ARISTEIA CAPITAL, L.L.C.

Filed: 8/14/2023ACC: 0001080171-23-000007

📋 What this filing means

ARISTEIA CAPITAL, L.L.C. filed this quarterly 13F‑HR report disclosing 276 equity positions with a total reported market value of $4.51B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

276

Positions

$4.51B

Total AUM (reported)

1.10B

Total Shares

Allocation by class

TR UNIT$1.63B36.2%

COM SER C$486.43M10.8%

ADR$232.12M5.1%

NOTE 11/1$215.70M4.8%

CLASS A ORD SHS$178.07M3.9%

CLASS A COM$135.11M3.0%

CL A ORD SHS$126.29M2.8%

Portfolio Concentration

Top 3$2.35B52.2%

4–10$826.61M18.3%

11–25$567.25M12.6%

Rest$762.66M16.9%

Top 3 weight

52.2%

Top 10 weight

70.5%

Voting Authority Distribution

Total shares with voting rights: 1.10B

Sole

Full voting authority

1.10B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole276

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings276

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares3.69M

TypeSH

Market value$1.63B

36.23%

Sole

3.69M

Shared

0.00

None

0.00

LIBERTY BROADBAND CORP

SOLE

COM SER C

Shares6.07M

TypeSH

Market value$486.43M

10.79%

Sole

6.07M

Shared

0.00

None

0.00

CARNIVAL PLC

SOLE

ADR

Shares13.69M

TypeSH

Market value$232.12M

5.15%

Sole

13.69M

Shared

0.00

None

0.00

AFFIRM HLDGS INC

SOLE

NOTE 11/1

Shares275.24M

TypePRN

Market value$204.53M

4.54%

Sole

275.24M

Shared

0.00

None

0.00

BRIDGEBIO PHARMA INC

SOLE

NOTE 2.500% 3/1

Shares157.72M

TypePRN

Market value$124.24M

2.76%

Sole

157.72M

Shared

0.00

None

0.00

LIBERTY BROADBAND CORP

SOLE

COM SER A

Shares1.37M

TypeSH

Market value$109.31M

2.42%

Sole

1.37M

Shared

0.00

None

0.00

LIBERTY MEDIA CORP DEL

SOLE

COM A SIRIUSXM

Shares3.16M

TypeSH

Market value$103.56M

2.30%

Sole

3.16M

Shared

0.00

None

0.00

DENBURY INC

SOLE

COM

Shares1.18M

TypeSH

Market value$101.64M

2.25%

Sole

1.18M

Shared

0.00

None

0.00

LIBERTY MEDIA CORP DEL

SOLE

COM C SIRIUSXM

Shares3.07M

TypeSH

Market value$100.35M

2.23%

Sole

3.07M

Shared

0.00

None

0.00

OCCIDENTAL PETE CORP

SOLE

*W EXP 08/03/202

Shares2.25M

TypeSH

Market value$82.97M

1.84%

Sole

2.25M

Shared

0.00

None

0.00

DOCUSIGN INC

SOLE

NOTE 1/1

Shares72.38M

TypePRN

Market value$70.39M

1.56%

Sole

72.38M

Shared

0.00

None

0.00

MICROSTRATEGY INC

SOLE

NOTE 0.750%12/1

Shares57.50M

TypePRN

Market value$62.75M

1.39%

Sole

57.50M

Shared

0.00

None

0.00

SCREAMING EAGLE ACQUISITN CO

SOLE

CLASS A ORD SHS

Shares6.01M

TypeSH

Market value$61.99M

1.37%

Sole

6.01M

Shared

0.00

None

0.00

TELADOC HEALTH INC

SOLE

NOTE 1.250% 6/0

Shares65.15M

TypePRN

Market value$52.12M

1.16%

Sole

65.15M

Shared

0.00

None

0.00

TRANSOCEAN INC

SOLE

DEB 4.000%12/1

Shares31.30M

TypePRN

Market value$50.28M

1.12%

Sole

31.30M

Shared

0.00

None

0.00

ARES ACQUISITION CORPORATION

SOLE

COM CL A

Shares3.40M

TypeSH

Market value$35.92M

0.80%

Sole

3.40M

Shared

0.00

None

0.00

TORTOISEECOFIN ACQUISITION C

SOLE

SHS CL A

Shares3.25M

TypeSH

Market value$33.70M

0.75%

Sole

3.25M

Shared

0.00

None

0.00

HENNESSY CAPITAL INVST CORP

SOLE

CLASS A COM

Shares2.53M

TypeSH

Market value$26.00M

0.58%

Sole

2.53M

Shared

0.00

None

0.00

EXACT SCIENCES CORP

SOLE

NOTE 0.375% 3/0

Shares25.14M

TypePRN

Market value$25.85M

0.57%

Sole

25.14M

Shared

0.00

None

0.00

ENPHYS ACQUISITION CORP

SOLE

CL A ORD SHS

Shares2.44M

TypeSH

Market value$25.35M

0.56%

Sole

2.44M

Shared

0.00

None

0.00

PORTAGE FINTECH ACQUISITN CO

SOLE

CLASS A ORD SHS

Shares2.41M

TypeSH

Market value$25.06M

0.56%

Sole

2.41M

Shared

0.00

None

0.00

FTAC EMERALD ACQUISITION COR

SOLE

CLASS A COM

Shares2.41M

TypeSH

Market value$24.93M

0.55%

Sole

2.41M

Shared

0.00

None

0.00

CORSAIR PARTNERING CORP

SOLE

SHS CL A

Shares2.40M

TypeSH

Market value$24.85M

0.55%

Sole

2.40M

Shared

0.00

None

0.00

TILRAY BRANDS INC

SOLE

NOTE 5.000%10/0

Shares24.41M

TypePRN

Market value$24.28M

0.54%

Sole

24.41M

Shared

0.00

None

0.00

LENDINGTREE INC

SOLE

NOTE 0.500% 7/1

Shares30.50M

TypePRN

Market value$23.79M

0.53%

Sole

30.50M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR S&P 500 ETF TRSOLE	TR UNIT	3.69M	SH	$1.63B 36.23%	3.69M
LIBERTY BROADBAND CORPSOLE	COM SER C	6.07M	SH	$486.43M 10.79%	6.07M
CARNIVAL PLCSOLE	ADR	13.69M	SH	$232.12M 5.15%	13.69M
AFFIRM HLDGS INCSOLE	NOTE 11/1	275.24M	PRN	$204.53M 4.54%	275.24M
BRIDGEBIO PHARMA INCSOLE	NOTE 2.500% 3/1	157.72M	PRN	$124.24M 2.76%	157.72M
LIBERTY BROADBAND CORPSOLE	COM SER A	1.37M	SH	$109.31M 2.42%	1.37M
LIBERTY MEDIA CORP DELSOLE	COM A SIRIUSXM	3.16M	SH	$103.56M 2.30%	3.16M
DENBURY INCSOLE	COM	1.18M	SH	$101.64M 2.25%	1.18M
LIBERTY MEDIA CORP DELSOLE	COM C SIRIUSXM	3.07M	SH	$100.35M 2.23%	3.07M
OCCIDENTAL PETE CORPSOLE	*W EXP 08/03/202	2.25M	SH	$82.97M 1.84%	2.25M
DOCUSIGN INCSOLE	NOTE 1/1	72.38M	PRN	$70.39M 1.56%	72.38M
MICROSTRATEGY INCSOLE	NOTE 0.750%12/1	57.50M	PRN	$62.75M 1.39%	57.50M
SCREAMING EAGLE ACQUISITN COSOLE	CLASS A ORD SHS	6.01M	SH	$61.99M 1.37%	6.01M
TELADOC HEALTH INCSOLE	NOTE 1.250% 6/0	65.15M	PRN	$52.12M 1.16%	65.15M
TRANSOCEAN INCSOLE	DEB 4.000%12/1	31.30M	PRN	$50.28M 1.12%	31.30M
ARES ACQUISITION CORPORATIONSOLE	COM CL A	3.40M	SH	$35.92M 0.80%	3.40M
TORTOISEECOFIN ACQUISITION CSOLE	SHS CL A	3.25M	SH	$33.70M 0.75%	3.25M
HENNESSY CAPITAL INVST CORPSOLE	CLASS A COM	2.53M	SH	$26.00M 0.58%	2.53M
EXACT SCIENCES CORPSOLE	NOTE 0.375% 3/0	25.14M	PRN	$25.85M 0.57%	25.14M
ENPHYS ACQUISITION CORPSOLE	CL A ORD SHS	2.44M	SH	$25.35M 0.56%	2.44M
PORTAGE FINTECH ACQUISITN COSOLE	CLASS A ORD SHS	2.41M	SH	$25.06M 0.56%	2.41M
FTAC EMERALD ACQUISITION CORSOLE	CLASS A COM	2.41M	SH	$24.93M 0.55%	2.41M
CORSAIR PARTNERING CORPSOLE	SHS CL A	2.40M	SH	$24.85M 0.55%	2.40M
TILRAY BRANDS INCSOLE	NOTE 5.000%10/0	24.41M	PRN	$24.28M 0.54%	24.41M
LENDINGTREE INCSOLE	NOTE 0.500% 7/1	30.50M	PRN	$23.79M 0.53%	30.50M

Page 1 of 12

…