SH	$123.48M 0.94%	2.76M	160.81K	72.08K

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