APODACA PATRICK V

PrivateCIK: 1478313

Location

ALBUQUERQUE, NM

APODACA PATRICK V (SVP, GEN COUNSEL & SECY) exercised options at TXNM ENERGY INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

APODACA PATRICK V

Filed: 3/9/2021ACC: 0001562180-21-002110

InsiderAPODACA PATRICK VCIK 1478313

→

IssuerTXNM ENERGY INCCIK 1108426

Officer· SVP, GEN COUNSEL & SECY

Since Mar 2019

+6.17K

Net shares

Net buyer

$252.8K

Total sold

0

Open market trades

0B · 0S

12

Total transactions

13.62K acquired · 7.44K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

Shares

+9.53K

Price / share

—

Trade value

—

% of position

13.3%

3/5/2021

71.66K→81.19K

Common Stock

Direct

F · Tax Withholding

Shares

−4.37K

Price / share

$47.42

Trade value

$207.37K

% of position

5.4%

3/5/2021

81.19K→76.82K

Common Stock

Direct

M · Option Exercise

Shares

+670.00

Price / share

—

Trade value

—

% of position

0.9%

3/5/2021

76.82K→77.49K

Common Stock

Direct

F · Tax Withholding

Shares

−304.00

Price / share

$47.42

Trade value

$14.42K

% of position

0.4%

3/5/2021

77.49K→77.19K

Common Stock

Direct

M · Option Exercise

Shares

+623.00

Price / share

—

Trade value

—

% of position

0.8%

3/5/2021

77.19K→77.81K

Common Stock

Direct

F · Tax Withholding

Shares

−282.00

Price / share

$47.42

Trade value

$13.37K

% of position

0.4%

3/5/2021

77.81K→77.53K

Common Stock

Direct

M · Option Exercise

Shares

+820.00

Price / share

—

Trade value

—

% of position

1.1%

3/5/2021

77.53K→78.35K

Common Stock

Direct

F · Tax Withholding

Shares

−372.00

Price / share

$47.42

Trade value

$17.64K

% of position

0.5%

3/5/2021

78.35K→77.97K

Total

Net shares

+6.31K

Net value

-$252.80K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/5/2021	M · Option Exercise	+9.53K	—	—	13.3%	71.66K	81.19K
Common Stock Direct	3/5/2021	F · Tax Withholding	−4.37K	$47.42	$207.37K	5.4%	81.19K	76.82K
Common Stock Direct	3/5/2021	M · Option Exercise	+670.00	—	—	0.9%	76.82K	77.49K
Common Stock Direct	3/5/2021	F · Tax Withholding	−304.00	$47.42	$14.42K	0.4%	77.49K	77.19K
Common Stock Direct	3/5/2021	M · Option Exercise	+623.00	—	—	0.8%	77.19K	77.81K
Common Stock Direct	3/5/2021	F · Tax Withholding	−282.00	$47.42	$13.37K	0.4%	77.81K	77.53K
Common Stock Direct	3/5/2021	M · Option Exercise	+820.00	—	—	1.1%	77.53K	78.35K
Common Stock Direct	3/5/2021	F · Tax Withholding	−372.00	$47.42	$17.64K	0.5%	78.35K	77.97K
Total			+6.31K		-$252.80K

Derivative Transactions4

Restricted Stock Rights

Direct

A · Award

Converts to

Common Stock

1.97K shares

Shares

+1.97K

Strike price

Held after

6K

Exercisable

—

3/5/2021

Restricted Stock Rights

Direct

M · Option Exercise

Converts to

Common Stock

670.00 shares

Shares

−670.00

Strike price

Held after

5.33K

Exercisable

—

3/5/2021

Restricted Stock Rights

Direct

M · Option Exercise

Converts to

Common Stock

623.00 shares

Shares

−623.00

Strike price

Held after

4.71K

Exercisable

—

3/5/2021

Restricted Stock Rights

Direct

M · Option Exercise

Converts to

Common Stock

820.00 shares

Shares

−820.00

Strike price

Held after

3.89K

Exercisable

—

3/5/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Rights Direct	Common Stock1.97K shares	3/5/2021	A · Award	+1.97K		—	6K
Restricted Stock Rights Direct	Common Stock670.00 shares	3/5/2021	M · Option Exercise	−670.00		—	5.33K
Restricted Stock Rights Direct	Common Stock623.00 shares	3/5/2021	M · Option Exercise	−623.00		—	4.71K
Restricted Stock Rights Direct	Common Stock820.00 shares	3/5/2021	M · Option Exercise	−820.00		—	3.89K

APODACA PATRICK V — Insider Transaction (Form 4) Filed Mar 9, 2021 | Finecho