Filed: 10/24/2022ACC: 0001085146-22-003548
📋 What this filing means
ARIOSE CAPITAL MANAGEMENT LTD filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $100.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$100.1K
Total AUM (reported)
1.56M
Total Shares
Allocation by class
SPONSORED ADS$76.8K76.7%
SPNSRD ADS NEW$14.9K14.9%
SPON ADR$7.5K7.5%
COM$837.000.8%
Portfolio Concentration
Top 3$99.3K99.2%
4–10$837.000.8%
Top 3 weight
99.2%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 1.56M
Sole
Full voting authority
1.56M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
ALIBABA GROUP HLDG LTD
SOLEShares960.37K
TypeSH
Market value$76.8K
76.75%
Sole
960.37K
Shared
0.00
None
0.00
DAQO NEW ENERGY CORP
SOLEShares280.87K
TypeSH
Market value$14.9K
14.89%
Sole
280.87K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
SOLEShares314.10K
TypeSH
Market value$7.5K
7.52%
Sole
314.10K
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares5.10K
TypeSH
Market value$837.00
0.84%
Sole
5.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 960.37K | SH | $76.8K 76.75% | 960.37K | 0.00 | 0.00 |
DAQO NEW ENERGY CORPSOLE | SPNSRD ADS NEW | 280.87K | SH | $14.9K 14.89% | 280.87K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYSOLE | SPON ADR | 314.10K | SH | $7.5K 7.52% | 314.10K | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 5.10K | SH | $837.00 0.84% | 5.10K | 0.00 | 0.00 |