APPELL DAVID enters PARALLAX HEALTH SCIENCES, INC. with 750K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/13/2019ACC: 0001388410-19-000071
Officer· Chief Operating Officer
Since May 2019
750K
Baseline shares
100% direct
750K
Direct ownership
1 position
3M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
COMMON STOCK (RESTRICTED)
DirectShares owned750K
Total
750K direct750K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK (RESTRICTED) | 750K | Direct |
| Total | 750K | 750K direct |
Derivative Holdings2
STOCK OPTIONS
DirectUnderlying security
COMMON STOCK
Underlying shares
2.25M
Shares owned
N/A
Exercise price
0.25
Expiration
—
Exercise window
—
STOCK OPTIONS
DirectUnderlying security
COMMON STOCK
Underlying shares
750K
Shares owned
N/A
Exercise price
0.25
Expiration
—
Exercise window
—
Total
Underlying
3M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| STOCK OPTIONS Direct | COMMON STOCK | 0.25 | — | — | 2.25M | N/A |
| STOCK OPTIONS Direct | COMMON STOCK | 0.25 | — | — | 750K | N/A |
| Total | 3M | 0.00 | ||||